First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionAE Wealth Management LLC
Latest Disclosed Ownership30,404 shares
Latest Disclosed Value $ 2,807,833
AE Wealth Management LLC reports 57.02% decrease in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On May 13, 2026 - AE Wealth Management LLC filed a 13F-HR form disclosing ownership of 30,404 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $2,807,809 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 70,747 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of -57.02% during the quarter. The current value of the position is $2,895,355 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 30,404 -40,343 -57.02 2,808 -53.94 0.0152
2026-01-26 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 70,747 2,260 3.30 6,095 6.80 0.0350
2025-11-03 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 68,487 -25,296 -26.97 5,707 -22.62 0.0364
2025-08-06 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 93,783 -1,277 -1.34 7,374 1.11 0.0539
2025-05-06 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 95,060 1,443 1.54 7,293 1.90 0.0613
2025-02-13 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 93,617 -15,395 -14.12 7,158 -17.03 0.0607
2024-11-14 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 109,012 10,323 10.46 8,626 18.77 0.0783
2024-08-12 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 98,689 4,665 4.96 7,264 1.14 0.0727
2024-05-15 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 94,024 -8,631 -8.41 7,182 -0.66 0.0812
2024-02-14 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 102,655 2,105 2.09 7,229 10.99 0.0369
2023-10-11 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 100,550 -1,315 -1.29 6,514 -4.11 0.0389
2023-07-10 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 101,865 11,025 12.14 6,792 12.62 0.0408
2023-04-14 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 90,840 9,778 12.06 6,031 13.07 0.0388
2023-01-31 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 81,062 45,138 125.65 5,335 157.43 0.0386
2022-10-25 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 35,924 6,425 21.78 2,072 13.10 0.0164
2022-08-03 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 29,499 7,181 32.18 1,832 16.39 0.0147
2022-04-18 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 22,318 5,443 32.25 1,574 33.50 0.0108
2022-01-20 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 16,875 4,826 40.05 1,179 51.93 0.0082
2021-11-01 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 12,049 3,507 41.06 776 38.32 0.0064
2021-07-21 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,542 -1,049 -10.94 561 -8.03 0.0049
2021-04-27 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,591 -1,244 -11.48 610 2.52 0.0062
2021-02-01 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 10,835 -2,388 -18.06 595 -3.57 0.0067
2020-11-06 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 13,223 4,996 60.73 617 64.97 0.0088
2020-08-05 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,227 -12,052 -59.43 374 -49.87 0.0058
2020-05-07 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 20,279 2,430 13.61 746 -26.07 0.0171
2020-01-15 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 17,849 12,269 219.87 1,009 250.35 0.0219
2019-11-05 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 5,580 -14,918 -72.78 288 -73.06 0.0083
2019-07-22 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 20,498 20,498 1,069 0.0321
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.