First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734Y1091

SecurityFYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
InstitutionCitigroup Inc
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
Citigroup Inc closes position in FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund

On February 13, 2026 - Citigroup Inc filed a 13F-HR form disclosing ownership of 0 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund (US:FYX) valued at $0 USD as of December 31, 2025. The entity filed a previous 13F-HR on November 10, 2025 disclosing 1,286 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 0 -100.00 0
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 1,286 -2,581 -66.74 140 -62.77 0.0000
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 3,867 3,867 376 0.0002
2021-11-10 2021-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 0 -1,810 -100.00 0 -100.00
2021-08-10 2021-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,810 -498 -21.58 169 -19.14 0.0001
2021-05-13 2021-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 2,308 -159 -6.45 209 10.00 0.0001
2021-02-11 2020-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 2,467 502 25.55 190 66.67 0.0001
2020-11-12 2020-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,965 5 0.26 114 7.55 0.0001
2020-08-12 2020-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,960 -1,200 -37.97 106 -18.46 0.0001
2020-05-12 2020-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,160 28 0.89 130 -35.96 0.0001
2020-02-12 2019-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,132 4 0.13 203 7.98 0.0001
2019-11-08 2019-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,128 0 0.00 188 -2.08 0.0001
2019-08-12 2019-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,128 2 0.06 192 -0.52 0.0002
2019-05-13 2019-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,126 1 0.03 193 13.53 0.0002
2019-02-12 2018-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,125 -217 -6.49 170 -26.09 0.0002
2018-11-13 2018-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,342 1 0.03 230 4.55 0.0002
2018-08-10 2018-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,341 1 0.03 220 9.45 0.0002
2018-05-11 2018-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,340 -149 -4.27 201 -6.07 0.0002
2018-02-12 2017-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,489 -24 -0.68 214 3.38 0.0002
2017-11-13 2017-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,513 151 4.49 207 10.70 0.0002
2017-08-11 2017-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,362 -149 -4.24 187 -2.09 0.0002
2017-05-12 2017-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,511 -645 -15.52 191 -14.73 0.0002
2017-02-10 2016-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4,156 645 18.37 224 28.00 0.0002
2016-11-10 2016-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,511 8 0.23 175 8.70 0.0002
2016-08-12 2016-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,503 -52 -1.46 161 0.63 0.0002
2016-05-13 2016-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,555 -1,293 -26.67 160 -25.58 0.0002
2016-02-12 2015-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4,848 1,193 32.64 215 34.38 0.0002
2015-11-13 2015-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,655 359 10.89 160 -3.03 0.0001
2015-08-13 2015-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,296 1,697 106.13 165 103.70 0.0001
2015-05-14 2015-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,599 305 23.57 81 28.57 0.0001
2015-02-17 2014-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,294 152 13.31 63 23.53 0.0001
2014-11-14 2014-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,142 -570 -33.29 51 -39.29 0.0000
2014-08-14 2014-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,712 0 0.00 84 1.20 0.0001
2014-05-15 2014-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,712 0 0.00 83 0.00 0.0001
2014-02-14 2013-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,712 469 37.73 83 53.70 0.0001
2013-11-14 2013-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,243 0 0.00 54 10.20 0.0001
2013-08-14 2013-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1,243 1,243 49 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.