Principal Financial Group, Inc.
US ˙ NasdaqGS ˙ US74251V1026

SecurityPFG / Principal Financial Group, Inc.
InstitutionPinnacle Associates Ltd
Latest Disclosed Ownership8,420 shares
Latest Disclosed Value $ 758,726
Pinnacle Associates Ltd reports 0.02% decrease in ownership of PFG / Principal Financial Group, Inc.

On April 21, 2026 - Pinnacle Associates Ltd filed a 13F-HR form disclosing ownership of 8,420 shares of Principal Financial Group, Inc. (US:PFG) valued at $758,726 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 8,422 shares of Principal Financial Group, Inc.. This represents a change in shares of -0.02% during the quarter. The current value of the position is $852,020 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-21 2026-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8,420 -2 -0.02 759 2.16 0.0097
2026-02-05 2025-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8,422 1,146 15.75 743 23.05 0.0095
2025-11-13 2025-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,276 0 0.00 603 4.51 0.0080
2025-08-04 2025-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 7,276 -1,395 -16.09 578 -21.07 0.0084
2025-05-06 2025-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8,671 14 0.16 732 9.10 0.0107
2025-02-14 2024-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8,657 -1,002 -10.37 670 -11.73 0.0091
2024-10-25 2024-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 9,659 988 11.39 760 11.62 0.0129
2024-07-30 2024-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8,671 -551 -5.97 680 -14.47 0.0107
2024-04-26 2024-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 9,222 -437 -4.52 796 4.74 0.0125
2024-01-19 2023-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 9,659 -41 -0.42 760 8.58 0.0128
2023-10-24 2023-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 9,700 -107 -1.09 699 -5.92 0.0130
2023-07-27 2023-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 9,807 -880 -8.23 744 -6.42 0.0129
2023-05-05 2023-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 10,687 -557 -4.95 794 -15.80 0.0162
2023-02-01 2022-12-31 13F/A-1 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 11,244 -1,926 -14.62 944 -0.74 0.0206
2023-01-25 2022-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 11,240 -1,930 1,039 0.0000
2022-11-01 2022-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 13,170 318 2.47 950 10.72 0.0218
2022-08-02 2022-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12,852 331 2.64 858 -6.64 0.0187
2022-05-05 2022-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12,521 -27,930 -69.05 919 -68.59 0.0163
2022-02-02 2021-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 40,451 -2,465 -5.74 2,926 5.86 0.0505
2021-10-19 2021-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 42,916 6 0.01 2,764 1.95 0.0510
2021-08-02 2021-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 42,910 6 0.01 2,711 5.36 0.0490
2021-05-12 2021-03-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 42,904 6 0.01 2,573 20.91 0.0491
2021-01-26 2020-12-31 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 42,898 -22 -0.05 2,128 23.15 0.0432
2020-10-23 2020-09-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 42,920 -6,326 -12.85 1,728 -15.54 0.0410
2020-08-14 2020-06-30 13F PRINCIPAL FINANCIAL GROUP IN COM 74251V102 49,246 -48,231 -49.48 2,046 -33.03 0.0505
2020-05-13 2020-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 97,477 -1,868 -1.88 3,055 -44.09 0.0928
2020-02-03 2019-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 99,345 -1,519 -1.51 5,464 -5.19 0.1197
2019-11-08 2019-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 100,864 247 0.25 5,763 -1.12 0.1357
2019-08-05 2019-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 100,617 -378 -0.37 5,828 14.97 0.1365
2019-05-10 2019-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 100,995 -5,922 -5.54 5,069 7.33 0.1145
2019-02-05 2018-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 106,917 -43,286 -28.82 4,723 -46.33 0.1219
2018-11-09 2018-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 150,203 727 0.49 8,800 11.18 0.1826
2018-08-08 2018-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 149,476 -318 -0.21 7,915 -13.25 0.1628
2018-05-11 2018-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 149,794 -2,840 -1.86 9,124 -15.28 0.1788
2018-02-12 2017-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 152,634 1,392 0.92 10,770 10.68 0.2069
2017-11-13 2017-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 151,242 8,610 6.04 9,731 6.49 0.1794
2017-08-09 2017-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 142,632 1,963 1.40 9,138 2.93 0.1756
2017-05-09 2017-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 140,669 2,200 1.59 8,878 10.81 0.1695
2017-02-10 2016-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 138,469 -870 -0.62 8,012 11.63 0.1617
2016-11-14 2016-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 139,339 300 0.22 7,177 25.56 0.1440
2016-08-15 2016-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 139,039 5,836 4.38 5,716 8.77 0.1232
2016-05-13 2016-03-31 13F PRINCIPAL FINL GROUP COM 74251V102 133,203 39,918 42.79 5,255 25.24 0.1124
2016-02-11 2015-12-31 13F/A-1 PRINCIPAL FINL GROUP COM 74251V102 93,285 -2,982 -3.10 4,196 -7.92 0.0880
2016-02-09 2015-12-31 13F PRINCIPAL FINL GROUP COM 74251V102 93,285 -2,982 4,196 0.0897
2015-11-10 2015-09-30 13F PRINCIPAL FINL GROUP COM 74251V102 96,267 -571 -0.59 4,557 -8.25 0.1008
2015-08-12 2015-06-30 13F PRINCIPAL FINL GROUP COM 74251V102 96,838 -96 -0.10 4,967 -0.26 0.0922
2015-05-15 2015-03-31 13F Principal Financial Gp Com COM 74251V102 96,934 3,370 3.60 4,980 2.47 0.0929
2015-02-12 2014-12-31 13F Principal Financial Gp Com COM 74251V102 93,564 -1,911 -2.00 4,860 -2.99 0.0953
2014-11-12 2014-09-30 13F Principal Financial Gp Com COM 74251V102 95,475 3,025 3.27 5,010 7.35 0.1020
2014-08-14 2014-06-30 13F Principal Financial Gp Com COM 74251V102 92,450 25,885 38.89 4,667 52.47 0.0911
2014-05-14 2014-03-31 13F Principal Financial Gp Com COM 74251V102 66,565 -1,237 -1.82 3,061 -8.44 0.0597
2014-02-12 2013-12-31 13F Principal Financial Gp Com COM 74251V102 67,802 -680 -0.99 3,343 14.02 0.0653
2013-11-14 2013-09-30 13F Principal Financial Gp Com COM 74251V102 68,482 -5,000 -6.80 2,932 6.54 0.0607
2013-08-13 2013-06-30 13F Principal Financial Gp Com COM 74251V102 73,482 73,482 2,752 0.0618
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.