First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734Y1091

SecurityFYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
InstitutionTruist Financial Corp
Latest Disclosed Ownership12,209 shares
Latest Disclosed Value $ 1,457,212
Truist Financial Corp reports 12.29% increase in ownership of FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund

On April 27, 2026 - Truist Financial Corp filed a 13F-HR form disclosing ownership of 12,209 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund (US:FYX) valued at $1,457,200 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 10,873 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund. This represents a change in shares of 12.29% during the quarter. The current value of the position is $1,629,032 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-27 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 12,209 1,336 12.29 1,457 18.46 0.0010
2026-02-02 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 10,873 -954 -8.07 1,230 -4.50 0.0016
2025-11-03 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 11,827 -750 -5.96 1,289 5.31 0.0017
2025-07-18 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 12,577 -292 -2.27 1,223 5.52 0.0018
2025-04-29 2025-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 12,869 -7,750 -37.59 1,159 -44.36 0.0019
2025-01-31 2024-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 20,619 1,677 8.85 2,084 10.50 0.0033
2024-11-13 2024-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 18,942 2,626 16.09 1,885 27.80 0.0030
2024-08-21 2024-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 16,316 134 0.83 1,476 -2.19 0.0022
2024-05-13 2024-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 16,182 652 4.20 1,509 6.12 0.0023
2024-02-02 2023-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,530 328 2.16 1,422 15.91 0.0023
2023-11-14 2023-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,202 -8,491 -35.84 1,226 -37.06 0.0020
2023-08-01 2023-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 23,693 2,857 13.71 1,949 16.02 0.0032
2023-05-05 2023-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 20,836 -1,214 -5.51 1,679 -2.89 0.0029
2023-02-17 2022-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 22,050 -2,913 -11.67 1,730 -4.74 0.0030
2022-10-26 2022-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 24,963 580 2.38 1,815 -2.89 0.0035
2022-07-22 2022-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 24,383 -5,538 -18.51 1,869 -31.79 0.0034
2022-04-22 2022-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 29,921 -8,596 -22.32 2,740 -26.72 0.0043
2022-02-14 2021-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 38,517 -7,296 -15.93 3,739 -10.85 0.0057
2021-11-05 2021-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 45,813 2,682 6.22 4,194 4.28 0.0069
2021-08-16 2021-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 43,131 8,670 25.16 4,022 28.83 0.0066
2021-05-17 2021-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 34,461 30,086 687.68 3,122 826.41 0.0054
2021-11-19 2020-12-31 13F/A-1 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4,375 -8,204 -65.22 337 -53.71 0.0006
2021-02-18 2020-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4,375 -8,204 337 0.0006
2021-11-05 2020-09-30 13F/A-1 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 12,579 -2,608 -17.17 728 -11.65 0.0016
2020-11-13 2020-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 12,579 -2,608 728 0.0016
2021-11-16 2020-06-30 13F/A-1 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,187 47 0.31 824 32.26 0.0019
2020-08-14 2020-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,187 47 824 0.0018
2021-11-05 2020-03-31 13F/A-1 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,140 -400 -2.57 623 -38.26 0.0016
2020-05-15 2020-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,140 -400 623 0.0016
2021-11-16 2019-12-31 13F/A-1 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,540 15,540 1,009 0.0021
2020-02-14 2019-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,540 1,009 0.0020
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.