MidCap Financial Investment Corporation
US ˙ NasdaqGS ˙ US03761U5020

SecurityMFIC / MidCap Financial Investment Corporation
InstitutionSigma Planning Corp
Latest Disclosed Ownership73,561 shares
Latest Disclosed Value $ 826,827
Sigma Planning Corp reports 2.39% increase in ownership of MFIC / MidCap Financial Investment Corporation

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 73,561 shares of MidCap Financial Investment Corporation (US:MFIC) valued at $826,826 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 71,842 shares of MidCap Financial Investment Corporation. This represents a change in shares of 2.39% during the quarter. The current value of the position is $765,034 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 73,561 1,719 2.39 827 0.61 0.0230
2026-01-30 2025-12-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 71,842 583 0.82 822 -3.86 0.0227
2025-11-10 2025-09-30 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 71,259 -1,787 -2.45 854 -7.27 0.0243
2025-08-05 2025-06-30 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 73,046 2,183 3.08 922 1.10 0.0277
2025-05-02 2025-03-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 70,863 10,425 17.25 911 11.78 0.0291
2025-02-03 2024-12-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 60,438 2,633 4.55 815 5.30 0.0256
2024-11-04 2024-09-30 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 57,805 5,025 9.52 774 -3.13 0.0237
2024-08-06 2024-06-30 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 52,780 1,055 2.04 799 2.83 0.0253
2024-05-02 2024-03-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 51,725 33,391 182.13 778 210.80 0.0245
2024-02-01 2023-12-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 18,334 -32,136 -63.67 251 -63.92 0.0196
2023-11-06 2023-09-30 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 50,470 4,842 10.61 694 20.94 0.0260
2023-08-02 2023-06-30 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 45,628 -2,194 -4.59 573 5.14 0.0206
2023-05-08 2023-03-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 47,822 3,430 7.73 545 7.71 0.0181
2023-01-24 2022-12-31 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 44,392 369 0.84 506 12.44 0.0181
2022-11-10 2022-09-30 13F MIDCAP FINANCIAL INVSTMNT COM NEW 03761U502 44,023 2,954 7.19 450 1.81 0.0172
2022-08-11 2022-06-30 13F APOLLO INVT COM NEW 03761U502 41,069 4,050 10.94 442 -9.61 0.0154
2022-04-20 2022-03-31 13F APOLLO INVT COM NEW 03761U502 37,019 -2,732 -6.87 489 -3.74 0.0146
2022-02-02 2021-12-31 13F APOLLO INVT CORP COM SH BEN INT CEF 03761U502 39,751 1,855 4.89 508 3.25 0.0142
2021-10-28 2021-09-30 13F APOLLO INVT COM NEW 03761U502 37,896 2,612 7.40 492 2.07 0.0148
2021-08-13 2021-06-30 13F APOLLO INVT CORP COM SH BEN INT CEF 03761U502 35,284 4,523 14.70 482 14.22 0.0144
2021-05-06 2021-03-31 13F APOLLO INVT CORP COM SH BEN INT CEF 03761U502 30,761 242 0.79 422 30.25 0.0135
2021-02-09 2020-12-31 13F APOLLO INVT COM NEW 03761U502 30,519 1,267 4.33 324 33.88 0.0110
2020-11-03 2020-09-30 13F APOLLO INVT COM NEW 03761U502 29,252 2,785 10.52 242 -4.35 0.0096
2020-07-31 2020-06-30 13F APOLLO INVT COM NEW 03761U502 26,467 4,157 18.63 253 67.55 0.0111
2020-05-01 2020-03-31 13F APOLLO INVT COM NEW 03761U502 22,310 -4,646 -17.24 151 -67.94 0.0090
2020-02-03 2019-12-31 13F APOLLO INVT COM NEW 03761U502 26,956 3,310 14.00 471 23.95 0.0199
2019-11-01 2019-09-30 13F APOLLO INVT COM NEW 03761U502 23,646 -796 -3.26 380 -1.55 0.0182
2019-08-01 2019-06-30 13F APOLLO INVT COM NEW 03761U502 24,442 -1,318 -5.12 386 -1.03 0.0199
2019-05-01 2019-03-31 13F APOLLO INVT COM NEW 03761U502 25,760 -750 -2.83 390 18.54 0.0221
2019-01-31 2018-12-31 13F APOLLO INVT COM NEW 03761U502 26,510 26,510 329 0.0239
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.