Hercules Capital, Inc.
US ˙ NYSE ˙ US4270965084

SecurityHTGC / Hercules Capital, Inc.
InstitutionAdvisory Services Network, LLC
Latest Disclosed Ownership13,367 shares
Latest Disclosed Value $ 197,427
Advisory Services Network, LLC reports 15.96% increase in ownership of HTGC / Hercules Capital, Inc.

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 13,367 shares of Hercules Capital, Inc. (US:HTGC) valued at $197,431 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 11,527 shares of Hercules Capital, Inc.. This represents a change in shares of 15.96% during the quarter. The current value of the position is $208,124 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F HERCULES CAPITAL INC CEF CEF 427096508 13,367 1,840 15.96 197 -8.80 0.0018
2026-02-17 2025-12-31 13F HERCULES CAPITAL INC CEF CEF 427096508 11,527 -5,780 -33.40 217 -33.94 0.0031
2025-11-18 2025-09-30 13F HERCULES CAPITAL CEF 427096508 17,307 -12,244 -41.43 327 -40.97 0.0048
2025-08-19 2025-06-30 13F HERCULES CAPITAL CEF 427096508 29,551 -20,108 -40.49 554 -41.87 0.0089
2025-05-15 2025-03-31 13F HERCULES CAPITAL CEF 427096508 49,659 34,535 228.35 954 214.52 0.0183
2025-02-13 2024-12-31 13F HERCULES CAPITAL CEF 427096508 15,124 848 5.94 304 4.12 0.0057
2024-11-14 2024-09-30 13F HERCULES CAPITAL CEF 427096508 14,276 0 0.00 292 0.00 0.0060
2024-08-13 2024-06-30 13F HERCULES CAPITAL CEF 427096508 14,276 236 1.68 292 12.36 0.0060
2024-05-06 2024-03-31 13F HERCULES CAPITAL CEF 427096508 14,040 -27,496 -66.20 259 -62.57 0.0057
2024-02-09 2023-12-31 13F HERCULES CAPITAL CEF 427096508 41,536 -4,086 -8.96 692 -7.61 0.0169
2023-11-14 2023-09-30 13F HERCULES CAPITAL CEF 427096508 45,622 -756 -1.63 749 9.18 0.0201
2023-08-09 2023-06-30 13F HERCULES CAPITAL CEF 427096508 46,378 -12,381 -21.07 686 -9.38 0.0183
2023-05-17 2023-03-31 13F HERCULES CAPITAL CEF 427096508 58,759 16,062 37.62 757 34.22 0.0210
2023-02-13 2022-12-31 13F HERCULES CAPITAL CEF 427096508 42,697 -1,754 -3.95 564 9.51 0.0173
2022-11-14 2022-09-30 13F HERCULES CAPITAL CEF 427096508 44,451 11,108 33.31 515 14.44 0.0182
2022-08-02 2022-06-30 13F HERCULES CAPITAL CEF 427096508 33,343 1,175 3.65 450 -22.55 0.0154
2022-05-23 2022-03-31 13F HERCULES CAPITAL CEF 427096508 32,168 9,561 42.29 581 54.93 0.0171
2022-02-14 2021-12-31 13F HERCULES CAPITAL CEF 427096508 22,607 22,607 375 0.0108
2021-11-05 2021-09-30 13F HERCULES CAPITAL CEF 427096508 0 -6,691 -100.00 0 -100.00
2021-08-12 2021-06-30 13F HERCULES CAPITAL CEF 427096508 6,691 6,691 114 0.0036
2021-05-24 2021-03-31 13F HERCULES CAPITAL CEF 427096508 0 -5,816 -100.00 0 -100.00
2021-02-09 2020-12-31 13F HERCULES CAPITAL CEF 427096508 5,816 -749 -11.41 84 10.53 0.0034
2020-11-16 2020-09-30 13F HERCULES CAPITAL CEF 427096508 6,565 6,565 12.88 76 -9.52 0.0036
2020-08-10 2020-06-30 13F HERCULES CAPITAL CEF 427096508 0 -8,387 -100.00 0 -100.00
2020-05-15 2020-03-31 13F HERCULES CAPITAL CEF 427096508 8,387 412 5.17 64 -42.86 0.0042
2020-02-04 2019-12-31 13F HERCULES CAPITAL CEF 427096508 7,975 364 4.78 112 14.29 0.0059
2019-11-04 2019-09-30 13F HERCULES CAPITAL CEF 427096508 7,611 0 0.00 98 0.00 0.0060
2019-08-01 2019-06-30 13F HERCULES CAPITAL CEF 427096508 7,611 285 3.89 98 5.38 0.0060
2019-05-20 2019-03-31 13F HERCULES CAPITAL CEF 427096508 7,326 -660 -8.26 93 5.68 0.0065
2019-02-15 2018-12-31 13F HERCULES CAPITAL CEF 427096508 7,986 43 0.54 88 -16.19 0.0077
2018-11-02 2018-09-30 13F HERCULES CAPITAL CEF 427096508 7,943 160 2.06 105 0.00 0.0077
2018-07-27 2018-06-30 13F HERCULES CAPITAL CEF 427096508 7,783 56 0.72 105 11.70 0.0080
2018-04-23 2018-03-31 13F HERCULES CAPITAL CEF 427096508 7,727 170 2.25 94 -5.05 0.0075
2018-02-08 2017-12-31 13F HERCULES CAPITAL CEF 427096508 7,557 -754 -9.07 99 -7.48 0.0086
2017-10-12 2017-09-30 13F HERCULES CAPITAL CEF 427096508 8,311 81 0.98 107 -1.83 0.0122
2017-08-17 2017-06-30 13F HERCULES CAPITAL INC COM CEF 427096508 8,230 -6,507 -44.15 109 -51.12 0.0142
2017-04-28 2017-03-31 13F HERCULES CAPITAL INC COM CEF 427096508 14,737 -390 -2.58 223 8.78 0.0324
2016-10-07 2016-09-30 13F HERCULES CAPITAL CEF 427096508 15,127 4,114 37.36 205 49.64 0.0385
2016-07-27 2016-06-30 13F HERCULES CAPITAL CEF 427096508 11,013 2,245 25.60 137 30.48 0.0311
2016-04-21 2016-03-31 13F HERCULES CAPITAL CEF 427096508 8,768 207 2.42 105 0.96 0.0287
2016-01-27 2015-12-31 13F HERCULES TECH GROWTH CAP INC COM CEF 427096508 8,561 -261 -2.96 104 16.85 0.0334
2015-10-01 2015-09-30 13F HERCULES TECH GROWTH CAP INC COM CEF 427096508 8,822 8,822 89 0.0269
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.