First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
US ˙ NasdaqGM ˙ US33738D3098

SecurityFTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
InstitutionOppenheimer & Co Inc
Latest Disclosed Ownership47,674 shares
Latest Disclosed Value $ 2,135,795
Oppenheimer & Co Inc reports 4.24% increase in ownership of FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund

On April 23, 2026 - Oppenheimer & Co Inc filed a 13F-HR form disclosing ownership of 47,674 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund (US:FTSL) valued at $2,135,795 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 45,736 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund. This represents a change in shares of 4.24% during the quarter. The current value of the position is $2,143,900 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 47,674 1,938 4.24 2,136 1.76 0.0260
2026-02-02 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 45,736 1,600 3.63 2,098 3.71 0.0298
2025-11-06 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 44,136 234 0.53 2,023 0.45 0.0247
2025-07-31 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 43,902 2,335 5.62 2,015 6.17 0.0266
2025-04-23 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 41,567 968 2.38 1,898 1.07 0.0286
2025-02-05 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 40,599 187 0.46 1,877 1.24 0.0280
2024-11-05 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 40,412 -2,178 -5.11 1,855 -4.73 0.0283
2024-08-08 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 42,590 5,079 13.54 1,947 12.29 0.0309
2024-05-07 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 37,511 -116 -0.31 1,733 0.00 0.0287
2024-02-13 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 37,627 -1,661 -4.23 1,733 -3.56 0.0319
2023-11-08 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 39,288 -1,602 -3.92 1,797 -2.97 0.0371
2023-08-03 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 40,890 -23,716 -36.71 1,852 -36.62 0.0371
2023-05-10 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 64,606 5,303 8.94 2,923 10.51 0.0620
2023-02-08 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 59,303 -7,295 -10.95 2,644 -9.91 0.0602
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 66,598 -29,615 -30.78 2,935 -30.83 0.0687
2022-08-08 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 96,213 6,381 7.10 4,243 0.38 0.0913
2022-05-12 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 89,832 38,233 74.10 4,227 70.93 0.0762
2022-02-02 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 51,599 10,841 26.60 2,473 26.82 0.0432
2021-11-12 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 40,758 530 1.32 1,950 0.98 0.0365
2021-08-03 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 40,228 6,432 19.03 1,931 19.34 0.0346
2021-05-10 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 33,796 1,933 6.07 1,618 6.66 0.0323
2021-02-11 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 31,863 9,258 40.96 1,517 45.87 0.0320
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 22,605 1,657 7.91 1,040 10.05 0.0260
2020-08-11 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 20,948 2,146 11.41 945 20.23 0.0245
2020-05-08 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 18,802 5,934 46.11 786 27.39 0.0239
2020-02-07 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 12,868 409 3.28 617 4.40 0.0153
2019-10-31 2019-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 12,459 45 0.36 591 1.03 0.0161
2019-08-09 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 12,414 501 4.21 585 4.28 0.0159
2019-04-24 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 11,913 -1,038 -8.01 561 -4.92 0.0150
2019-01-29 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 12,951 -347 -2.61 590 -7.67 0.0184
2018-10-26 2018-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,298 1,843 16.09 639 16.82 0.0163
2018-08-10 2018-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 11,455 -180 -1.55 547 -2.32 0.0148
2018-05-01 2018-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 11,635 -2,190 -15.84 560 -15.66 0.0144
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,825 275 2.03 664 1.68 0.0171
2017-11-09 2017-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,550 -683 -4.80 653 -5.22 0.0175
2017-08-09 2017-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,233 -176 -1.22 689 -1.15 0.0190
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,409 127 0.89 697 0.58 0.0197
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,282 1,222 9.36 693 9.48 0.0202
2016-11-07 2016-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,060 -537 -3.95 633 -2.47 0.0185
2016-08-08 2016-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,597 -1,219 -8.23 649 -7.81 0.0193
2016-04-26 2016-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,816 -1,237 -7.71 704 -6.38 0.0214
2016-02-03 2015-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 16,053 -2,222 -12.16 752 -14.74 0.0224
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 18,275 1,886 11.51 882 10.11 0.0268
2015-08-12 2015-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 16,389 675 4.30 801 3.49 0.0223
2015-05-08 2015-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 15,714 876 5.90 774 7.65 0.0211
2015-02-10 2014-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,838 -148 -0.99 719 -1.78 0.0206
2014-11-12 2014-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,986 362 2.48 732 0.55 0.0218
2014-08-14 2014-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,624 -412 -2.74 728 -2.54 0.0219
2014-05-09 2014-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 15,036 349 2.38 747 2.47 0.0224
2014-02-12 2013-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,687 1,071 7.87 729 8.64 0.0233
2013-11-01 2013-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,616 13,616 671 0.0236
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.