Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
US ˙ ARCA

SecurityPREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
InstitutionCommonwealth Equity Services, Llc
Latest Disclosed Ownership268,683 shares
Latest Disclosed Value $ 5,123,780
Commonwealth Equity Services, Llc reports 6.64% decrease in ownership of PREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF

On February 12, 2026 - Commonwealth Equity Services, Llc filed a 13F-HR form disclosing ownership of 268,683 shares of Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF (US:PREF) valued at $5,123,785 USD as of December 31, 2025. The entity filed a previous 13F-HR on October 22, 2025 disclosing 287,794 shares of Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF. This represents a change in shares of -6.64% during the quarter. The current value of the position is $5,096,917 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-12 2025-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 268,683 -19,111 -6.64 5,124 102,360.00
2025-10-22 2025-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 287,794 -17,442 -5.71 6 0.00 0.0071
2025-08-06 2025-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 305,236 5,613 1.87 6 0.00 0.0076
2025-05-09 2025-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 299,623 -3,696 -1.22 6 0.00 0.0079
2025-02-10 2024-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 303,319 -5,053 -1.64 6 0.00 0.0083
2024-10-18 2024-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 308,372 -9,634 -3.03 6 0.00 0.0088
2024-07-31 2024-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 318,006 -9,398 -2.87 6 0.00 0.0092
2024-04-29 2024-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 327,404 7,181 2.24 6 0.00 0.0099
2024-02-06 2023-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 320,223 155 0.05 6 0.00 0.0103
2023-10-23 2023-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 320,068 4,821 1.53 5 0.00 0.0112
2023-08-10 2023-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 315,247 19,620 6.64 5 0.00 0.0109
2023-05-11 2023-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 295,627 22,724 8.33 5 25.00 0.0105
2023-02-07 2022-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 272,903 241,559 770.67 5 -99.24 0.0112
2022-11-14 2022-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 31,344 5,871 23.05 525 19.59 0.0014
2022-07-19 2022-06-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 25,473 -16,987 -40.01 439 -45.53 0.0011
2022-05-04 2022-03-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 42,460 -2,960 -6.52 806 -12.49 0.0018
2022-01-31 2021-12-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 45,420 -6,485 -12.49 921 -14.41 0.0021
2021-10-29 2021-09-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 51,905 844 1.65 1,076 1.70 0.0027
2021-08-11 2021-06-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 51,061 12,431 32.18 1,058 34.43 0.0027
2021-05-04 2021-03-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 38,630 2,816 7.86 787 6.35 0.0022
2021-02-11 2020-12-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 35,814 20,380 132.05 740 139.48 0.0022
2020-11-05 2020-09-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 15,434 12,563 437.58 309 10.75 0.0011
2020-08-12 2020-06-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 2,871 32 1.13 279 12.05 0.0011
2020-05-11 2020-03-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 2,839 129 4.76 249 -8.46 0.0012
2020-02-05 2019-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 2,710 40 1.50 272 2.64 0.0010
2019-10-30 2019-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 2,670 -2,861 -51.73 265 -50.74 0.0011
2019-07-19 2019-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 5,531 2,683 94.21 538 98.52 0.0024
2019-05-13 2019-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 2,848 -32 -1.11 271 4.63 0.0013
2019-02-11 2018-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 2,880 -289 -9.12 259 -13.95 0.0014
2018-11-06 2018-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 3,169 3,169 301 0.0014
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.