New Residential Investment Corp
US ˙ NYSE ˙ US64828T2015
DIESES SYMBOL IST NICHT MEHR AKTIV

SecurityNRZ / New Residential Investment Corp
InstitutionSimplex Trading, Llc
Simplex Trading, Llc ownership in NRZ / New Residential Investment Corp

Simplex Trading, Llc has a history of taking positions in derivatives of the underlying security (NRZ) in the form of stock options. The firm currently holds call options representing 82,500 of underlying shares valued at $782,100 USD and put options representing 70,300 of underlying shares valued at $666,444 USD .

Note: prior versions of this page mistakenly stated that the share values represented the number of options, not the number of underlying shares. For more information on the data backing these reports, please see the SEC document Frequently Asked Questions About Form 13F.

Institutional Put/Call Ratios
(Premium Subscription Required)

In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

NRZ / New Residential Investment Corp Historical Put/Call Ratio
Disclosed Call Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share
Price		 Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-14 2026-03-31 13F RITHM CAPITAL CALL Call 82,500 -32.27 782 -41.07 n/a n/a n/a
2026-02-11 2025-12-31 13F RITHM CAPITAL CALL Call 121,800 4.91 1,328 132,600.00 n/a n/a n/a
2025-11-12 2025-09-30 13F RITHM CAPITAL CALL Call 116,100 -40.37 1 -50.00 n/a n/a n/a
2025-08-05 2025-06-30 13F RITHM CAPITAL CALL Call 194,700 -19.65 2 0.00 n/a n/a n/a
2025-05-12 2025-03-31 13F RITHM CAPITAL CALL Call 242,300 105.69 3 100.00 n/a n/a n/a
2025-02-11 2024-12-31 13F RITHM CAPITAL CALL Call 117,800 48.36 1 n/a n/a n/a
2024-11-08 2024-09-30 13F RITHM CAPITAL CALL Call 79,400 -60.16 1 -100.00 n/a n/a n/a
2024-07-25 2024-06-30 13F RITHM CAPITAL CALL Call 199,300 268.39 2 n/a n/a n/a
2024-04-25 2024-03-31 13F RITHM CAPITAL CALL Call 54,100 -28.44 1 n/a n/a n/a
2024-02-02 2023-12-31 13F RITHM CAPITAL CALL Call 75,600 -44.37 1 -100.00 n/a n/a n/a
2023-11-01 2023-09-30 13F RITHM CAPITAL CALL Call 135,900 -18.53 1 0.00 n/a n/a n/a
2023-08-04 2023-06-30 13F RITHM CAPITAL CALL Call 166,800 -11.42 2 0.00 n/a n/a n/a
2023-04-27 2023-03-31 13F RITHM CAPITAL CALL Call 188,300 -56.79 2 -66.67 n/a n/a n/a
2023-02-02 2022-12-31 13F RITHM CAPITAL CALL Call 435,800 63.34 4 -99.85 n/a n/a n/a
2022-11-04 2022-09-30 13F RITHM CAPITAL CALL Call 266,800 -62.09 1,952 -70.23 n/a n/a n/a
2022-08-03 2022-06-30 13F NEW RESIDENTIAL INVT CALL Call 703,700 14.07 6,558 -3.17 n/a n/a n/a
2022-05-02 2022-03-31 13F NEW RESIDENTIAL INVT CALL Call 616,900 217.66 6,773 225.78 n/a n/a n/a
2022-02-23 2021-12-31 13F/A NEW RESIDENTIAL INVT CALL Call 194,200 -49.51 2,079 -48.60 n/a n/a n/a
2022-02-04 2021-12-31 13F NEW RESIDENTIAL INVT CALL Call 384,600 4,045 n/a n/a n/a
2021-10-28 2021-09-30 13F NEW RESIDENTIAL INVT CALL Call 384,600 1.13 4,045 0.45 n/a n/a n/a
2021-08-12 2021-06-30 13F NEW RESIDENTIAL INVT CALL Call 380,300 18,218.88 4,027 72.46 n/a n/a n/a
2021-04-26 2021-03-31 13F NEW RESIDENTIAL INVT CALL Call 2,076 20.84 2,335 36.79 n/a n/a n/a
