First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
US ˙ NasdaqGM ˙ US33737M3007

SecurityFYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
InstitutionTruist Financial Corp
Latest Disclosed Ownership17,199 shares
Latest Disclosed Value $ 1,667,911
Truist Financial Corp reports 26.33% increase in ownership of FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund

On April 27, 2026 - Truist Financial Corp filed a 13F-HR form disclosing ownership of 17,199 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund (US:FYC) valued at $1,667,959 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 13,614 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund. This represents a change in shares of 26.33% during the quarter. The current value of the position is $1,983,884 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-27 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 17,199 3,585 26.33 1,668 27.45 0.0022
2026-02-02 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 13,614 3,764 38.21 1,309 46.47 0.0017
2025-11-03 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 9,850 4,671 90.19 893 116.75 0.0012
2025-07-18 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 5,179 1,184 29.64 412 50.36 0.0006
2025-04-29 2025-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 3,995 388 10.76 275 -1.79 0.0004
2025-01-31 2024-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 3,607 64 1.81 279 6.08 0.0004
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 3,543 302 9.32 263 23.47 0.0004
2024-08-21 2024-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 3,241 3,241 214 0.0003
2023-05-05 2023-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 0 -4,516 -100.00 0 -100.00
2023-02-17 2022-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 4,516 -592 -11.59 250 -9.45 0.0004
2022-10-26 2022-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 5,108 610 13.56 275 12.70 0.0005
2022-07-22 2022-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 4,498 330 7.92 244 -14.39 0.0004
2022-04-22 2022-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 4,168 -78,416 -94.95 285 -95.37 0.0004
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 82,584 -44,680 -35.11 6,157 -32.42 0.0094
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 127,264 -202,848 -61.45 9,111 -62.34 0.0150
2021-08-16 2021-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 330,112 23,843 7.78 24,191 13.38 0.0396
2021-05-17 2021-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 306,269 130,278 74.03 21,337 96.53 0.0371
2021-11-19 2020-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 175,991 -17,070 -8.84 10,857 18.99 0.0208
2021-02-18 2020-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 175,991 -17,070 10,857 0.0202
2021-11-05 2020-09-30 13F/A-1 FIRST TR EXCH TRD ALPHDX FD SML CP GRW ALP 33737M300 193,061 193,061 9,124 0.0199
2020-11-13 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD SML CP GRW ALP 33737M300 193,061 193,061 9,124 0.0197
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.