KraneShares Trust - KraneShares CICC China Leaders 100 Index ETF
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SecurityKFYP / KraneShares Trust - KraneShares CICC China Leaders 100 Index ETF
InstitutionSimplex Trading, Llc
Simplex Trading, Llc ownership in KFYP / KraneShares Trust - KraneShares CICC China Leaders 100 Index ETF

Simplex Trading, Llc has a history of taking positions in derivatives of the underlying security (KFYP) in the form of stock options. The firm currently holds call options representing 9,703,100 of underlying shares valued at $275,849,219 USD and put options representing 3,609,300 of underlying shares valued at $101,077,578 USD .

Note: prior versions of this page mistakenly stated that the share values represented the number of options, not the number of underlying shares. For more information on the data backing these reports, please see the SEC document Frequently Asked Questions About Form 13F.

Institutional Put/Call Ratios
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In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

KFYP / KraneShares Trust - KraneShares CICC China Leaders 100 Index ETF Historical Put/Call Ratio
Disclosed Call Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share
Price		 Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-14 2026-03-31 13F KRANESHARES TRUST CALL Call 9,703,100 80.81 275,849 50.98 n/a n/a n/a
2026-02-11 2025-12-31 13F KRANESHARES TRUST CALL Call 5,366,400 4.26 182,707 89,462.25 n/a n/a n/a
2025-11-12 2025-09-30 13F KRANESHARES TRUST CALL Call 5,147,200 62.79 205 108.16 n/a n/a n/a
2025-08-05 2025-06-30 13F KRANESHARES TRUST CALL Call 3,161,800 -51.66 99 -57.02 n/a n/a n/a
2025-05-12 2025-03-31 13F KRANESHARES TRUST CALL Call 6,540,900 -33.72 228 -20.83 n/a n/a n/a
2025-02-11 2024-12-31 13F KRANESHARES TRUST CALL Call 9,867,900 29.94 288 11.63 n/a n/a n/a
2024-11-08 2024-09-30 13F KRANESHARES TRUST CALL Call 7,594,400 156.07 258 222.50 n/a n/a n/a
2024-07-25 2024-06-30 13F KRANESHARES TRUST CALL Call 2,965,800 -33.82 80 -31.62 n/a n/a n/a
2024-04-25 2024-03-31 13F KRANESHARES TRUST CALL Call 4,481,300 8.82 118 5.41 n/a n/a n/a
2024-02-02 2023-12-31 13F KRANESHARES TR CALL Call 4,118,000 23.27 111 21.98 n/a n/a n/a
2023-11-01 2023-09-30 13F KRANESHARES TR CALL Call 3,340,600 27.78 91 30.00 n/a n/a n/a
2023-08-04 2023-06-30 13F KRANESHARES TR CALL Call 2,614,300 -40.41 70 -48.53 n/a n/a n/a
2023-04-27 2023-03-31 13F KRANESHARES TR CALL Call 4,387,300 -19.90 137 -17.58 n/a n/a n/a
2023-02-02 2022-12-31 13F KRANESHARES TR CALL Call 5,477,300 4.85 165 -99.87 n/a n/a n/a
2022-11-04 2022-09-30 13F KRANESHARES TR CALL Call 5,223,700 -3.90 129,038 -27.99 n/a n/a n/a
