Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF
US ˙ NasdaqGM ˙ US74255Y6077

SecurityPSC / Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF
InstitutionLPL Financial LLC
Latest Disclosed Ownership1,076,319 shares
Latest Disclosed Value $ 61,699,291
LPL Financial LLC reports 32.81% increase in ownership of PSC / Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF

On May 6, 2026 - LPL Financial LLC filed a 13F-HR form disclosing ownership of 1,076,319 shares of Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF (US:PSC) valued at $61,699,341 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 810,402 shares of Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF. This represents a change in shares of 32.81% during the quarter. The current value of the position is $71,542,924 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 1,076,319 265,917 32.81 61,699 31.88 0.0164
2026-02-11 2025-12-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 810,402 297,560 58.02 46,785 60.13 0.0128
2025-11-12 2025-09-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 512,842 138,532 37.01 29,217 46.50 0.0085
2025-08-12 2025-06-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 374,310 200,596 115.47 19,943 136.43 0.0067
2025-05-07 2025-03-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 173,714 15,734 9.96 8,435 4.15 0.0033
2025-02-11 2024-12-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 157,980 42,352 36.63 8,100 34.78 0.0033
2024-11-08 2024-09-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 115,628 12,285 11.89 6,009 20.83 0.0027
2024-08-07 2024-06-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 103,343 2,332 2.31 4,974 -0.68 0.0025
2024-05-10 2024-03-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 101,011 2,359 2.39 5,007 10.41 0.0027
2024-02-14 2023-12-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 98,652 50,506 104.90 4,535 130.32 0.0027
2023-11-13 2023-09-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 48,146 3,477 7.78 1,969 3.96 0.0014
2023-07-31 2023-06-30 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 44,669 -1,951 -4.18 1,894 1.39 0.0014
2023-05-10 2023-03-31 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 46,620 5,256 12.71 1,869 15.52 0.0015
2023-02-07 2022-12-31 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 41,364 12,013 40.93 1,617 49.58 0.0014
2022-11-14 2022-09-30 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 29,351 10,151 52.87 1,081 47.88 0.0010
2022-08-12 2022-06-30 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 19,200 3,147 19.60 731 2.52 0.0007
2022-05-16 2022-03-31 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 16,053 603 3.90 713 -2.73 0.0006
2022-02-14 2021-12-31 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 15,450 2,388 18.28 733 23.40 0.0006
2021-11-15 2021-09-30 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 13,062 821 6.71 594 3.13 0.0006
2021-08-13 2021-06-30 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 12,241 346 2.91 576 9.71 0.0006
2021-05-14 2021-03-31 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 11,895 -127 -1.06 525 20.14 0.0006
2021-02-12 2020-12-31 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 12,022 815 7.27 437 39.17 0.0006
2020-11-09 2020-09-30 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 11,207 -2,673 -19.26 314 -17.15 0.0005
2020-08-13 2020-06-30 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 13,880 700 5.31 379 33.45 0.0007
2020-05-14 2020-03-31 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 13,180 -3,329 -20.16 284 -47.21 0.0006
2020-02-14 2019-12-31 13F PRINCIPAL EXCHANGE TRADED FD US SM MLT FC ETF 74255Y607 16,509 456 2.84 538 9.13 0.0010
2019-11-13 2019-09-30 13F PRINCIPAL EXCHANGE TRADED FD US SM MLT FC ETF 74255Y607 16,053 2,636 19.65 493 16.82 0.0010
2019-08-09 2019-06-30 13F PRINCIPAL EXCHANGE TRADED FD US SM MLT FC ETF 74255Y607 13,417 2,891 27.47 422 28.66 0.0009
2019-05-08 2019-03-31 13F PRINCIPAL EXCHANGE TRADED FD US SM MLT FC ETF 74255Y607 10,526 0 0.00 328 12.33 0.0007
2019-02-07 2018-12-31 13F PRINCIPAL EXCHANGE TRADED FD US SM MLT FC ETF 74255Y607 10,526 10,526 292 0.0008
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.