First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
US ˙ NasdaqGM ˙ US33738D3098

SecurityFTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
InstitutionAllworth Financial LP
Latest Disclosed Ownership250 shares
Latest Disclosed Value $ 11,200
Allworth Financial LP ownership in FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund

On May 14, 2026 - Allworth Financial LP filed a 13F-HR form disclosing ownership of 250 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund (US:FTSL) valued at $11,200 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 250 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund. This represents a change in shares of 0.00% during the quarter. The current value of the position is $11,242 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 250 0 0.00 11 0.00 0.0000
2026-02-05 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 250 250 11 0.0000
2025-08-07 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 0 -1,000 -100.00 0 -100.00
2025-04-30 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1,000 0 0.00 45 -2.17 0.0003
2025-01-30 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1,000 0 0.00 46 2.22 0.0003
2024-10-23 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1,000 -3,319 -76.85 46 -77.39 0.0003
2024-07-24 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 4,319 -92 -2.09 200 -1.97 0.0013
2024-04-25 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 4,411 1,000 29.32 204 29.30 0.0014
2024-01-24 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3,411 0 0.00 157 0.64 0.0012
2023-10-31 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3,411 -423 -11.03 156 -9.83 0.0013
2023-07-18 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3,834 -162 -4.05 174 -3.89 0.0015
2023-04-18 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3,996 417 11.65 181 13.21 0.0018
2023-01-13 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3,579 -4,520 -55.81 160 -55.46 0.0018
2022-11-14 2022-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 8,099 3,099 61.98 357 62.27 0.0045
2022-10-18 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 8,099 3,099 357 0.0045
2022-07-13 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 5,000 5,000 220 0.0030
2022-01-21 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 0 -437 -100.00 0 -100.00
2021-11-02 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 437 4 0.92 21 0.00 0.0004
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 433 3 0.70 21 0.00 0.0004
2021-04-29 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 430 3 0.70 21 5.00 0.0004
2021-01-26 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 427 4 0.95 20 5.26 0.0005
2020-11-03 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 423 3 0.71 19 0.00 0.0006
2020-07-24 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 420 4 0.96 19 11.76 0.0006
2020-04-17 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 416 4 0.97 17 -15.00 0.0006
2020-01-16 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 412 412 20 0.0007
2019-05-07 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 0 -25 -100.00 0 -100.00
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 25 25 1 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.