2021-02-02 2020-12-31 13F NEW RESIDENTIAL INVT CALL Call 1,718 13.85 1,707 42.37 n/a n/a n/a
2020-10-14 2020-09-30 13F NEW RESIDENTIAL INVT CALL Call 1,509 -22.22 1,199 -16.79 n/a n/a n/a
2020-07-13 2020-06-30 13F NEW RESIDENTIAL INVT CALL Call 1,940 8.26 1,441 60.65 n/a n/a n/a
2020-04-29 2020-03-31 13F NEW RESIDENTIAL INVT CALL Call 1,792 7.63 897 -66.55 n/a n/a n/a
2020-02-05 2019-12-31 13F NEW RESIDENTIAL INVT CALL Call 1,665 97.04 2,682 102.57 n/a n/a n/a
2019-10-15 2019-09-30 13F NEW RESIDENTIAL INVT CALL Call 845 225.00 1,324 231.00 n/a n/a n/a
2019-07-26 2019-06-30 13F NEW RESIDENTIAL INVT CALL Call 260 -72.31 400 -74.80 n/a n/a n/a
2019-04-18 2019-03-31 13F NEW RESIDENTIAL INVT CALL Call 939 -51.82 1,587 -42.69 n/a n/a n/a
2019-01-16 2018-12-31 13F NEW RESIDENTIAL INVT CALL Call 1,949 72.48 2,769 37.56 n/a n/a n/a
2018-10-23 2018-09-30 13F NEW RESIDENTIAL INVT CALL Call 1,130 68.15 2,013 71.32 n/a n/a n/a
2018-07-30 2018-06-30 13F NEW RESIDENTIAL INVT CALL Call 672 180.00 1,175 11,650.00 n/a n/a n/a
2018-04-26 2018-03-31 13F NEW RESIDENTIAL INVT CALL Call 240 66.67 10 66.67 n/a n/a n/a
2018-01-10 2017-12-31 13F NEW RESIDENTIAL INVT CALL Call 144 111.76 6 500.00 n/a n/a n/a
2017-10-25 2017-09-30 13F NEW RESIDENTIAL INVT CALL Call 68 -54.36 1 -66.67 n/a n/a n/a
2017-07-12 2017-06-30 13F NEW RESIDENTIAL INVT CALL Call 149 238.64 3 200.00 n/a n/a n/a
2017-04-21 2017-03-31 13F NEW RESIDENTIAL INVT CALL Call 44 -70.47 1 -66.67 n/a n/a n/a
2017-01-11 2016-12-31 13F NEW RESIDENTIAL INVT CALL Call 0 -100.00 0 -100.00 n/a n/a n/a
2016-10-07 2016-09-30 13F NEW RESIDENTIAL INVT CALL Call 632 618.18 8 -70.37 n/a n/a n/a
2016-07-18 2016-06-30 13F NEW RESIDENTIAL INVT CALL Call 88 203.45 27 237.50 n/a n/a n/a
2016-04-14 2016-03-31 13F NEW RESIDENTIAL INVT CALL Call 29 -56.06 0 -100.00 n/a n/a n/a
2016-01-20 2015-12-31 13F NEW RESIDENTIAL INVT CALL Call 66 6,500.00 1 n/a n/a n/a
2015-10-08 2015-09-30 13F NEW RESIDENTIAL INVT CALL Call 1 0.00 0 -100.00 n/a n/a n/a
2015-07-08 2015-06-30 13F NEW RESIDENTIAL INVT CALL Call 1 -85.71 0 n/a n/a n/a
2015-04-21 2015-03-31 13F NEW RESIDENTIAL INVT CALL Call 7 0 n/a n/a n/a
Disclosed Put Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share Price Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-14 2026-03-31 13F RITHM CAPITAL PUT Put 70,300 -83.97 666 -86.07 n/a n/a n/a
2026-02-11 2025-12-31 13F RITHM CAPITAL PUT Put 438,600 -12.58 4,781 95,500.00 n/a n/a n/a
2025-11-12 2025-09-30 13F RITHM CAPITAL PUT Put 501,700 201.50 6 400.00 n/a n/a n/a
2025-08-05 2025-06-30 13F RITHM CAPITAL PUT Put 166,400 0.12 2 0.00 n/a n/a n/a
2025-05-12 2025-03-31 13F RITHM CAPITAL PUT Put 166,200 34.47 2 0.00 n/a n/a n/a
2025-02-11 2024-12-31 13F RITHM CAPITAL PUT Put 123,600 22.26 1 0.00 n/a n/a n/a
2024-11-08 2024-09-30 13F RITHM CAPITAL PUT Put 101,100 192.20 1 n/a n/a n/a
2024-07-25 2024-06-30 13F RITHM CAPITAL PUT Put 34,600 -56.04 0 n/a n/a n/a
2024-04-25 2024-03-31 13F RITHM CAPITAL PUT Put 78,700 -54.67 1 -100.00 n/a n/a n/a
2024-02-02 2023-12-31 13F RITHM CAPITAL PUT Put 173,600 82.93 2 n/a n/a n/a
