The Gabelli Convertible and Income Securities Fund Inc.
US ˙ NYSE

SecurityGCV / The Gabelli Convertible and Income Securities Fund Inc.
InstitutionMorgan Stanley
Latest Disclosed Ownership577,054 shares
Ownership 3.00%
Morgan Stanley ownership in GCV / The Gabelli Convertible and Income Securities Fund Inc.

2019-02-13 - Morgan Stanley has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 577,054 shares of The Gabelli Convertible and Income Securities Fund Inc. (US:GCV). This represents 3.0 percent ownership of the company. In their previous filing dated 2018-02-12 , Morgan Stanley had reported owning 717,048 shares, indicating a decrease of -19.52 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2019-02-13 2019-02-13 13G/A 717,048 577,054 -19.52 3.00 -40.00
2018-02-12 2018-02-12 13G 717,048 5.00

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 612,010 -39,270 -6.03 2,619 -3.07 0.0002
2026-05-27 2025-12-31 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 651,280 -51,603 -7.34 2,703 -6.89 0.0002
2026-02-13 2025-12-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 651,280 -51,603 2,703 0.0002
2026-05-27 2025-09-30 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 702,883 -67,162 -8.72 2,903 -1.59 0.0002
2025-11-14 2025-09-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 702,883 -67,162 2,903 0.0002
2025-08-15 2025-06-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 770,045 6,716 0.88 2,949 3.44 0.0002
2025-05-15 2025-03-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 763,329 -11,265 -1.45 2,851 -3.39 0.0002
2025-05-15 2024-12-31 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 774,594 -63,852 -7.62 2,951 -4.09 0.0002
2025-02-14 2024-12-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 774,594 -63,852 2,951 0.0002
2025-05-14 2024-09-30 13F/A-2 GABELLI CONV & INC SECS FD I COM 36240B109 838,446 -6,782 -0.80 3,077 -0.52 0.0002
2025-02-14 2024-09-30 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 838,446 -6,782 3,077 0.0002
2024-11-14 2024-09-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 838,446 -6,782 3,077 0.0000
2025-05-14 2024-06-30 13F/A-2 GABELLI CONV & INC SECS FD I COM 36240B109 845,228 37,913 4.70 3,094 3.27 0.0002
2024-10-17 2024-06-30 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 845,228 37,913 3,094 0.0002
2024-08-14 2024-06-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 845,228 37,913 3,094 0.0002
2024-10-17 2024-03-31 13F/A-2 GABELLI CONV & INC SECS FD I COM 36240B109 807,315 -24,401 -2.93 2,995 0.03 0.0002
2024-08-16 2024-03-31 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 807,315 -24,401 2,995 0.0000
2024-05-15 2024-03-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 807,315 -24,401 2,995 0.0002
2024-08-16 2023-12-31 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 831,716 -63,224 -7.06 2,994 -10.79 0.0003
2024-02-13 2023-12-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 831,716 -63,224 2,994 0.0003
2023-11-15 2023-09-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 894,940 4,722 0.53 3,356 -12.31 0.0003
2023-08-14 2023-06-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 890,218 -19,405 -2.13 3,828 -5.23 0.0004
2023-05-15 2023-03-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 909,623 8,893 0.99 4,039 -6.59 0.0004
2023-02-14 2022-12-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 900,730 6,484 0.73 4,324 -2.72 0.0005
2022-11-14 2022-09-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 894,246 -40,696 -4.35 4,444 -11.98 0.0006
2022-10-27 2022-06-30 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 934,942 70,448 8.15 5,049 -4.57 0.0007
2022-08-15 2022-06-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 934,942 70,448 5,049 0.0001
2022-10-27 2022-03-31 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 864,494 -10,348 -1.18 5,291 -12.10 0.0007
2022-05-13 2022-03-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 864,494 -10,348 5,291 0.0007
2022-02-14 2021-12-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 874,842 50,674 6.15 6,019 20.12 0.0007
2021-11-15 2021-09-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 824,168 38,445 4.89 5,011 -3.23 0.0007
2021-08-23 2021-06-30 13F/A-1 GABELLI CONV & INC SECS FD I COM 36240B109 785,723 156,151 24.80 5,178 35.05 0.0007
2021-08-16 2021-06-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 785,723 156,151 5,178 0.0001
