Northern Lights Fund Trust IV - Main Sector Rotation ETF
US ˙ BATS

SecuritySECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
InstitutionLPL Financial LLC
Latest Disclosed Ownership5,108,915 shares
Latest Disclosed Value $ 308,527,403
LPL Financial LLC reports 15.18% increase in ownership of SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF

On May 6, 2026 - LPL Financial LLC filed a 13F-HR form disclosing ownership of 5,108,915 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF (US:SECT) valued at $308,527,377 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 4,435,459 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF. This represents a change in shares of 15.18% during the quarter. The current value of the position is $367,433,167 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 5,108,915 673,456 15.18 308,527 7.79 0.0819
2026-02-11 2025-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 4,435,459 706,583 18.95 286,220 21.80 0.0782
2025-11-12 2025-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 3,728,876 770,520 26.05 234,994 36.79 0.0685
2025-08-12 2025-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 2,958,356 988,183 50.16 171,792 70.77 0.0573
2025-05-07 2025-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 1,970,173 564,579 40.17 100,597 30.22 0.0391
2025-02-11 2024-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 1,405,594 179,109 14.60 77,251 17.14 0.0314
2024-11-08 2024-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 1,226,485 233,678 23.54 65,948 30.02 0.0294
2024-08-07 2024-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 992,807 215,485 27.72 50,723 29.52 0.0253
2024-05-10 2024-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 777,322 93,206 13.62 39,161 22.97 0.0210
2024-02-14 2023-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 684,116 306,778 81.30 31,846 100.51 0.0193
2023-11-13 2023-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 377,338 152,838 68.08 15,882 64.19 0.0111
2023-07-31 2023-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 224,500 35,122 18.55 9,674 25.82 0.0069
2023-05-10 2023-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 189,378 26,463 16.24 7,689 21.66 0.0060
2023-02-07 2022-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 162,915 44,754 37.88 6,319 50.49 0.0054
2022-11-14 2022-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 118,161 69,350 142.08 4,199 136.56 0.0041
2022-08-12 2022-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 48,811 23,725 94.57 1,775 66.35 0.0017
2022-05-16 2022-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 25,086 -5,371 -17.63 1,067 -21.95 0.0009
2022-02-14 2021-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 30,457 11,591 61.44 1,367 77.99 0.0011
2021-11-15 2021-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 18,866 3,393 21.93 768 20.38 0.0007
2021-08-13 2021-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 15,473 -2,949 -16.01 638 -9.50 0.0006
2021-05-14 2021-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 18,422 1,569 9.31 705 19.29 0.0008
2021-02-12 2020-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 16,853 4,179 32.97 591 50.00 0.0008
2020-11-09 2020-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 12,674 -2,641 -17.24 394 -9.01 0.0006
2020-08-13 2020-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 15,315 -3,019 -16.47 433 -2.70 0.0008
2020-05-14 2020-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 18,334 -16,944 -48.03 445 -59.14 0.0010
2020-02-14 2019-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 35,278 -4,057 -10.31 1,089 -4.81 0.0020
2019-11-13 2019-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 39,335 1,282 3.37 1,144 4.38 0.0023
2019-08-09 2019-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 38,053 -2,784 -6.82 1,096 -3.09 0.0023
2019-05-08 2019-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 40,837 -3,659 -8.22 1,131 4.53 0.0026
2019-02-07 2018-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 44,496 31,750 249.10 1,082 191.64 0.0029
2018-11-14 2018-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 12,746 -1,475 -10.37 371 -6.31 0.0009
2018-08-14 2018-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 14,221 14,221 396 0.0010
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.