Simplex Trading, Llc ownership in LPSN / LivePerson, Inc.

LivePerson, Inc.

US ˙ NasdaqGS ˙ US5381461012

Security	LPSN / LivePerson, Inc.
Institution	Simplex Trading, Llc

Simplex Trading, Llc has a history of taking positions in derivatives of the underlying security (LPSN) in the form of stock options. The firm currently holds call options representing 0 of underlying shares valued at $0 USD and put options representing 0 of underlying shares valued at $0 USD .

Note: prior versions of this page mistakenly stated that the share values represented the number of options, not the number of underlying shares. For more information on the data backing these reports, please see the SEC document Frequently Asked Questions About Form 13F.

Institutional Put/Call Ratios

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In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

LPSN / LivePerson, Inc. Historical Put/Call Ratio

Disclosed Call Options

File Date	Effective Date	Form	Security	Class	Opt	Shares	ΔShares (%)	Value (x1000)	ΔValue (%)	Cost Basis (x1000)	Profit (x1000)	Return (%)
2026-02-11	2025-12-31	13F	LIVEPERSON	CALL	Call	0	-100.00	0		n/a	n/a	n/a
2025-11-12	2025-09-30	13F	LIVEPERSON	CALL	Call	512,300	-0.29	0		n/a	n/a	n/a
2025-08-05	2025-06-30	13F	LIVEPERSON	CALL	Call	513,800	-12.75	1		n/a	n/a	n/a
2025-05-12	2025-03-31	13F	LIVEPERSON	CALL	Call	588,900	8.09	0		n/a	n/a	n/a
2025-02-11	2024-12-31	13F	LIVEPERSON	CALL	Call	544,800	96.40	1		n/a	n/a	n/a
2024-11-08	2024-09-30	13F	LIVEPERSON	CALL	Call	277,400	366.22	0		n/a	n/a	n/a
2024-07-25	2024-06-30	13F	LIVEPERSON	CALL	Call	59,500	-45.01	0		n/a	n/a	n/a
2024-04-25	2024-03-31	13F	LIVEPERSON	CALL	Call	108,200	494.51	0		n/a	n/a	n/a
2024-02-02	2023-12-31	13F	LIVEPERSON	CALL	Call	18,200	80.20	0		n/a	n/a	n/a
2023-11-01	2023-09-30	13F	LIVEPERSON	CALL	Call	10,100	180.56	0		n/a	n/a	n/a
2023-08-04	2023-06-30	13F	LIVEPERSON	CALL	Call	3,600	-88.85	0		n/a	n/a	n/a
2023-04-27	2023-03-31	13F	LIVEPERSON	CALL	Call	32,300	533.33	0		n/a	n/a	n/a
2023-02-02	2022-12-31	13F	LIVEPERSON	CALL	Call	5,100	-93.01	0	-100.00	n/a	n/a	n/a
2022-11-04	2022-09-30	13F	LIVEPERSON	CALL	Call	73,000	-23.32	687	-48.96	n/a	n/a	n/a
