Northern Lights Fund Trust IV - Main Sector Rotation ETF
US ˙ BATS

SecuritySECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
InstitutionCommonwealth Equity Services, Llc
Latest Disclosed Ownership22,648 shares
Latest Disclosed Value $ 1,461,470
Commonwealth Equity Services, Llc reports 11.67% decrease in ownership of SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF

On February 12, 2026 - Commonwealth Equity Services, Llc filed a 13F-HR form disclosing ownership of 22,648 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF (US:SECT) valued at $1,461,475 USD as of December 31, 2025. The entity filed a previous 13F-HR on October 22, 2025 disclosing 25,641 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF. This represents a change in shares of -11.67% during the quarter. The current value of the position is $1,628,844 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-12 2025-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 22,648 -2,993 -11.67 1,461 146,000.00
2025-10-22 2025-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 25,641 -211 -0.82 2 0.00 0.0021
2025-08-06 2025-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 25,852 -5,052 -16.35 2 0.00 0.0020
2025-05-09 2025-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 30,904 436 1.43 2 0.00 0.0022
2025-02-10 2024-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 30,468 24,219 387.57 2 0.0024
2024-10-18 2024-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,249 1,659 36.14 0 0.0005
2024-07-31 2024-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 4,590 -5,438 -54.23 0 0.0004
2024-04-29 2024-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 10,028 -831 -7.65 1 0.0008
2024-02-06 2023-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 10,859 3,172 41.26 1 0.0009
2023-10-23 2023-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 7,687 7,687 0 0.0007
2022-01-31 2021-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 0 -6,963 -100.00 0 -100.00
2021-10-29 2021-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,963 -2,449 -26.02 283 -26.87 0.0007
2021-08-11 2021-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 9,412 3 0.03 387 7.50 0.0010
2021-05-04 2021-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 9,409 -315 -3.24 360 5.88 0.0010
2021-02-11 2020-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 9,724 2 0.02 340 12.96 0.0010
2020-11-05 2020-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 9,722 14 0.14 301 9.85 0.0010
2020-08-12 2020-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 9,708 -1,798 -15.63 274 -1.79 0.0010
2020-05-11 2020-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 11,506 5 0.04 279 -21.41 0.0013
2020-02-05 2019-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 11,501 6 0.05 355 6.29 0.0014
2019-10-30 2019-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 11,495 10 0.09 334 1.21 0.0014
2019-07-19 2019-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 11,485 -2,816 -19.69 330 -16.67 0.0015
2019-05-13 2019-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 14,301 -1,401 -8.92 396 3.94 0.0018
2019-02-11 2018-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 15,702 -1,527 -8.86 381 -23.95 0.0020
2018-11-06 2018-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 17,229 50 0.29 501 4.81 0.0024
2018-07-31 2018-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 17,179 862 5.28 478 6.22 0.0025
2018-05-14 2018-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 16,317 30 0.18 450 1.12 0.0024
2018-02-12 2017-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 16,287 16,287 445 0.0024
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.