2022-08-03 2022-06-30 13F KRANESHARES TR CALL Call 5,435,900 8.19 179,193 23.29 n/a n/a n/a
2022-05-02 2022-03-31 13F KRANESHARES TR CALL Call 5,024,200 143.68 145,344 88.44 n/a n/a n/a
2022-02-23 2021-12-31 13F/A KRANESHARES TR CALL Call 2,061,800 260.20 77,130 132.40 n/a n/a n/a
2022-02-04 2021-12-31 13F KRANESHARES TR CALL Call 572,400 33,189 n/a n/a n/a
2021-10-28 2021-09-30 13F KRANESHARES TR CALL Call 572,400 33,189 n/a n/a n/a
2021-04-26 2021-03-31 13F KRANESHARES TR CALL Call 0 -100.00 0 -100.00 n/a n/a n/a
2021-02-02 2020-12-31 13F KRANESHARES TR CALL Call 2,031 75.69 15,511 97.47 n/a n/a n/a
2020-10-14 2020-09-30 13F KRANESHARES TR CALL Call 1,156 -15.56 7,855 -6.58 n/a n/a n/a
2020-07-13 2020-06-30 13F KRANESHARES TR CALL Call 1,369 -26.12 8,408 6.63 n/a n/a n/a
2020-04-29 2020-03-31 13F KRANESHARES TR CALL Call 1,853 56.50 7,885 36.82 n/a n/a n/a
2020-02-05 2019-12-31 13F KRANESHARES TR CALL Call 1,184 14.18 5,763 34.90 n/a n/a n/a
2019-10-15 2019-09-30 13F KRANESHARES TR CALL Call 1,037 -21.79 4,272 -26.34 n/a n/a n/a
2019-07-26 2019-06-30 13F KRANESHARES TR CALL Call 1,326 327.74 5,800 349.96 n/a n/a n/a
2019-04-18 2019-03-31 13F KRANESHARES TR CALL Call 310 -58.28 1,289 -53.67 n/a n/a n/a
2019-01-16 2018-12-31 13F KRANESHARES TR CALL Call 743 4.06 2,782 -17.42 n/a n/a n/a
2018-10-23 2018-09-30 13F KRANESHARES TR CALL Call 714 251.72 3,369 296.82 n/a n/a n/a
2018-07-30 2018-06-30 13F KRANESHARES TR CALL Call 203 227.42 849 14,050.00 n/a n/a n/a
2018-04-26 2018-03-31 13F KRANESHARES TR CALL Call 62 -40.95 6 -33.33 n/a n/a n/a
2018-01-10 2017-12-31 13F KRANESHARES TR CALL Call 105 38.16 9 -47.06 n/a n/a n/a
2017-10-25 2017-09-30 13F KRANESHARES TR CALL Call 76 230.43 17 466.67 n/a n/a n/a
2017-07-12 2017-06-30 13F KRANESHARES TR CALL Call 23 -92.79 3 -96.47 n/a n/a n/a
2017-04-21 2017-03-31 13F KRANESHARES TR CALL Call 319 3,090.00 85 n/a n/a n/a
2017-01-11 2016-12-31 13F KRANESHARES TR CALL Call 10 150.00 0 n/a n/a n/a
2016-10-07 2016-09-30 13F KRANESHARES TR CALL Call 4 -60.00 0 -100.00 n/a n/a n/a
2016-07-18 2016-06-30 13F KRANESHARES TR CALL Call 10 0.00 1 n/a n/a n/a
2016-01-20 2015-12-31 13F KRANESHARES TR CALL Call 0 -100.00 0 n/a n/a n/a
2015-10-08 2015-09-30 13F KRANESHARES TR CALL Call 11 0.00 0 n/a n/a n/a
2015-04-21 2015-03-31 13F ISHARES TR CALL Call 0 -100.00 0 n/a n/a n/a
2015-03-04 2014-12-31 13F ISHARES TR CALL Call 2 0 n/a n/a n/a
Disclosed Put Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share Price Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-14 2026-03-31 13F KRANESHARES TRUST PUT Put 3,609,300 91.85 101,078 57.85 n/a n/a n/a