2022-08-03	2022-06-30	13F	LIVEPERSON	CALL	Call	95,200	66.73	1,346	-3.44	n/a	n/a	n/a
2022-05-02	2022-03-31	13F	LIVEPERSON	CALL	Call	57,100	8,057.14	1,394	5,476.00	n/a	n/a	n/a
2022-02-23	2021-12-31	13F/A	LIVEPERSON	CALL	Call	700	-97.67	25	-98.65	n/a	n/a	n/a
2022-02-04	2021-12-31	13F	LIVEPERSON	CALL	Call	30,100		1,853		n/a	n/a	n/a
2021-10-28	2021-09-30	13F	LIVEPERSON	CALL	Call	30,100	-0.33	1,853	-2.93	n/a	n/a	n/a
2021-08-12	2021-06-30	13F	LIVEPERSON	CALL	Call	30,200	17,983.83	1,909	116.93	n/a	n/a	n/a
2021-04-26	2021-03-31	13F	LIVEPERSON	CALL	Call	167	-16.50	880	-29.26	n/a	n/a	n/a
2021-02-02	2020-12-31	13F	LIVEPERSON	CALL	Call	200	-43.50	1,244	-32.39	n/a	n/a	n/a
2020-10-14	2020-09-30	13F	LIVEPERSON	CALL	Call	354	-7.81	1,840	15.72	n/a	n/a	n/a
2020-07-13	2020-06-30	13F	LIVEPERSON	CALL	Call	384	184.44	1,590	417.92	n/a	n/a	n/a
2020-04-29	2020-03-31	13F	LIVEPERSON	CALL	Call	135	62.65	307	0.00	n/a	n/a	n/a
2020-02-05	2019-12-31	13F	LIVEPERSON	CALL	Call	83	-66.26	307	-65.03	n/a	n/a	n/a
2019-10-15	2019-09-30	13F	LIVEPERSON	CALL	Call	246	-48.32	878	-34.18	n/a	n/a	n/a
2019-07-26	2019-06-30	13F	LIVEPERSON	CALL	Call	476	303.39	1,334	290.06	n/a	n/a	n/a
2019-04-18	2019-03-31	13F	LIVEPERSON	CALL	Call	118	-20.81	342	21.71	n/a	n/a	n/a
2019-01-16	2018-12-31	13F	LIVEPERSON	CALL	Call	149	24.17	281	-9.65	n/a	n/a	n/a
2018-10-23	2018-09-30	13F	LIVEPERSON	CALL	Call	120	114.29	311	163.56	n/a	n/a	n/a
2018-07-30	2018-06-30	13F	LIVEPERSON	CALL	Call	56	-86.24	118	34.09	n/a	n/a	n/a
2018-04-26	2018-03-31	13F	LIVEPERSON	CALL	Call	407	239.17	88	780.00	n/a	n/a	n/a
2018-01-10	2017-12-31	13F	LIVEPERSON	CALL	Call	120	39.53	10	-68.75	n/a	n/a	n/a
2017-10-25	2017-09-30	13F	LIVEPERSON	CALL	Call	86	-40.28	32	190.91	n/a	n/a	n/a
2017-07-12	2017-06-30	13F	LIVEPERSON	CALL	Call	144	1,957.14	11	-65.62	n/a	n/a	n/a
2017-04-21	2017-03-31	13F	LIVEPERSON	CALL	Call	7	133.33	0	-100.00	n/a	n/a	n/a
2017-01-11	2016-12-31	13F	LIVEPERSON	CALL	Call	3	0.00	0		n/a	n/a	n/a
2016-10-07	2016-09-30	13F	LIVEPERSON	CALL	Call	3	0.00	0		n/a	n/a	n/a
2015-04-21	2015-03-31	13F	LIVEPERSON	CALL	Call	0	-100.00	0		n/a	n/a	n/a
2015-03-04	2014-12-31	13F	LIVEPERSON	CALL	Call	11		0		n/a	n/a	n/a

