Principal Financial Group, Inc.
US ˙ NasdaqGS ˙ US74251V1026

SecurityPFG / Principal Financial Group, Inc.
InstitutionAxa S.a.
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
Axa S.a. closes position in PFG / Principal Financial Group, Inc.

On November 14, 2025 - Axa S.a. filed a 13F-HR form disclosing ownership of 0 shares of Principal Financial Group, Inc. (US:PFG) valued at $0 USD as of September 30, 2025. The entity filed a previous 13F-HR on August 14, 2025 disclosing 2,553 shares of Principal Financial Group, Inc.. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-14 2025-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 0 -100.00 0
2025-08-14 2025-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 2,553 2,553 203 0.0004
2024-11-14 2024-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 0 -24,350 -100.00 0 -100.00
2025-02-25 2024-06-30 13F/A-1 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 24,350 24,350 1,910 0.0057
2024-08-14 2024-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 24,350 24,350 1,910 0.0041
2024-07-16 2023-12-31 13F/A-1 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 0 -11,208 -100.00 0 -100.00
2024-02-14 2023-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 0 -11,208 0
2023-11-14 2023-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 11,208 8,057 255.70 808 239.08 0.0028
2023-08-14 2023-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 3,151 -32,191 -91.08 239 -90.94 0.0008
2023-05-15 2023-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 35,342 -315,220 -89.92 2,627 -91.07 0.0090
2023-02-14 2022-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 350,562 1,814 0.52 29,419 16.92 0.1062
2023-02-14 2022-09-30 13F/A-1 Principal Financial Group COM 74251V102 348,748 279,589 404.27 25,162 444.75 0.0990
2022-11-14 2022-09-30 13F Principal Financial Group COM 74251V102 348,748 279,589 25,162 0.0990
2023-02-14 2022-06-30 13F/A-1 Principal Financial Group COM 74251V102 69,159 -481,900 -87.45 4,619 -88.58 0.0171
2022-08-15 2022-06-30 13F Principal Financial Group COM 74251V102 69,159 -481,900 4,619 0.0171
2023-02-14 2022-03-31 13F/A-1 Principal Financial Group COM 74251V102 551,059 -167,747 -23.34 40,453 -22.19 0.1150
2022-05-13 2022-03-31 13F Principal Financial Group COM 74251V102 551,059 -167,747 40,453 0.1150
2022-02-14 2021-12-31 13F Principal Financial Group COM 74251V102 718,806 -10,472 -1.44 51,991 10.70 0.1329
2021-11-15 2021-09-30 13F Principal Financial Group COM 74251V102 729,278 58,430 8.71 46,965 10.79 0.1318
2021-08-13 2021-06-30 13F/A-1 Principal Financial Group COM 74251V102 670,848 21,959 3.38 42,391 8.95 0.1195
2021-08-13 2021-06-30 13F Principal Financial Group COM 74251V102 670,848 21,959 42,391 0.0716
2021-05-14 2021-03-31 13F Principal Financial Group COM 74251V102 648,889 -23,000 -3.42 38,907 16.73 0.1185
2021-02-12 2020-12-31 13F Principal Financial Group COM 74251V102 671,889 -94,809 -12.37 33,332 7.96 0.1046
2021-02-11 2020-09-30 13F/A-1 Principal Financial Group COM 74251V102 766,698 10,600 1.40 30,875 -1.70 0.1116
2020-11-13 2020-09-30 13F Principal Financial Group COM 74251V102 766,698 10,600 30,875 61,631.4002
2021-02-12 2020-06-30 13F/A-1 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 756,098 636,322 531.26 31,408 736.88 0.1237
2020-08-14 2020-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 756,098 636,322 31,408 123,862.0314
2021-02-12 2020-03-31 13F/A-2 PRINCIPAL FINL GROUP COM 74251V102 119,776 -323,536 -72.98 3,753 -84.61 0.0188
2020-06-15 2020-03-31 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 119,776 0 3,753 0.0188
2020-05-15 2020-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 119,776 -323,536 3,753 10,437.1575
2021-02-12 2019-12-31 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 443,312 -191,400 -30.16 24,383 -32.77 0.0992
2020-02-18 2019-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 443,312 -191,400 24,383 99,279.2392
2021-02-12 2019-09-30 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 634,712 159,562 33.58 36,267 31.78 0.1443
2019-11-14 2019-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 634,712 159,562 36,267 144,526.3039
2021-02-12 2019-06-30 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 475,150 475,150 27,521 0.1074
2019-08-13 2019-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 475,150 475,150 27,521 107,925.7865
2019-02-13 2018-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 0 -3,618 -100.00 0 -100.00
2018-11-08 2018-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 3,618 -1,900 -34.43 212 -27.65 0.0008
2018-08-13 2018-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 5,518 -9,076 -62.19 293 -67.04 0.0011
2018-05-14 2018-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 14,594 0 0.00 889 -13.69 0.0035
2018-02-13 2017-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 14,594 -6,700 -31.46 1,030 -24.82 0.0040
2017-12-01 2017-09-30 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 21,294 15,829 289.64 1,370 291.43 0.0059
2017-11-13 2017-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 21,294 15,829 1,370
2017-08-10 2017-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 5,465 -202,800 -97.38 350 -97.34 0.0016
2017-05-11 2017-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 208,265 208,265 13,144 0.0593
2016-11-10 2016-09-30 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 0 -6,900 -100.00 0 -100.00
2016-08-11 2016-06-30 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 6,900 -4,600 -40.00 284 -37.44 0.0013
2016-05-13 2016-03-31 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 11,500 11,500 0.00 454 0.0020
2015-08-13 2015-06-30 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 0 -451,200 -100.00 0 -100.00
2015-05-13 2015-03-31 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 451,200 81,000 21.88 23,178 20.54 0.0955
2015-02-13 2014-12-31 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 370,200 -468,800 -55.88 19,229 -56.32 0.0771
2014-11-13 2014-09-30 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 839,000 72,270 9.43 44,022 13.74 0.1882
2014-08-13 2014-06-30 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 766,730 -5,680 -0.74 38,705 8.96 0.1610
2014-05-13 2014-03-31 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 772,410 -1,073,720 -58.16 35,523 -60.98 0.1545
2014-02-13 2013-12-31 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 1,846,130 638,320 52.85 91,032 76.01 0.4076
2013-11-13 2013-09-30 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 1,207,810 577,200 91.53 51,719 118.99 0.2548
2013-08-12 2013-06-30 13F PRINCIPAL FINANCIAL GROUP COM 74251V102 630,610 630,610 23,617 0.1255
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.