First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionSmithfield Trust Co
Latest Disclosed Ownership600 shares
Latest Disclosed Value $ 55
Smithfield Trust Co reports 16.67% decrease in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On May 8, 2026 - Smithfield Trust Co filed a 13F-HR form disclosing ownership of 600 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $55,410 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 9, 2026 disclosing 720 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. The current value of the position is $57,138 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-08 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 600 -120 -16.67 0 0.0024
2026-02-09 2025-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 720 120 20.00 0 0.0027
2025-11-07 2025-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0022
2025-08-08 2025-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0022
2025-05-09 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0023
2025-02-06 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0023
2024-11-12 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0023
2024-07-31 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0023
2024-05-07 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0024
2024-02-07 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0024
2023-11-06 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0024
2023-08-08 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0024
2023-05-11 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 0.0026
2023-02-13 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 0 -100.00 0.0026
2022-11-14 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 35 -5.41 0.0025
2022-08-11 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 37 -11.90 0.0026
2022-05-16 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 42 0.00 0.0027
2022-02-14 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 42 7.69 0.0026
2021-11-12 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 600 0 0.00 39 0.00 0.0026
2021-07-26 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 39 2.63 0.0026
2021-05-14 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 38 15.15 0.0026
2021-02-12 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 33 17.86 0.0024
2020-11-16 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 28 3.70 0.0023
2020-08-14 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 27 22.73 0.0024
2020-05-05 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 22 -35.29 0.0023
2020-02-13 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 34 9.68 0.0032
2019-10-30 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 31 0.00 0.0031
2019-08-06 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 31 0.00 0.0032
2019-04-30 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 31 10.71 0.0034
2019-02-04 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 28 -12.50 0.0033
2018-11-06 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 32 3.23 0.0035
2018-07-16 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 31 -3.12 0.0036
2018-05-10 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 32 -3.03 0.0039
2018-02-02 2017-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 33 6.45 0.0040
2017-11-03 2017-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 31 3.33 0.0042
2017-07-31 2017-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 30 0.00 0.0044
2017-05-01 2017-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 30 7.14 0.0047
2017-02-08 2016-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 28 7.69 0.0047
2016-11-03 2016-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 26 8.33 0.0046
2016-07-29 2016-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 24 0.00 0.0045
2016-05-05 2016-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 24 4.35 0.0047
2016-02-04 2015-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 23 0.00 0.0047
2015-11-05 2015-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 23 -8.00 0.0049
2015-07-24 2015-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS DOMESTIC LARGE CAP EQUITY ETF 33735J101 600 0 0.00 25 -3.85 0.0049
2015-05-06 2015-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS EQUITY ETFS 33735J101 600 600 0.00 26 0.0051
2015-02-02 2014-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS EQUITY ETFS 33735J101 0 -600 -100.00 0 -100.00
2014-10-21 2014-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS EQUITY ETFS 33735J101 600 0 0.00 25 -3.85 0.0050
2014-07-16 2014-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS EQUITY ETFS 33735J101 600 600 26 0.0051
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.