Tompkins Financial Corporation
US ˙ NYSEAM ˙ US8901101092

SecurityTMP / Tompkins Financial Corporation
InstitutionFmr Llc
Latest Disclosed Ownership588,264 shares
Ownership 3.87%
Fmr Llc ownership in TMP / Tompkins Financial Corporation

2018-02-13 - Fmr Llc has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 588,264 shares of Tompkins Financial Corporation (US:TMP). This represents 3.869 percent ownership of the company. In their previous filing dated 2017-02-14 , Fmr Llc had reported owning 882,169 shares, indicating a decrease of -33.32 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2018-02-13 2018-02-13 13G/A 882,169 588,264 -33.32 3.87 -33.96
2017-02-14 2017-02-14 13G 882,169 5.86

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F TOMPKINS FINL COM 890110109 3,113 996 47.05 245 60.13 0.0000
2026-02-17 2025-12-31 13F TOMPKINS FINL COM 890110109 2,117 108 5.38 154 15.04 0.0000
2025-11-13 2025-09-30 13F TOMPKINS FINL COM 890110109 2,009 207 11.49 133 17.70 0.0000
2025-08-14 2025-06-30 13F TOMPKINS FINL COM 890110109 1,802 106 6.25 113 6.60 0.0000
2025-05-12 2025-03-31 13F TOMPKINS FINL COM 890110109 1,696 -119 -6.56 107 -13.82 0.0000
2025-02-13 2024-12-31 13F TOMPKINS FINL COM 890110109 1,815 84 4.85 123 23.00 0.0000
2024-11-13 2024-09-30 13F TOMPKINS FINL COM 890110109 1,731 216 14.26 100 35.14 0.0000
2024-08-13 2024-06-30 13F TOMPKINS FINL COM 890110109 1,515 735 94.23 74 89.74 0.0000
2024-05-13 2024-03-31 13F TOMPKINS FINL COM 890110109 780 -788 -50.26 39 -58.51 0.0000
2024-02-13 2023-12-31 13F TOMPKINS FINL COM 890110109 1,568 -7,964 -83.55 94 -79.83 0.0000
2023-11-13 2023-09-30 13F TOMPKINS FINL COM 890110109 9,532 546 6.08 467 -6.80 0.0000
2023-08-11 2023-06-30 13F TOMPKINS FINL COM 890110109 8,986 -447 -4.74 501 -19.87 0.0000
2023-08-11 2023-03-31 13F/A-1 TOMPKINS FINL COM 890110109 9,433 484 5.41 625 -10.09 0.0001
2023-05-11 2023-03-31 13F TOMPKINS FINL COM 890110109 9,433 484 625 0.0000
2023-02-13 2022-12-31 13F TOMPKINS FINL COM 890110109 8,949 652 7.86 694 15.28 0.0001
2022-11-10 2022-09-30 13F TOMPKINS FINL COM 890110109 8,297 157 1.93 602 2.56 0.0001
2022-08-12 2022-06-30 13F TOMPKINS FINL COM 890110109 8,140 143 1.79 587 -6.23 0.0001
2022-05-13 2022-03-31 13F TOMPKINS FINL COM 890110109 7,997 7,997 626 0.0001
2020-11-13 2020-09-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 0 -4 -100.00 0 0.0000
2020-08-24 2020-06-30 13F/A-1 TOMPKINS FINANCIAL CORPORATI COM 890110109 4 -121 -96.80 0 -100.00
2020-08-13 2020-06-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 4 -121 0 0.0000
2020-05-14 2020-03-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 125 0 0.00 9 -18.18 0.0000
2020-02-07 2019-12-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 125 0 0.00 11 10.00 0.0000
2019-11-13 2019-09-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 125 0 0.00 10 0.00 0.0000
2019-08-13 2019-06-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 125 0 0.00 10 0.00 0.0000
2019-05-13 2019-03-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 125 -54 -30.17 10 -23.08 0.0000
2019-02-13 2018-12-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 179 0 0.00 13 -13.33 0.0000
2018-11-09 2018-09-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 179 179 15 0.0000
2018-08-10 2018-06-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 0 -329,511 -100.00 0 -100.00
2018-05-14 2018-03-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 329,511 -258,643 -43.98 24,964 -47.82 0.0030
2018-02-12 2017-12-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 588,154 -92,119 -13.54 47,846 -18.35 0.0056
2017-11-13 2017-09-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 680,273 -63,699 -8.56 58,599 0.06 0.0071
2017-08-29 2017-06-30 13F/A-1 TOMPKINS FINANCIAL CORPORATI COM 890110109 743,972 -86,381 -10.40 58,565 -12.44 0.0073
2017-08-11 2017-06-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 743,972 -86,381 58,565
2017-05-11 2017-03-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 830,353 -51,816 -5.87 66,885 -19.80 0.0085
2017-02-10 2016-12-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 882,169 79,984 9.97 83,400 36.06 0.0111
2016-11-14 2016-09-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 802,185 194,686 32.05 61,295 55.23 0.0082
2016-08-11 2016-06-30 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 607,499 269,750 79.87 39,487 82.67 0.0054
2016-05-16 2016-03-31 13F TOMPKINS FINANCIAL CORPORATI COM 890110109 337,749 337,749 21,616 0.0030
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.