Disclosed Put Options

File Date	Effective Date	Form	Security	Class	Opt	Shares	ΔShares (%)	Value (x1000)	ΔValue (%)	Cost Basis (x1000)	Profit (x1000)	Return (%)
2026-02-11	2025-12-31	13F	LIVEPERSON	PUT	Put	0	-100.00	0		n/a	n/a	n/a
2025-11-12	2025-09-30	13F	LIVEPERSON	PUT	Put	30,400	-80.82	0		n/a	n/a	n/a
2025-08-05	2025-06-30	13F	LIVEPERSON	PUT	Put	158,500	-27.39	0		n/a	n/a	n/a
2025-05-12	2025-03-31	13F	LIVEPERSON	PUT	Put	218,300	28.71	0		n/a	n/a	n/a
2025-02-11	2024-12-31	13F	LIVEPERSON	PUT	Put	169,600	128.26	0		n/a	n/a	n/a
2024-11-08	2024-09-30	13F	LIVEPERSON	PUT	Put	74,300	18,475.00	0		n/a	n/a	n/a
2024-07-25	2024-06-30	13F	LIVEPERSON	PUT	Put	400	-50.00	0		n/a	n/a	n/a
2024-04-25	2024-03-31	13F	LIVEPERSON	PUT	Put	800		0		n/a	n/a	n/a
2024-02-02	2023-12-31	13F	LIVEPERSON	PUT	Put	0	-100.00	0		n/a	n/a	n/a
2023-11-01	2023-09-30	13F	LIVEPERSON	PUT	Put	6,200	-77.29	0		n/a	n/a	n/a
2023-08-04	2023-06-30	13F	LIVEPERSON	PUT	Put	27,300	58.72	0		n/a	n/a	n/a
2023-04-27	2023-03-31	13F	LIVEPERSON	PUT	Put	17,200	-17.31	0		n/a	n/a	n/a
2023-02-02	2022-12-31	13F	LIVEPERSON	PUT	Put	20,800	7.77	0	-100.00	n/a	n/a	n/a
2022-11-04	2022-09-30	13F	LIVEPERSON	PUT	Put	19,300	-81.30	181	-87.59	n/a	n/a	n/a
2022-08-03	2022-06-30	13F	LIVEPERSON	PUT	Put	103,200	11.21	1,459	-35.61	n/a	n/a	n/a
2022-05-02	2022-03-31	13F	LIVEPERSON	PUT	Put	92,800	3,934.78	2,266	2,663.41	n/a	n/a	n/a
2022-02-23	2021-12-31	13F/A	LIVEPERSON	PUT	Put	2,300	-84.03	82	-90.74	n/a	n/a	n/a
2022-02-04	2021-12-31	13F	LIVEPERSON	PUT	Put	14,400		886		n/a	n/a	n/a
2021-10-28	2021-09-30	13F	LIVEPERSON	PUT	Put	14,400	0.00	886	-2.64	n/a	n/a	n/a
2021-08-12	2021-06-30	13F	LIVEPERSON	PUT	Put	14,400	20,181.69	910	143.32	n/a	n/a	n/a
2021-04-26	2021-03-31	13F	LIVEPERSON	PUT	Put	71	491.67	374	405.41	n/a	n/a	n/a
2021-02-02	2020-12-31	13F	LIVEPERSON	PUT	Put	12	-93.26	74	-92.00	n/a	n/a	n/a
2020-10-14	2020-09-30	13F	LIVEPERSON	PUT	Put	178	-24.58	925	-5.32	n/a	n/a	n/a
2020-07-13	2020-06-30	13F	LIVEPERSON	PUT	Put	236	13.46	977	106.55	n/a	n/a	n/a
2020-04-29	2020-03-31	13F	LIVEPERSON	PUT	Put	208	69.11	473	3.96	n/a	n/a	n/a
2020-02-05	2019-12-31	13F	LIVEPERSON	PUT	Put	123	39.77	455	44.90	n/a	n/a	n/a
2019-10-15	2019-09-30	13F	LIVEPERSON	PUT	Put	88	340.00	314	460.71	n/a	n/a	n/a
2019-07-26	2019-06-30	13F	LIVEPERSON	PUT	Put	20	-16.67	56	-18.84	n/a	n/a	n/a
2019-04-18	2019-03-31	13F	LIVEPERSON	PUT	Put	24	100.00	69	213.64	n/a	n/a	n/a
2019-01-16	2018-12-31	13F	LIVEPERSON	PUT	Put	12	200.00	22	120.00	n/a	n/a	n/a
2018-10-23	2018-09-30	13F	LIVEPERSON	PUT	Put	4	100.00	10	150.00	n/a	n/a	n/a
2018-07-30	2018-06-30	13F	LIVEPERSON	PUT	Put	2	-50.00	4	-60.00	n/a	n/a	n/a
2018-04-26	2018-03-31	13F	LIVEPERSON	PUT	Put	0	-100.00	0	-100.00	n/a	n/a	n/a
2018-01-10	2017-12-31	13F	LIVEPERSON	PUT	Put	38	-72.26	3	0.00	n/a	n/a	n/a
2017-10-25	2017-09-30	13F	LIVEPERSON	PUT	Put	137	0.00	3	-70.00	n/a	n/a	n/a
2017-07-12	2017-06-30	13F	LIVEPERSON	PUT	Put	137	0.00	10	233.33	n/a	n/a	n/a
2017-04-21	2017-03-31	13F	LIVEPERSON	PUT	Put	0	-100.00	0	-100.00	n/a	n/a	n/a
2017-01-11	2016-12-31	13F	LIVEPERSON	PUT	Put	4		0		n/a	n/a	n/a
2016-10-07	2016-09-30	13F	LIVEPERSON	PUT	Put	0	-100.00	0	-100.00	n/a	n/a	n/a
2016-07-18	2016-06-30	13F	LIVEPERSON	PUT	Put	193	9,550.00	23		n/a	n/a	n/a
2016-04-14	2016-03-31	13F	LIVEPERSON	PUT	Put	2	100.00	0	-100.00	n/a	n/a	n/a
2016-01-20	2015-12-31	13F	LIVEPERSON	PUT	Put	1	-50.00	0		n/a	n/a	n/a
2015-07-08	2015-06-30	13F	LIVEPERSON	PUT	Put	0	-100.00	0	-100.00	n/a	n/a	n/a
2015-04-21	2015-03-31	13F	LIVEPERSON	PUT	Put	13		2		n/a	n/a	n/a

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.