2021-05-17 2021-03-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 629,572 -31,561 -4.77 3,834 -7.21 0.0006
2021-02-16 2020-12-31 13F GABELLI CONV & INC SECS FD I COM 36240B109 661,133 -7,387 -1.10 4,132 14.46 0.0006
2020-11-13 2020-09-30 13F GABELLI CONV & INC SECS FD I COM 36240B109 668,520 -22,819 -3.30 3,610 1.98 0.0007
2020-08-14 2020-06-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 691,339 18,399 2.73 3,540 17.96 0.0008
2020-05-26 2020-03-31 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 672,940 -132,956 -16.50 3,001 -36.34 0.0008
2020-05-15 2020-03-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 672,940 -132,956 3,001 230.5394
2020-02-14 2019-12-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 805,896 737 0.09 4,714 10.06 0.0011
2019-11-14 2019-09-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 805,159 142,324 21.47 4,283 25.97 0.0011
2019-08-14 2019-06-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 662,835 31,359 4.97 3,400 3.53 0.0009
2019-05-15 2019-03-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 631,476 54,422 9.43 3,284 29.65 0.0009
2019-02-14 2018-12-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 577,054 -46,914 -7.52 2,533 -28.65 0.0008
2019-04-23 2018-09-30 13F/A-2 GABELLI CONV&INCOM SECS FD I COM 36240B109 623,968 -11,696 -1.84 3,550 -14.33 0.0009
2018-11-20 2018-09-30 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 623,968 0 3,550 0.0009
2018-11-14 2018-09-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 623,968 -11,696 3,550
2019-04-23 2018-06-30 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 635,664 -17,083 -2.62 4,144 9.40 0.0011
2018-08-14 2018-06-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 635,664 -17,083 4,144
2019-04-23 2018-03-31 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 652,747 -8,743 -1.32 3,788 -2.92 0.0011
2018-05-14 2018-03-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 652,747 -8,743 3,788
2019-04-23 2017-12-31 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 661,490 40,846 6.58 3,902 8.96 0.0011
2018-02-14 2017-12-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 661,490 40,846 3,902
2017-11-14 2017-09-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 620,644 13,876 2.29 3,581 14.37 0.0011
2017-08-11 2017-06-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 606,768 29,899 5.18 3,131 10.52 0.0009
2017-05-22 2017-03-31 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 576,869 12,056 2.13 2,833 6.74 0.0009
2017-05-12 2017-03-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 576,869 2,833
2017-02-22 2016-12-31 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 564,813 12,496 2.26 2,654 -3.70 0.0009
2017-02-13 2016-12-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 564,813 2,654
2016-11-10 2016-09-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 552,317 174,924 46.35 2,756 57.04 0.0009
2016-08-12 2016-06-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 377,393 -19,409 -4.89 1,755 -3.84 0.0006
2016-05-12 2016-03-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 396,802 -107,230 -21.27 1,825 -24.24 0.0007
2016-02-09 2015-12-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 504,032 -9,237 -1.80 2,409 -3.41 0.0009
2016-02-08 2015-09-30 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 513,269 19,771 4.01 2,494 -13.91 0.0009
2015-11-09 2015-09-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 513,269 2,494
2015-08-12 2015-06-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 493,498 4,814 0.99 2,897 -4.07 0.0010
2015-05-14 2015-03-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 488,684 48,160 10.93 3,020 12.77 0.0011
2015-02-13 2014-12-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 440,524 15,318 3.60 2,678 4.98 0.0010
2014-12-16 2014-09-30 13F/A-1 GABELLI CONV&INCOM SECS FD I COM 36240B109 425,206 27,626 6.95 2,551 3.78 0.0010
2014-11-14 2014-09-30 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 425,206 2,551
2014-05-13 2014-03-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 397,580 14,254 3.72 2,458 4.02 0.0010
2014-02-13 2013-12-31 13F GABELLI CONV&INCOM SECS FD I COM 36240B109 383,326 2,240 0.59 2,363 -0.30 0.0010
2013-11-13 2013-09-30 13F GABELLI CONV & INCOME SECS COM 36240B109 381,086 21,243 5.90 2,370 6.56 0.0011
2013-08-08 2013-06-30 13F GABELLI CONV & INCOME SECS COM 36240B109 359,843 359,843 2,224 0.0011
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.