First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionD.a. Davidson & Co.
Latest Disclosed Ownership37,408 shares
Latest Disclosed Value $ 3,454,671
D.a. Davidson & Co. reports 0.99% decrease in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On May 5, 2026 - D.a. Davidson & Co. filed a 13F-HR form disclosing ownership of 37,408 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $3,454,629 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 37,782 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of -0.99% during the quarter. The current value of the position is $3,562,341 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 37,408 -374 -0.99 3,455 6.15 0.0209
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE-TRADED AL LP COM SHS 33735J101 37,782 -477 -1.25 3,255 2.07 0.0199
2025-10-22 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 38,259 133 0.35 3,188 6.37 0.0204
2025-07-30 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 38,126 -663 -1.71 2,998 0.74 0.0211
2025-04-28 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 38,789 2,083 5.67 2,976 6.02 0.0239
2025-01-31 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 36,706 201 0.55 2,807 -2.84 0.0228
2024-11-13 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 36,505 -341 -0.93 2,889 6.53 0.0239
2024-08-01 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 36,846 127 0.35 2,712 -3.32 0.0240
2024-05-13 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 36,719 -1,440 -3.77 2,805 3.74 0.0253
2024-02-09 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 38,159 -2,663 -6.52 2,703 2.23 0.0265
2023-11-08 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,822 -7 -0.02 2,644 -2.87 0.0287
2023-08-11 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,829 -5,387 -11.66 2,723 -11.28 0.0287
2023-04-25 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 46,216 584 1.28 3,069 2.16 0.0345
2023-02-03 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 45,632 -13,900 -23.35 3,003 -12.55 0.0354
2022-11-07 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 59,532 -4,291 -6.72 3,434 -13.37 0.0450
2022-07-28 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 63,823 -1,698 -2.59 3,964 -14.22 0.0498
2022-05-12 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 65,521 -286 -0.43 4,621 0.48 0.0503
2022-01-31 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 65,807 3,167 5.06 4,599 13.98 0.0490
2021-11-15 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 62,640 9,695 18.31 4,035 16.08 0.0468
2021-08-10 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 52,945 4,056 8.30 3,476 11.70 0.0408
2021-05-07 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 48,889 881 1.84 3,112 18.01 0.0398
2021-02-10 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 48,008 4,193 9.57 2,637 28.95 0.0403
2020-11-02 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 43,815 -6,722 -13.30 2,045 -11.01 0.0356
2020-08-10 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 50,537 -43,794 -46.43 2,298 -33.79 0.0429
2020-05-05 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 94,331 2,411 2.62 3,471 -33.17 0.0677
2020-02-14 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 91,920 6,367 7.44 5,194 17.72 0.0839
2019-11-05 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 85,553 -12,255 -12.53 4,412 -13.49 0.0791
2019-08-13 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 97,808 2,055 2.15 5,100 3.47 0.0950
2019-05-13 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 95,753 2,067 2.21 4,929 13.81 0.0847
2019-01-29 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 93,686 1,565 1.70 4,331 -13.15 0.0844
2018-11-13 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 92,121 3,670 4.15 4,987 7.76 0.0887
2018-08-02 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 88,451 3,054 3.58 4,628 2.75 0.0907
2018-05-04 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 85,397 19,842 30.27 4,504 25.77 0.0931
2018-02-08 2017-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 65,555 22,365 51.78 3,581 62.26 0.0751
2017-11-08 2017-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 43,190 11,153 34.81 2,207 37.34 0.0433
2017-08-11 2017-06-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 32,037 11,944 59.44 1,607 62.32 0.0363
2017-05-12 2017-03-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 20,093 1,409 7.54 990 13.14 0.0240
2017-02-15 2016-12-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 18,684 -7,187 -27.78 875 -20.53 0.0198
2016-11-18 2016-09-30 13F/A-1 FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 25,871 12,414 92.25 1,101 105.41 0.0274
2016-11-14 2016-09-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 25,871 1,101
2016-08-13 2016-06-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 13,457 8,555 174.52 536 169.35 0.0158
2016-05-13 2016-03-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 4,902 623 14.56 199 21.34 0.0062
2016-02-12 2015-12-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 4,279 670 18.56 164 20.59 0.0053
2015-11-13 2015-09-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 3,609 -4,048 -52.87 136 -58.15 0.0048
2015-08-14 2015-06-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 7,657 -1,392 -15.38 325 -17.72 0.0107
2015-05-06 2015-03-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 9,049 4,424 95.65 395 95.54 0.0130
2015-02-12 2014-12-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 4,625 1,722 59.32 202 64.23 0.0066
2014-11-12 2014-09-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 2,903 0 0.00 123 -2.38 0.0042
2014-07-29 2014-06-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 2,903 0 0.00 126 5.88 0.0043
2014-05-05 2014-03-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 2,903 1,503 107.36 119 112.50 0.0043
2014-02-13 2013-12-31 13F/A-1 FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 1,400 0 0.00 56 9.80 0.0021
2014-02-12 2013-12-31 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 1,400 56
2013-11-14 2013-09-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 1,400 0 0.00 51 6.25 0.0023
2013-08-16 2013-06-30 13F FIRST TRUST LARGE CAP VAL ALPHADEX COM 33735J101 1,400 1,400 48 0.0023
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.