2023-11-01 2023-09-30 13F RITHM CAPITAL PUT Put 94,900 -36.27 1 -100.00 n/a n/a n/a
2023-08-04 2023-06-30 13F RITHM CAPITAL PUT Put 148,900 26.29 1 n/a n/a n/a
2023-04-27 2023-03-31 13F RITHM CAPITAL PUT Put 117,900 75.97 1 n/a n/a n/a
2023-02-02 2022-12-31 13F RITHM CAPITAL PUT Put 67,000 -62.88 1 -100.00 n/a n/a n/a
2022-11-04 2022-09-30 13F RITHM CAPITAL PUT Put 180,500 33.60 1,321 4.92 n/a n/a n/a
2022-08-03 2022-06-30 13F NEW RESIDENTIAL INVT PUT Put 135,100 50.45 1,259 27.69 n/a n/a n/a
2022-05-02 2022-03-31 13F NEW RESIDENTIAL INVT PUT Put 89,800 -19.39 986 -17.35 n/a n/a n/a
2022-02-23 2021-12-31 13F/A NEW RESIDENTIAL INVT PUT Put 111,400 20.69 1,193 22.99 n/a n/a n/a
2022-02-04 2021-12-31 13F NEW RESIDENTIAL INVT PUT Put 92,300 970 n/a n/a n/a
2021-10-28 2021-09-30 13F NEW RESIDENTIAL INVT PUT Put 92,300 3.82 970 3.08 n/a n/a n/a
2021-08-12 2021-06-30 13F NEW RESIDENTIAL INVT PUT Put 88,900 6,187.13 941 -40.82 n/a n/a n/a
2021-04-26 2021-03-31 13F NEW RESIDENTIAL INVT PUT Put 1,414 -25.22 1,590 -15.38 n/a n/a n/a
2021-02-02 2020-12-31 13F NEW RESIDENTIAL INVT PUT Put 1,891 31.87 1,879 64.82 n/a n/a n/a
2020-10-14 2020-09-30 13F NEW RESIDENTIAL INVT PUT Put 1,434 5.05 1,140 12.43 n/a n/a n/a
2020-07-13 2020-06-30 13F NEW RESIDENTIAL INVT PUT Put 1,365 16.17 1,014 72.45 n/a n/a n/a
2020-04-29 2020-03-31 13F NEW RESIDENTIAL INVT PUT Put 1,175 244.57 588 7.10 n/a n/a n/a
2020-02-05 2019-12-31 13F NEW RESIDENTIAL INVT PUT Put 341 -28.81 549 -26.90 n/a n/a n/a
2019-10-15 2019-09-30 13F NEW RESIDENTIAL INVT PUT Put 479 161.75 751 167.26 n/a n/a n/a
2019-07-26 2019-06-30 13F NEW RESIDENTIAL INVT PUT Put 183 -62.35 281 -65.77 n/a n/a n/a
2019-04-18 2019-03-31 13F NEW RESIDENTIAL INVT PUT Put 486 179.31 821 232.39 n/a n/a n/a
2019-01-16 2018-12-31 13F NEW RESIDENTIAL INVT PUT Put 174 -39.58 247 -51.85 n/a n/a n/a
2018-10-23 2018-09-30 13F NEW RESIDENTIAL INVT PUT Put 288 8.68 513 10.80 n/a n/a n/a
2018-07-30 2018-06-30 13F NEW RESIDENTIAL INVT PUT Put 265 7.72 463 2,104.76 n/a n/a n/a
2018-04-26 2018-03-31 13F NEW RESIDENTIAL INVT PUT Put 246 138.83 21 600.00 n/a n/a n/a
2018-01-10 2017-12-31 13F NEW RESIDENTIAL INVT PUT Put 103 -32.24 3 -40.00 n/a n/a n/a
2017-10-25 2017-09-30 13F NEW RESIDENTIAL INVT PUT Put 152 -84.54 5 -90.20 n/a n/a n/a
2017-07-12 2017-06-30 13F NEW RESIDENTIAL INVT PUT Put 983 431.35 51 1,175.00 n/a n/a n/a
2017-04-21 2017-03-31 13F NEW RESIDENTIAL INVT PUT Put 185 18.59 4 -42.86 n/a n/a n/a
2017-01-11 2016-12-31 13F NEW RESIDENTIAL INVT PUT Put 156 -70.00 7 -68.18 n/a n/a n/a
2016-10-07 2016-09-30 13F NEW RESIDENTIAL INVT PUT Put 520 154.90 22 175.00 n/a n/a n/a
2016-07-18 2016-06-30 13F NEW RESIDENTIAL INVT PUT Put 204 101.98 8 -63.64 n/a n/a n/a
2016-04-14 2016-03-31 13F NEW RESIDENTIAL INVT PUT Put 101 225.81 0 -100.00 n/a n/a n/a
2016-01-20 2015-12-31 13F NEW RESIDENTIAL INVT PUT Put 31 933.33 5 400.00 n/a n/a n/a
2015-10-08 2015-09-30 13F NEW RESIDENTIAL INVT PUT Put 3 -70.00 1 -80.00 n/a n/a n/a
2015-07-08 2015-06-30 13F NEW RESIDENTIAL INVT PUT Put 10 0 n/a n/a n/a
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.