First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
US ˙ NasdaqGM ˙ US33733E1047

SecurityFTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership40,520 shares
Latest Disclosed Value $ 3,758,625
Sigma Planning Corp reports 0.68% decrease in ownership of FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 40,520 shares of First Trust Exchange-Traded Fund - First Trust Capital Strength ETF (US:FTCS) valued at $3,758,635 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 40,796 shares of First Trust Exchange-Traded Fund - First Trust Capital Strength ETF. This represents a change in shares of -0.68% during the quarter. The current value of the position is $3,737,565 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 40,520 -276 -0.68 3,759 -0.42 0.1044
2026-01-30 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 40,796 -4,374 -9.68 3,774 -10.76 0.1042
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 45,170 -10,742 -19.21 4,230 -16.77 0.1202
2025-08-05 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 55,912 -19,289 -25.65 5,082 -24.63 0.1528
2025-05-02 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 75,201 59 0.08 6,741 2.17 0.2150
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 75,142 -12,629 -14.39 6,599 -17.20 0.2072
2024-11-04 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 87,771 -37,062 -29.69 7,970 -24.04 0.2441
2024-08-06 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 124,833 1,737 1.41 10,491 -0.49 0.3324
2024-05-02 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 123,096 57,511 87.69 10,543 100.86 0.3314
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 65,585 -86,136 -56.77 5,249 -53.01 0.4107
2023-11-06 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 151,721 -3,834 -2.46 11,171 -4.35 0.4188
2023-08-02 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 155,555 -43,684 -21.93 11,679 -19.63 0.4194
2023-05-08 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 199,239 -5,161 -2.52 14,533 -5.14 0.4829
2023-01-24 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 204,400 -1,279 -0.62 15,320 12.14 0.5477
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 205,679 22,619 12.36 13,661 6.72 0.5207
2022-08-11 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 183,060 43,646 31.31 12,801 17.42 0.4449
2022-04-20 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 139,414 819 0.59 10,902 -6.96 0.3266
2022-02-02 2021-12-31 13F FIRST TR EXCHANGE TRADED FD DB STRATEGIC VALUE INDEX FD ETF 33733E104 138,595 -19,500 -12.33 11,718 -0.94 0.3266
2021-10-28 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 158,095 22,355 16.47 11,829 15.35 0.3558
2021-08-13 2021-06-30 13F FIRST TR EXCHANGE TRADED FD DB STRATEGIC VALUE INDEX FD ETF 33733E104 135,740 -13,759 -9.20 10,255 -3.15 0.3057
2021-05-06 2021-03-31 13F FIRST TR EXCHANGE TRADED FD DB STRATEGIC VALUE INDEX FD ETF 33733E104 149,499 -109,076 -42.18 10,588 -39.34 0.3383
2021-02-09 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 258,575 33,920 15.10 17,454 22.79 0.5936
2020-11-03 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 224,655 46,785 26.30 14,214 36.79 0.5625
2020-07-31 2020-06-30 13F FIRST TR NASDAQ-100 TECH IND CAP STRENGTH ETF 33733E104 177,870 47,184 36.10 10,391 59.98 0.4561
2020-05-01 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 130,686 38,362 41.55 6,495 16.54 0.3856
2020-02-03 2019-12-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 92,324 -51,326 -35.73 5,573 -31.67 0.2351
2019-11-01 2019-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 143,650 42,055 41.39 8,156 42.19 0.3914
2019-08-01 2019-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 101,595 58,293 134.62 5,736 145.23 0.2955
2019-05-01 2019-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 43,302 19,990 85.75 2,339 107.73 0.1328
2019-01-31 2018-12-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 23,312 1,135 5.12 1,126 -8.08 0.0819
2018-11-07 2018-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 22,177 156 0.71 1,225 8.79 0.0720
2018-08-02 2018-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 22,021 6,684 43.58 1,126 45.10 0.0754
2018-05-11 2018-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 15,337 3,091 25.24 776 24.16 0.0567
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 12,246 -110 -0.89 625 6.84 0.0481
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 12,356 640 5.46 585 9.55 0.0482
2017-08-02 2017-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 11,716 120 1.03 534 5.33 0.0502
2017-04-24 2017-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 11,596 1,110 10.59 507 18.46 0.0491
2017-01-23 2016-12-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 10,486 919 9.61 428 11.46 0.0468
2016-11-07 2016-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 9,567 9,567 0.00 384 0.0455
2016-07-22 2016-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 0 -8,415 -100.00 0 -100.00
2016-04-18 2016-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 8,415 8,415 331 0.0452
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.