Stellus Capital Investment Corporation
US ˙ NYSE ˙ US8585681088

SecuritySCM / Stellus Capital Investment Corporation
InstitutionOppenheimer & Co Inc
Latest Disclosed Ownership15,410 shares
Latest Disclosed Value $ 141,926
Oppenheimer & Co Inc reports 3.92% decrease in ownership of SCM / Stellus Capital Investment Corporation

On April 23, 2026 - Oppenheimer & Co Inc filed a 13F-HR form disclosing ownership of 15,410 shares of Stellus Capital Investment Corporation (US:SCM) valued at $141,926 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 16,039 shares of Stellus Capital Investment Corporation. This represents a change in shares of -3.92% during the quarter. The current value of the position is $133,759 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F STELLUS CAP INVT COM 858568108 15,410 -629 -3.92 142 -30.54 0.0017
2026-02-02 2025-12-31 13F STELLUS CAP INVT COM 858568108 16,039 -1,224 -7.09 203 -9.78 0.0029
2025-11-06 2025-09-30 13F STELLUS CAP INVT COM 858568108 17,263 207 1.21 225 -5.06 0.0027
2025-07-31 2025-06-30 13F STELLUS CAP INVT COM 858568108 17,056 1,616 10.47 238 9.72 0.0031
2025-04-23 2025-03-31 13F STELLUS CAP INVT COM 858568108 15,440 3,352 27.73 216 30.12 0.0033
2025-02-05 2024-12-31 13F STELLUS CAP INVT COM 858568108 12,088 -211 -1.72 166 -1.19 0.0025
2024-11-05 2024-09-30 13F STELLUS CAP INVT COM 858568108 12,299 97 0.79 168 0.60 0.0026
2024-08-08 2024-06-30 13F STELLUS CAP INVT COM 858568108 12,202 -1,536 -11.18 168 -6.70 0.0027
2024-05-07 2024-03-31 13F STELLUS CAP INVT COM 858568108 13,738 -759 -5.24 180 -3.76 0.0030
2024-02-13 2023-12-31 13F STELLUS CAP INVT COM 858568108 14,497 1,945 15.50 186 9.41 0.0034
2023-11-08 2023-09-30 13F STELLUS CAP INVT COM 858568108 12,552 12,552 171 0.0035
2021-05-07 2021-03-31 13F STELLUS CAP INVT COM 858568108 0 -20,007 -100.00 0 -100.00
2021-02-11 2020-12-31 13F STELLUS CAP INVT COM 858568108 20,007 -3,859 -16.17 218 4.81 0.0046
2020-11-13 2020-09-30 13F STELLUS CAP INVT COM 858568108 23,866 -5,359 -18.34 208 -2.35 0.0052
2020-08-11 2020-06-30 13F STELLUS CAP INVT COM 858568108 29,225 -1,199 -3.94 213 -4.05 0.0055
2020-05-08 2020-03-31 13F STELLUS CAP INVT COM 858568108 30,424 -7,285 -19.32 222 -58.66 0.0067
2020-02-07 2019-12-31 13F STELLUS CAP INVT COM 858568108 37,709 -363 -0.95 537 3.47 0.0133
2019-10-31 2019-09-30 13F STELLUS CAP INVT COM 858568108 38,072 206 0.54 519 -0.95 0.0141
2019-08-09 2019-06-30 13F STELLUS CAP INVT COM 858568108 37,866 -2,938 -7.20 524 -9.19 0.0142
2019-04-24 2019-03-31 13F STELLUS CAP INVT COM 858568108 40,804 1,977 5.09 577 14.71 0.0154
2019-01-29 2018-12-31 13F STELLUS CAP INVT COM 858568108 38,827 -1,975 -4.84 503 -9.69 0.0157
2018-10-26 2018-09-30 13F STELLUS CAP INVT COM 858568108 40,802 2,261 5.87 557 12.98 0.0142
2018-08-10 2018-06-30 13F STELLUS CAP INVT COM 858568108 38,541 -22 -0.06 493 11.04 0.0134
2018-05-01 2018-03-31 13F STELLUS CAP INVT COM 858568108 38,563 8,685 29.07 444 12.98 0.0114
2018-02-07 2017-12-31 13F STELLUS CAP INVT COM 858568108 29,878 -4,310 -12.61 393 -15.85 0.0101
2017-11-09 2017-09-30 13F STELLUS CAP INVT COM 858568108 34,188 3,093 9.95 467 9.62 0.0125
2017-08-09 2017-06-30 13F STELLUS CAP INVT COM 858568108 31,095 1,500 5.07 426 -1.16 0.0117
2017-05-15 2017-03-31 13F STELLUS CAP INVT COM 858568108 29,595 -11,100 -27.28 431 -12.04 0.0122
2017-02-01 2016-12-31 13F STELLUS CAP INVT COM 858568108 40,695 -2,300 -5.35 490 4.70 0.0143
2016-11-07 2016-09-30 13F STELLUS CAP INVT COM 858568108 42,995 -2,534 -5.57 468 0.43 0.0136
2016-08-08 2016-06-30 13F STELLUS CAP INVT COM 858568108 45,529 598 1.33 466 1.30 0.0139
2016-04-26 2016-03-31 13F STELLUS CAP INVT COM 858568108 44,931 2,413 5.68 460 12.20 0.0140
2016-02-03 2015-12-31 13F STELLUS CAP INVT COM 858568108 42,518 19,391 83.85 410 75.97 0.0122
2015-11-13 2015-09-30 13F STELLUS CAP INVT COM 858568108 23,127 -6,895 -22.97 233 -31.87 0.0071
2015-08-12 2015-06-30 13F STELLUS CAP INVT COM 858568108 30,022 -944 -3.05 342 -8.56 0.0095
2015-05-08 2015-03-31 13F STELLUS CAP INVT COM 858568108 30,966 2,075 7.18 374 10.00 0.0102
2015-02-10 2014-12-31 13F STELLUS CAP INVT COM 858568108 28,891 1,119 4.03 340 -11.92 0.0098
2014-11-12 2014-09-30 13F STELLUS CAP INVT COM 858568108 27,772 3,365 13.79 386 7.52 0.0115
2014-08-14 2014-06-30 13F STELLUS CAP INVT COM 858568108 24,407 2,480 11.31 359 13.61 0.0108
2014-05-09 2014-03-31 13F STELLUS CAP INVT COM 858568108 21,927 851 4.04 316 0.32 0.0095
2014-02-12 2013-12-31 13F STELLUS CAP INVT COM 858568108 21,076 7,473 54.94 315 54.41 0.0101
2013-11-01 2013-09-30 13F STELLUS CAP INVT COM 858568108 13,603 -9,182 -40.30 204 -40.52 0.0072
2013-08-14 2013-06-30 13F STELLUS CAP INVT COM 858568108 22,785 22,785 343 0.0133
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.