2026-02-11 2025-12-31 13F KRANESHARES TRUST PUT Put 1,881,300 -31.79 64,034 55,580.87 n/a n/a n/a
2025-11-12 2025-09-30 13F KRANESHARES TRUST PUT Put 2,758,300 28.22 116 57.53 n/a n/a n/a
2025-08-05 2025-06-30 13F KRANESHARES TRUST PUT Put 2,151,300 -41.92 74 -43.41 n/a n/a n/a
2025-05-12 2025-03-31 13F KRANESHARES TRUST PUT Put 3,703,900 64.11 129 104.76 n/a n/a n/a
2025-02-11 2024-12-31 13F KRANESHARES TRUST PUT Put 2,256,900 -45.98 63 -55.63 n/a n/a n/a
2024-11-08 2024-09-30 13F KRANESHARES TRUST PUT Put 4,177,600 64.03 142 108.82 n/a n/a n/a
2024-07-25 2024-06-30 13F KRANESHARES TRUST PUT Put 2,546,900 -8.13 69 -5.56 n/a n/a n/a
2024-04-25 2024-03-31 13F KRANESHARES TRUST PUT Put 2,772,400 -38.48 73 -40.50 n/a n/a n/a
2024-02-02 2023-12-31 13F KRANESHARES TR PUT Put 4,506,800 117.72 122 112.28 n/a n/a n/a
2023-11-01 2023-09-30 13F KRANESHARES TR PUT Put 2,070,000 -2.55 57 0.00 n/a n/a n/a
2023-08-04 2023-06-30 13F KRANESHARES TR PUT Put 2,124,100 -48.87 57 -55.81 n/a n/a n/a
2023-04-27 2023-03-31 13F KRANESHARES TR PUT Put 4,154,700 15.64 130 19.44 n/a n/a n/a
2023-02-02 2022-12-31 13F KRANESHARES TR PUT Put 3,592,700 8.86 109 -99.87 n/a n/a n/a
2022-11-04 2022-09-30 13F KRANESHARES TR PUT Put 3,300,400 41.47 82,133 5.90 n/a n/a n/a
2022-08-03 2022-06-30 13F KRANESHARES TR PUT Put 2,333,000 -20.50 77,557 -7.80 n/a n/a n/a
2022-05-02 2022-03-31 13F KRANESHARES TR PUT Put 2,934,500 96.00 84,119 53.58 n/a n/a n/a
2022-02-23 2021-12-31 13F/A KRANESHARES TR PUT Put 1,497,200 392.50 54,772 188.06 n/a n/a n/a
2022-02-04 2021-12-31 13F KRANESHARES TR PUT Put 304,000 19,014 n/a n/a n/a
2021-10-28 2021-09-30 13F KRANESHARES TR PUT Put 304,000 19,014 n/a n/a n/a
2021-04-26 2021-03-31 13F KRANESHARES TR PUT Put 0 -100.00 0 -100.00 n/a n/a n/a
2021-02-02 2020-12-31 13F KRANESHARES TR PUT Put 2,216 -45.41 16,956 -38.68 n/a n/a n/a
2020-10-14 2020-09-30 13F KRANESHARES TR PUT Put 4,059 -21.44 27,653 -13.60 n/a n/a n/a
2020-07-13 2020-06-30 13F KRANESHARES TR PUT Put 5,167 32,004 n/a n/a n/a
2017-07-12 2017-06-30 13F KRANESHARES TR PUT Put 0 -100.00 0 n/a n/a n/a
2017-04-21 2017-03-31 13F KRANESHARES TR PUT Put 12 -91.11 0 -100.00 n/a n/a n/a
2017-01-11 2016-12-31 13F KRANESHARES TR PUT Put 135 92.86 3 200.00 n/a n/a n/a
2016-10-07 2016-09-30 13F KRANESHARES TR PUT Put 70 -27.84 1 -83.33 n/a n/a n/a
2016-07-18 2016-06-30 13F KRANESHARES TR PUT Put 97 136.59 6 500.00 n/a n/a n/a
2016-04-14 2016-03-31 13F KRANESHARES TR PUT Put 41 10.81 1 -50.00 n/a n/a n/a
2016-01-20 2015-12-31 13F KRANESHARES TR PUT Put 37 -26.00 2 -60.00 n/a n/a n/a
2015-10-08 2015-09-30 13F KRANESHARES TR PUT Put 50 5 n/a n/a n/a
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.