First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionOppenheimer & Co Inc
Latest Disclosed Ownership7,051 shares
Latest Disclosed Value $ 651,160
Oppenheimer & Co Inc reports 3.92% decrease in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On April 23, 2026 - Oppenheimer & Co Inc filed a 13F-HR form disclosing ownership of 7,051 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $651,160 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 7,339 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of -3.92% during the quarter. The current value of the position is $671,462 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 7,051 -288 -3.92 651 3.01 0.0079
2026-02-02 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 7,339 -157 -2.09 632 1.28 0.0090
2025-11-06 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 7,496 -245 -3.16 625 2.63 0.0076
2025-07-31 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 7,741 -52 -0.67 609 1.84 0.0080
2025-04-23 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 7,793 -75 -0.95 598 -0.67 0.0090
2025-02-05 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 7,868 41 0.52 602 -2.91 0.0090
2024-11-05 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 7,827 -451 -5.45 619 1.64 0.0094
2024-08-08 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,278 -338 -3.92 609 -7.45 0.0097
2024-05-07 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,616 -153 -1.74 658 5.96 0.0109
2024-02-13 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,769 -725 -7.64 621 0.98 0.0114
2023-11-08 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,494 288 3.13 615 0.33 0.0127
2023-08-03 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,206 -251 -2.65 614 -2.23 0.0123
2023-05-10 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,457 -302 -3.09 628 -2.34 0.0133
2023-02-08 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,759 -29 -0.30 642 13.63 0.0146
2022-11-14 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,788 -13,430 -57.84 565 -60.82 0.0132
2022-08-08 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 23,218 13,402 136.53 1,442 108.38 0.0310
2022-05-12 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,816 41 0.42 692 1.32 0.0125
2022-02-02 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,775 -81 -0.82 683 7.56 0.0119
2021-11-12 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,856 -749 -7.06 635 -8.76 0.0119
2021-08-03 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 10,605 -22 -0.21 696 2.96 0.0125
2021-05-10 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 10,627 -255 -2.34 676 13.04 0.0135
2021-02-11 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 10,882 -4,530 -29.39 598 -16.83 0.0126
2020-11-13 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 15,412 -3,348 -17.85 719 -15.71 0.0180
2020-08-11 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 18,760 -5,423 -22.42 853 -4.16 0.0221
2020-05-08 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 24,183 -638 -2.57 890 -36.56 0.0270
2020-02-07 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 24,821 -3,337 -11.85 1,403 -3.37 0.0347
2019-10-31 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 28,158 -7,266 -20.51 1,452 -21.39 0.0396
2019-08-09 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 35,424 1,830 5.45 1,847 6.64 0.0502
2019-04-24 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 33,594 -1,938 -5.45 1,732 5.42 0.0463
2019-01-29 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 35,532 -3,713 -9.46 1,643 -22.68 0.0514
2018-10-26 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 39,245 -1,472 -3.62 2,125 -0.23 0.0541
2018-08-10 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,717 -290 -0.71 2,130 -1.53 0.0578
2018-05-01 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 41,007 304 0.75 2,163 -2.74 0.0556
2018-02-07 2017-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,703 -379 -0.92 2,224 5.90 0.0572
2017-11-09 2017-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 41,082 -1,351 -3.18 2,100 -1.36 0.0562
2017-08-09 2017-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 42,433 -881 -2.03 2,129 -0.28 0.0587
2017-05-15 2017-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 43,314 -1,818 -4.03 2,135 0.95 0.0604
2017-02-01 2016-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 45,132 419 0.94 2,115 11.08 0.0616
2016-11-07 2016-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 44,713 1,766 4.11 1,904 11.15 0.0555
2016-08-08 2016-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 42,947 -1,906 -4.25 1,713 -6.03 0.0511
2016-04-26 2016-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 44,853 -7,428 -14.21 1,823 -9.30 0.0554
2016-02-03 2015-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 52,281 -9,339 -15.16 2,010 -13.62 0.0598
2015-11-13 2015-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 61,620 -19,543 -24.08 2,327 -32.45 0.0707
2015-08-12 2015-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 81,163 -14,466 -15.13 3,445 -17.66 0.0958
2015-05-08 2015-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 95,629 5,267 5.83 4,184 5.90 0.1139
2015-02-10 2014-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 90,362 2,357 2.68 3,951 5.73 0.1134
2014-11-12 2014-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 88,005 23,867 37.21 3,737 33.80 0.1112
2014-08-14 2014-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 64,138 16,043 33.36 2,793 40.78 0.0840
2014-05-09 2014-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 48,095 2,372 5.19 1,984 7.88 0.0595
2014-02-12 2013-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 45,723 4,280 10.33 1,839 20.91 0.0588
2013-11-01 2013-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 41,443 41,443 1,521 0.0535
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.