Northern Lights Fund Trust IV - Main Sector Rotation ETF
US ˙ BATS

SecuritySECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership131,205 shares
Latest Disclosed Value $ 7,923,491
Sigma Planning Corp reports 5.12% increase in ownership of SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 131,205 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF (US:SECT) valued at $7,923,470 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 124,820 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF. This represents a change in shares of 5.12% during the quarter. The current value of the position is $9,436,264 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 131,205 6,385 5.12 7,923 -1.87 0.2201
2026-01-30 2025-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 124,820 9,639 8.37 8,075 11.24 0.2229
2025-11-10 2025-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 115,181 3,915 3.52 7,259 12.34 0.2064
2025-08-05 2025-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 111,266 -356 -0.32 6,461 13.37 0.1943
2025-05-02 2025-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 111,622 26,726 31.48 5,699 22.17 0.1818
2025-02-03 2024-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 84,896 10,066 13.45 4,666 15.96 0.1465
2024-11-04 2024-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 74,830 9,468 14.49 4,024 20.49 0.1233
2024-08-06 2024-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 65,362 4,478 7.35 3,339 8.87 0.1058
2024-05-02 2024-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 60,884 51,795 569.86 3,067 625.06 0.0964
2024-02-01 2023-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 9,089 -4,788 -34.50 423 -27.57 0.0331
2023-11-06 2023-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 13,877 3,050 28.17 584 25.32 0.0219
2023-08-02 2023-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 10,827 10,827 467 0.0168
2023-01-24 2022-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 0 -9,084 -100.00 0 -100.00
2022-11-10 2022-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 9,084 -9,816 -51.94 323 -52.98 0.0123
2022-08-11 2022-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 18,900 -27,576 -59.33 687 -65.27 0.0239
2022-04-20 2022-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 46,476 559 1.22 1,978 -3.98 0.0593
2022-02-02 2021-12-31 13F MAIN SECTOR ROTATION ETF ETF 66538H591 45,917 5,961 14.92 2,060 26.69 0.0574
2021-10-28 2021-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 39,956 4,881 13.92 1,626 12.53 0.0489
2021-08-13 2021-06-30 13F MAIN SECTOR ROTATION ETF ETF 66538H591 35,075 1,179 3.48 1,445 11.41 0.0431
2021-05-06 2021-03-31 13F MAIN SECTOR ROTATION ETF ETF 66538H591 33,896 17,141 102.30 1,297 120.95 0.0414
2021-02-09 2020-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 16,755 -5,611 -25.09 587 -15.42 0.0200
2020-11-03 2020-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 22,366 22,366 694 0.0275
2020-02-03 2019-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 0 -68,377 -100.00 0 -100.00
2019-11-01 2019-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 68,377 23,751 53.22 1,989 54.79 0.0955
2019-08-01 2019-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 44,626 188 0.42 1,285 4.39 0.0662
2019-05-01 2019-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 44,438 44,438 1,231 0.0699
2019-01-31 2018-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 0 -11,094 -100.00 0 -100.00
2018-11-07 2018-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 11,094 11,094 323 0.0190
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.