First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF
US ˙ NasdaqGM ˙ US33741X1028

SecuritySDVY / First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF
InstitutionAE Wealth Management LLC
Latest Disclosed Ownership34,319 shares
Latest Disclosed Value $ 1,353,199
AE Wealth Management LLC reports 9.73% increase in ownership of SDVY / First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF

On May 13, 2026 - AE Wealth Management LLC filed a 13F-HR form disclosing ownership of 34,319 shares of First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF (US:SDVY) valued at $1,353,198 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 31,276 shares of First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF. This represents a change in shares of 9.73% during the quarter. The current value of the position is $1,412,913 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F FIRST TR EXCHANGE TRADED FD SMID RISNG ETF 33741X102 34,319 3,043 9.73 1,353 12.94 0.0002
2026-01-26 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 31,276 7,792 33.18 1,199 34.30 0.0069
2025-11-03 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 23,484 2,515 11.99 893 20.70 0.0057
2025-08-06 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 20,969 -23,916 -53.28 740 -50.83 0.0054
2025-05-06 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 44,885 -3,679 -7.58 1,504 -13.67 0.0126
2025-02-13 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 48,564 3,910 8.76 1,741 7.20 0.0148
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 44,654 -398 -0.88 1,625 8.05 0.0147
2024-08-12 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 45,052 3,774 9.14 1,504 4.59 0.0150
2024-05-15 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 41,278 -356,379 -89.62 1,437 -88.84 0.0162
2024-02-14 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 397,657 215,516 118.32 12,876 150.46 0.0657
2023-10-11 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 182,141 -44,881 -19.77 5,142 -20.00 0.0307
2023-07-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 227,022 1,658 0.74 6,427 6.99 0.0386
2023-04-14 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 225,364 181,336 411.87 6,006 424.08 0.0387
2023-01-31 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 44,028 -17,018 -27.88 1,147 -18.84 0.0083
2022-10-25 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 61,046 -74,978 -55.12 1,412 -56.53 0.0112
2022-08-03 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 136,024 -357,703 -72.45 3,248 -76.40 0.0260
2022-04-18 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 493,727 479,882 3,466.10 13,760 3,176.19 0.0944
2022-01-20 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 13,845 2,264 19.55 420 28.44 0.0029
2021-11-01 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 11,581 2,369 25.72 327 22.01 0.0027
2021-07-21 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 9,212 9,212 268 0.0023
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.