Northern Lights Fund Trust IV - Main Sector Rotation ETF
US ˙ BATS

SecuritySECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
InstitutionAE Wealth Management LLC
Latest Disclosed Ownership7,559 shares
Latest Disclosed Value $ 456,488
AE Wealth Management LLC reports 0.76% increase in ownership of SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF

On May 13, 2026 - AE Wealth Management LLC filed a 13F-HR form disclosing ownership of 7,559 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF (US:SECT) valued at $456,488 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 7,502 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF. This represents a change in shares of 0.76% during the quarter. The current value of the position is $543,643 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 7,559 57 0.76 456 -5.79 0.0025
2026-01-26 2025-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 7,502 -3,639 -32.66 484 -31.05 0.0028
2025-11-03 2025-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 11,141 5,589 100.67 702 118.01 0.0045
2025-08-06 2025-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 5,552 -1,158 -17.26 322 -5.85 0.0024
2025-05-06 2025-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,710 -9,772 -59.29 343 -62.21 0.0029
2025-02-13 2024-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 16,482 16,482 906 0.0077
2024-05-15 2024-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 0 -32,601 -100.00 0 -100.00
2024-02-14 2023-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 32,601 5,680 21.10 1,551 36.89 0.0079
2023-10-11 2023-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 26,921 3,317 14.05 1,133 11.41 0.0068
2023-07-10 2023-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 23,604 -461 -1.92 1,017 4.09 0.0061
2023-04-14 2023-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 24,065 -696 -2.81 977 1.77 0.0063
2023-01-31 2022-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 24,761 -339 -1.35 960 7.62 0.0069
2022-10-25 2022-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 25,100 -305 -1.20 892 -3.46 0.0071
2022-08-03 2022-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 25,405 -4,579 -15.27 924 -27.59 0.0074
2022-04-18 2022-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 29,984 2,832 10.43 1,276 4.76 0.0088
2022-01-20 2021-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 27,152 -177 -0.65 1,218 9.53 0.0085
2021-11-01 2021-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 27,329 807 3.04 1,112 1.74 0.0092
2021-07-21 2021-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 26,522 -1,425 -5.10 1,093 2.15 0.0095
2021-04-27 2021-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 27,947 -18,478 -39.80 1,070 -34.23 0.0108
2021-02-01 2020-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 46,425 -5,690 -10.92 1,627 0.56 0.0185
2020-11-06 2020-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 52,115 -19,307 -27.03 1,618 -19.94 0.0231
2020-08-05 2020-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 71,422 -20,626 -22.41 2,021 -9.62 0.0312
2020-05-07 2020-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 92,048 -40,473 -30.54 2,236 -45.36 0.0514
2020-01-15 2019-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 132,521 -11,279 -7.84 4,092 -2.18 0.0888
2019-11-05 2019-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 143,800 -55,468 -27.84 4,183 -27.11 0.1209
2019-07-22 2019-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 199,268 199,268 5,739 0.1724
2019-02-14 2018-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 0 -226,055 -100.00 0 -100.00
2018-11-13 2018-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 226,055 21,737 10.64 6,576 15.61 0.3619
2018-08-14 2018-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 204,318 31,073 17.94 5,688 18.92 0.3871
2018-05-14 2018-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 173,245 25,524 17.28 4,783 18.39 0.3692
2018-02-06 2017-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 147,721 147,721 4,040 0.3566
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.