Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
US ˙ ARCA

SecurityPREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
InstitutionCwm, Llc
Latest Disclosed Ownership10,943 shares
Latest Disclosed Value $ 205,956
Cwm, Llc reports 0.86% increase in ownership of PREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF

On May 14, 2026 - Cwm, Llc filed a 13F-HR form disclosing ownership of 10,943 shares of Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF (US:PREF) valued at $205,947 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 10,850 shares of Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF. The current value of the position is $207,534 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 10,943 93 0.86 206 0.0005
2026-01-26 2025-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 10,850 23 0.21 0 0.0006
2025-10-15 2025-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 10,827 292 2.77 0 0.0006
2025-07-25 2025-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 10,535 122 1.17 0 0.0007
2025-05-01 2025-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 10,413 84 0.81 0 0.0008
2025-02-04 2024-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 10,329 160 1.57 0 0.0008
2024-10-08 2024-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 10,169 397 4.06 0 0.0008
2024-07-10 2024-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,772 91 0.94 0 0.0008
2024-04-05 2024-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,681 -143 -1.46 0 0.0009
2024-02-01 2023-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,824 335 3.53 0 0.0009
2023-10-11 2023-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,489 0 0.00 0 0.0010
2023-08-03 2023-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,489 0 0.00 0 0.0010
2023-05-01 2023-03-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,489 0 0.00 0 0.0011
2023-02-01 2022-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,489 28 0.30 0 -100.00 0.0012
2022-10-27 2022-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 9,461 35 0.37 159 -2.45 0.0013
2022-07-28 2022-06-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 9,426 0 0.00 163 -8.94 0.0013
2022-04-21 2022-03-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 9,426 0 0.00 179 -6.28 0.0013
2022-01-31 2021-12-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 9,426 3,611 62.10 191 57.85 0.0013
2021-09-15 2021-06-30 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2021-07-29 2021-06-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 121 0.0010
2021-09-15 2021-03-31 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2021-04-27 2021-03-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 2,905 -2,910 59 0.0005
2021-09-15 2020-12-31 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2021-01-27 2020-12-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 2,905 -2,910 60 0.0006
2021-09-15 2020-09-30 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2020-10-19 2020-09-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 2,905 -2,910 58 0.0006
2021-09-15 2020-06-30 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2020-07-22 2020-06-30 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 581 -5,234 56 0.0007
2021-09-15 2020-03-31 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2020-04-28 2020-03-31 13F PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 581 -5,234 51 0.0008
2021-09-14 2019-12-31 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2020-01-27 2019-12-31 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 581 -5,234 58 0.0007
2021-09-14 2019-09-30 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2019-10-22 2019-09-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 581 -5,234 58 0.0008
2021-09-14 2019-06-30 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 0 0.00 121 0.00 0.0010
2019-07-31 2019-06-30 13F PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 74255Y888 581 -5,234 57 0.0009
2021-09-02 2019-03-31 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,815 5,815 121 0.0010
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.