PGIM ETF Trust - PGIM AAA CLO ETF
US ˙ ARCA

SecurityPAAA / PGIM ETF Trust - PGIM AAA CLO ETF
InstitutionRockefeller Capital Management L.P.
Latest Disclosed Ownership1,223,679 shares
Latest Disclosed Value $ 62,627,936
Rockefeller Capital Management L.P. reports 44.59% increase in ownership of PAAA / PGIM ETF Trust - PGIM AAA CLO ETF

On May 14, 2026 - Rockefeller Capital Management L.P. filed a 13F-HR form disclosing ownership of 1,223,679 shares of PGIM ETF Trust - PGIM AAA CLO ETF (US:PAAA) valued at $62,627,891 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on March 16, 2026 disclosing 846,304 shares of PGIM ETF Trust - PGIM AAA CLO ETF. This represents a change in shares of 44.59% during the quarter. The current value of the position is $62,799,206 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F PGIM ETF TR AAA CLO ETF 69344A834 1,223,679 377,375 44.59 62,628 44.37 0.0575
2026-03-16 2025-12-31 13F/A-1 PGIM ETF TR AAA CLO ETF 69344A834 846,304 79,117 10.31 43,382 9.80 0.0781
2026-02-14 2025-12-31 13F PGIM ETF TR AAA CLO ETF 69344A834 846,304 79,117 43,382 0.0396
2025-11-14 2025-09-30 13F PGIM ETF TR AAA CLO ETF 69344A834 767,187 -17,638 -2.25 39,510 -2.15 0.0773
2025-08-14 2025-06-30 13F/A-1 PGIM ETF TR AAA CLO ETF 69344A834 784,825 -26,132 -3.22 40,379 -2.96 0.0886
2025-08-08 2025-06-30 13F PGIM ETF TR AAA CLO ETF 69344A834 784,825 -26,132 40,379 0.0509
2025-05-14 2025-03-31 13F PGIM ETF TR AAA CLO ETF 69344A834 810,957 142,573 21.33 41,610 21.59 0.1027
2025-02-13 2024-12-31 13F PGIM ETF TR AAA CLO ETF 69344A834 668,384 564,591 543.96 34,221 543.49 0.0886
2024-11-14 2024-09-30 13F PGIM ETF TR AAA CLO ETF 69344A834 103,793 103,793 5,318 0.0143
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.