Prospect Capital Corporation
US ˙ NasdaqGS ˙ US74348T1025

SecurityPSEC / Prospect Capital Corporation
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership405,053 shares
Latest Disclosed Value $ 2,609,000
Advisor Group, Inc. reports 10.61% increase in ownership of PSEC / Prospect Capital Corporation

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 405,053 shares of Prospect Capital Corporation (US:PSEC) valued at $2,608,541 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 366,192 shares of Prospect Capital Corporation. This represents a change in shares of 10.61% during the quarter. The current value of the position is $903,268 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F PROSPECT CAPITAL COM 74348T102 405,053 38,861 10.61 2,609 8.17 0.0180
2019-11-13 2019-09-30 13F PROSPECT CAPITAL COM 74348T102 366,192 -77,908 -17.54 2,412 -16.80 0.0178
2019-07-31 2019-06-30 13F PROSPECT CAPITAL COM 74348T102 444,100 13,878 3.23 2,899 3.31 0.0222
2019-05-09 2019-03-31 13F PROSPECT CAPITAL COM 74348T102 430,222 -82,631 -16.11 2,806 -13.26 0.0231
2019-02-11 2018-12-31 13F PROSPECT CAPITAL COM 74348T102 512,853 -18,059 -3.40 3,235 -16.86 0.0318
2018-11-14 2018-09-30 13F PROSPECT CAPITAL COM 74348T102 530,912 105,067 24.67 3,891 36.19 0.0392
2018-08-13 2018-06-30 13F PROSPECT CAPITAL COM 74348T102 425,845 1,143 0.27 2,857 2.73 0.0393
2018-05-15 2018-03-31 13F PROSPECT CAPITAL COM 74348T102 424,702 -12,906 -2.95 2,781 -5.70 0.0382
2018-02-14 2017-12-31 13F PROSPECT CAPITAL COM 74348T102 437,608 23,056 5.56 2,949 5.85 0.0394
2017-11-06 2017-09-30 13F PROSPECT CAPITAL COM 74348T102 414,552 123,382 42.37 2,786 17.85 0.0438
2017-11-03 2017-06-30 13F/A-1 PROSPECT CAPITAL COM 74348T102 291,170 -60,466 -17.20 2,364 -25.64 0.0415
2017-08-11 2017-06-30 13F PROSPECT CAPITAL COM 74348T102 291,170 2,331
2017-11-02 2017-03-31 13F/A-1 PROSPECT CAPITAL COM 74348T102 351,636 -25,723 -6.82 3,179 0.89 0.0642
2017-05-15 2017-03-31 13F PROSPECT CAPITAL COM 74348T102 351,636 -25,723 3,143
2017-11-02 2016-12-31 13F/A-1 PROSPECT CAPITAL COM 74348T102 377,359 15,162 4.19 3,151 7.40 0.0712
2017-01-31 2016-12-31 13F PROSPECT CAPITAL COM 74348T102 377,359 15,162 3,114
2017-11-02 2016-09-30 13F/A-1 PROSPECT CAPITAL COM 74348T102 362,197 51,949 16.74 2,934 21.04 0.0706
2016-11-08 2016-09-30 13F PROSPECT CAPITAL COM 74348T102 362,197 2,899
2016-08-11 2016-06-30 13F PROSPECT CAPITAL COM 74348T102 310,248 2,424
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.