Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
US ˙ NYSE ˙ US65535H2085

SecurityNMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
InstitutionAperio Group, LLC
Latest Disclosed Ownership3,714,632 shares
Latest Disclosed Value $ 19,799,000
Aperio Group, LLC reports 0.07% increase in ownership of NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)

On February 5, 2021 - Aperio Group, LLC filed a 13F-HR form disclosing ownership of 3,714,632 shares of Nomura Holdings, Inc. - Depositary Receipt (Common Stock) (US:NMR) valued at $19,798,989 USD as of December 31, 2020. The entity filed a previous 13F-HR on November 6, 2020 disclosing 3,712,010 shares of Nomura Holdings, Inc. - Depositary Receipt (Common Stock). This represents a change in shares of 0.07% during the quarter. The current value of the position is $31,240,055 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-02-05 2020-12-31 13F NOMURA HOLDINGS SPONSORED ADR 65535H208 3,714,632 2,622 0.07 19,799 16.46 0.0586
2020-11-06 2020-09-30 13F NOMURA HOLDINGS SPONSORED ADR 65535H208 3,712,010 193,359 5.50 17,001 8.82 0.0574
2020-08-13 2020-06-30 13F NOMURA HLDGS SPONSORED ADR 65535H208 3,518,651 -117,499 -3.23 15,623 0.62 0.0577
2020-05-05 2020-03-31 13F NOMURA HOLDINGS SPONSORED ADR 65535H208 3,636,150 616,657 20.42 15,526 -0.35 0.0686
2020-02-13 2019-12-31 13F NOMURA HOLDINGS SPONSORED ADR 65535H208 3,019,493 34,906 1.17 15,581 22.84 0.0560
2019-11-06 2019-09-30 13F NOMURA HOLDINGS SPONSORED ADR 65535H208 2,984,587 640,293 27.31 12,684 52.42 0.0501
2019-07-30 2019-06-30 13F NOMURA HOLDINGS SPONSORED ADR 65535H208 2,344,294 -86,345 -3.55 8,322 -4.63 0.0340
2019-05-13 2019-03-31 13F NOMURA HLDGS SPONSORED ADR 65535H208 2,430,639 201,279 9.03 8,726 5.22 0.0377
2019-05-06 2018-12-31 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 2,229,360 -195,882 -8.08 8,293 -28.47 0.0418
2019-02-14 2018-12-31 13F NOMURA HLDGS SPONSORED ADR 65535H208 2,228,493 -196,749 8,290
2019-05-06 2018-09-30 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 2,425,242 204,266 9.20 11,593 8.98 0.0512
2018-10-17 2018-09-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 2,425,242 204,266 11,593
2019-05-06 2018-06-30 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 2,220,976 -103,809 -4.47 10,638 -21.78 0.0509
2018-07-30 2018-06-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 2,220,976 -103,809 10,638
2019-05-01 2018-03-31 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 2,324,785 259,828 12.58 13,600 13.16 0.0677
2018-05-08 2018-03-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 2,324,785 259,828 13,600
2019-05-01 2017-12-31 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 2,064,957 95,636 4.86 12,018 9.56 0.0621
2018-02-02 2017-12-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 2,064,957 95,636 12,018
2019-05-01 2017-09-30 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 1,969,321 -162,036 -7.60 10,969 -14.79 0.0620
2017-10-25 2017-09-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,969,321 -162,036 10,969
2019-04-22 2017-06-30 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 2,131,357 269,265 14.46 12,873 10.26 0.0789
2017-07-18 2017-06-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 2,131,357 269,265 12,873
2019-04-22 2017-03-31 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 1,862,092 122,518 7.04 11,675 13.76 0.0799
2017-05-05 2017-03-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,862,092 122,518 11,675
2019-04-22 2016-12-31 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 1,739,574 -155,333 -8.20 10,263 21.71 0.0785
2017-02-14 2016-12-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,739,574 -155,333 10,263
2019-04-12 2016-09-30 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 1,894,907 476,253 33.57 8,432 69.35 0.0610
2016-11-01 2016-09-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,894,907 476,253 8,432
2019-04-12 2016-06-30 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 1,418,654 -143,795 -9.20 4,979 -28.23 0.0389
2016-08-12 2016-06-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,418,654 -143,795 4,979
2019-04-12 2016-03-31 13F/A-1 NOMURA HLDGS SPONSORED ADR 65535H208 1,562,449 56,772 3.77 6,937 -16.99 0.0593
2016-04-28 2016-03-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,562,449 56,772 6,937
2016-01-21 2015-12-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,505,677 15,517 1.04 8,357 -3.64 0.0765
2015-10-19 2015-09-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,490,160 85,633 6.10 8,673 -8.66 0.0882
2015-07-29 2015-06-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,404,527 352,675 33.53 9,495 53.79 0.0980
2015-04-29 2015-03-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 1,051,852 1,051,852 0.00 6,174 0.0691
2015-01-30 2014-12-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 0 -988,708 -100.00 0 -100.00
2014-10-21 2014-09-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 988,708 34,239 3.59 5,843 -12.92 0.0790
2014-07-23 2014-06-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 954,469 130,681 15.86 6,710 26.68 0.0974
2014-04-25 2014-03-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 823,788 5,297 -15.56 0.0745
2014-01-30 2013-12-31 13F NOMURA HLDGS INC SPON COMMON 65535H208 6,273 9.98 0.0973
2013-10-24 2013-09-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 730,290 79,989 12.30 5,704 17.90 0.1100
2013-07-19 2013-06-30 13F NOMURA HLDGS INC SPON COMMON 65535H208 650,301 650,301 4,838 0.1149
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.