LPL Financial Holdings Inc.
US ˙ NasdaqGS ˙ US50212V1008

SecurityLPLA / LPL Financial Holdings Inc.
InstitutionAxa S.a.
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
Axa S.a. closes position in LPLA / LPL Financial Holdings Inc.

On November 14, 2025 - Axa S.a. filed a 13F-HR form disclosing ownership of 0 shares of LPL Financial Holdings Inc. (US:LPLA) valued at $0 USD as of September 30, 2025. The entity filed a previous 13F-HR on August 14, 2025 disclosing 1,178 shares of LPL Financial Holdings Inc.. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-14 2025-09-30 13F LPL FINL HLDGS COM 50212V100 0 -100.00 0
2025-08-14 2025-06-30 13F LPL FINL HLDGS COM 50212V100 1,178 141 13.60 442 30.09 0.0013
2025-05-15 2025-03-31 13F LPL FINL HLDGS COM 50212V100 1,037 -94 -8.31 339 -8.13 0.0011
2025-02-14 2024-12-31 13F LPL FINL HLDGS COM 50212V100 1,131 -220 -16.28 369 17.52 0.0011
2024-11-14 2024-09-30 13F LPL FINL HLDGS COM 50212V100 1,351 1,351 314 0.0009
2023-08-14 2023-06-30 13F LPL FINL HLDGS COM 50212V100 0 -52,455 -100.00 0 -100.00
2023-05-15 2023-03-31 13F LPL FINL HLDGS COM 50212V100 52,455 44,556 564.07 10,617 521.91 0.0365
2023-02-14 2022-12-31 13F LPL FINL HLDGS COM 50212V100 7,899 6,154 352.66 1,708 348.03 0.0062
2023-02-14 2022-09-30 13F/A-1 LPL Financial Holdings COM 50212V100 1,745 1,745 381 0.0015
2022-11-14 2022-09-30 13F LPL Financial Holdings COM 50212V100 1,745 1,745 381 0.0015
2021-11-13 2021-09-30 13F LPL Financial Holdings COM 50212V100 0 -19,000 -100.00 0 -100.00
2021-08-13 2021-06-30 13F/A-1 LPL Financial Holdings COM 50212V100 19,000 -117,800 -86.11 2,565 -86.81 0.0072
2021-08-13 2021-06-30 13F LPL Financial Holdings COM 50212V100 19,000 -117,800 2,565 0.0043
2021-05-14 2021-03-31 13F LPL Financial Holdings COM 50212V100 136,800 88,300 182.06 19,447 284.71 0.0592
2021-02-12 2020-12-31 13F LPL Financial Holdings COM 50212V100 48,500 45,200 1,369.70 5,055 1,898.02 0.0159
2021-02-11 2020-09-30 13F/A-1 LPL Financial Holdings COM 50212V100 3,300 -44,300 -93.07 253 -93.22 0.0009
2020-11-13 2020-09-30 13F LPL Financial Holdings COM 50212V100 3,300 -44,300 253 505.0282
2021-02-12 2020-06-30 13F/A-1 LPL FINL HLDGS COM 50212V100 47,600 26,600 126.67 3,732 226.51 0.0147
2020-08-14 2020-06-30 13F LPL FINL HLDGS COM 50212V100 47,600 26,600 3,732 14,717.6866
2021-02-12 2020-03-31 13F/A-2 LPL FINL HLDGS COM 50212V100 21,000 -10,500 -33.33 1,143 -60.67 0.0057
2020-06-15 2020-03-31 13F/A-1 LPL FINL HLDGS COM 50212V100 21,000 0 1,143 0.0057
2020-05-15 2020-03-31 13F LPL FINL HLDGS COM 50212V100 21,000 -10,500 1,143 3,178.7027
2021-02-12 2019-12-31 13F/A-1 LPL FINL HLDGS COM 50212V100 31,500 1,900 6.42 2,906 19.84 0.0118
2020-02-18 2019-12-31 13F LPL FINL HLDGS COM 50212V100 31,500 1,900 2,906 11,832.2384
2021-02-12 2019-09-30 13F/A-1 LPL FINL HLDGS COM 50212V100 29,600 29,600 2,425 0.0097
2019-11-14 2019-09-30 13F LPL FINL HLDGS COM 50212V100 29,600 29,600 2,425 9,663.7794
2018-05-14 2018-03-31 13F LPL FINL HLDGS COM 50212V100 0 -6,700 -100.00 0 -100.00
2018-02-13 2017-12-31 13F LPL FINL HLDGS COM 50212V100 6,700 0 0.00 383 10.69 0.0015
2017-12-01 2017-09-30 13F/A-1 LPL FINL HLDGS COM 50212V100 6,700 6,700 -73.31 346 -64.03 0.0015
2017-11-13 2017-09-30 13F LPL FINL HLDGS COM 50212V100 6,700 346
2014-02-13 2013-12-31 13F LPL FINANCIAL HOLDINGS COM 50212V100 0 -25,100 -100.00 0 -100.00
2013-11-13 2013-09-30 13F LPL FINANCIAL HOLDINGS COM 50212V100 25,100 25,100 962 0.0047
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.