First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
US ˙ ARCA ˙ US3369201039

SecurityFPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership7,844 shares
Latest Disclosed Value $ 1,245,675
Sigma Planning Corp reports 7.37% decrease in ownership of FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 7,844 shares of First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF (US:FPX) valued at $1,245,706 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 8,468 shares of First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF. This represents a change in shares of -7.37% during the quarter. The current value of the position is $1,517,108 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 336920103 7,844 -624 -7.37 1,246 -9.45 0.0346
2026-01-30 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 336920103 8,468 -757 -8.21 1,375 -10.25 0.0380
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 336920103 9,225 4,487 94.70 1,533 123.32 0.0436
2025-08-05 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 336920103 4,738 4,738 687 0.0206
2023-01-24 2022-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 0 -5,115 -100.00 0 -100.00
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 5,115 19 0.37 415 -0.95 0.0158
2022-08-11 2022-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 5,096 -27 -0.53 419 -25.04 0.0146
2022-04-20 2022-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 5,123 -48,380 -90.42 559 -91.47 0.0167
2022-02-02 2021-12-31 13F FIRST TR IPOX 100 INDEX FD SHS ETF 336920103 53,503 913 1.74 6,555 1.00 0.1827
2021-10-28 2021-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 52,590 353 0.68 6,490 -2.54 0.1952
2021-08-13 2021-06-30 13F FIRST TR IPOX 100 INDEX FD SHS ETF 336920103 52,237 1,711 3.39 6,659 10.61 0.1985
2021-05-06 2021-03-31 13F FIRST TR IPOX 100 INDEX FD SHS ETF 336920103 50,526 -19,604 -27.95 6,020 -27.44 0.1923
2021-02-09 2020-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 70,130 16,663 31.17 8,297 60.58 0.2822
2020-11-03 2020-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 53,467 -26,740 -33.34 5,167 -23.12 0.2045
2020-07-31 2020-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 80,207 70,897 761.51 6,721 1,044.97 0.2950
2020-05-01 2020-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 9,310 -83,343 -89.95 587 -92.12 0.0349
2020-02-03 2019-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 92,653 25,276 37.51 7,445 45.72 0.3141
2019-11-01 2019-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 67,377 2,469 3.80 5,109 1.01 0.2452
2019-08-01 2019-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 64,908 20,845 47.31 5,058 53.27 0.2606
2019-05-01 2019-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 44,063 -5,000 -10.19 3,300 8.37 0.1874
2019-01-31 2018-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 49,063 975 2.03 3,045 -14.75 0.2215
2018-11-07 2018-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 48,088 2,594 5.70 3,572 9.91 0.2100
2018-08-02 2018-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 45,494 3,282 7.78 3,250 12.30 0.2176
2018-05-11 2018-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 42,212 4,443 11.76 2,894 12.30 0.2116
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 37,769 5,045 15.42 2,577 23.36 0.1985
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 32,724 5,549 20.42 2,089 28.79 0.1723
2017-08-02 2017-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 27,175 3,886 16.69 1,622 21.41 0.1524
2017-04-24 2017-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 23,289 18,637 400.62 1,336 430.16 0.1294
2017-01-23 2016-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 4,652 -703 -13.13 252 -13.40 0.0275
2016-11-07 2016-09-30 13F FIRST TR US IPO INDEX FD SHS 336920103 5,355 119 2.27 291 9.81 0.0345
2016-07-22 2016-06-30 13F FIRST TR US IPO INDEX FD SHS 336920103 5,236 -256 -4.66 265 -3.64 0.0345
2016-04-18 2016-03-31 13F FIRST TR US IPO INDEX FD SHS 336920103 5,492 -118 -2.10 275 -4.18 0.0376
2016-01-20 2015-12-31 13F FIRST TR US IPO INDEX FD SHS 336920103 5,610 172 3.16 287 8.30 0.0402
2015-11-02 2015-09-30 13F FIRST TR US IPO INDEX FD SHS 336920103 5,438 -1,284 -19.10 265 -27.79 0.0420
2015-07-14 2015-06-30 13F FIRST TR US IPO INDEX FD SHS 336920103 6,722 562 9.12 367 10.54 0.0507
2015-04-23 2015-03-31 13F FIRST TR US IPO INDEX FD SHS 336920103 6,160 775 14.39 332 22.51 0.0440
2015-02-13 2014-12-31 13F FIRST TR US IPO INDEX FD SHS 336920103 5,385 5,385 271 0.0358
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.