Basisstatistiken
| CIK | 1362190 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AudioEye, Inc.
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| May 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2026 AUDIOEYE, INC. |
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| May 26, 2026 |
Exhibit 16.1 May 26, 2026 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements under Item 4.01 of the Current Report on Form 8-K of AudioEye, Inc. to be filed with the Securities and Exchange Commission on or about May 26, 2026. We agree with all statements pertaining to us. We have no basis on which to agree or disagree with the other stateme |
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| May 14, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 001-38640 AudioEye, Inc. ( |
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| May 14, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| May 13, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 12, 2026 |
AudioEye Reports Record First Quarter 2026 Results Forty-First Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2026 Results Forty-First Consecutive Period of Record Revenue TUCSON, Ariz. — May 12, 2026 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), an industry-leading digital accessibility company, reported financial results for the first quarter ended March 31, 2026. “We demonstrated strong annual recurring revenue growth in the first quar |
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| May 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: |
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| May 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2026 AUDIOEYE, INC. |
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| May 7, 2026 |
Exhibit 99.1 AudioEye Announces Leadership Evolution: David Moradi Assumes the Role of Executive Chairman and Chief Product Officer, and Kelly Georgevich Becomes Chief Executive Officer TUCSON, Ariz. — May 4, 2026 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), an industry-leading digital accessibility company, today announced that David Moradi will become the Company’s Executive Ch |
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| May 7, 2026 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of May 4, 2026 (the “Effective Date”), by and between AudioEye, Inc., a Delaware corporation with an address at 5210 E. Williams Circle, Tucson, AZ 85711 (the “Company”), and Kelly Georgevich, a natural person (“Executive”). W I T N E S E T H: WHEREAS |
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| May 7, 2026 |
SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.2 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of May 4, 2026 (“Effective Date”), by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”). RECITALS WHEREAS, Executive and the Company are parties to that certain Amended and Restated Employment A |
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| May 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2026 AUDIOEYE, INC. |
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| April 30, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission |
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| April 27, 2026 |
Exhibit 99.1 AudioEye Announces Preliminary First Quarter 2026 Results and Sets First Quarter 2026 Earnings Call Forty-First Consecutive Period of Record Revenue TUCSON, Ariz. — April 23, 2026 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), an industry-leading digital accessibility company, provided its preliminary outlook for revenue, annual recurring revenue (ARR), and adjusted EB |
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| April 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2026 AUDIOEYE, INC. |
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| March 12, 2026 |
Exhibit 21 LIST OF SUBSIDIARIES NAME OF SUBSIDIARY JURISDICTION OF INCORPORATION OR ORGANIZATION Ability, Inc. Oregon ADA Site Compliance, LLC Delaware Criterion 508 Solutions, Inc. Iowa Equally AI Ltd. Israel |
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| March 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 001-3864 |
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| March 12, 2026 |
CONSENT AND THIRD LOAN MODIFICATION AGREEMENT Exhibit 10.24 CONSENT AND THIRD LOAN MODIFICATION AGREEMENT This Consent and Third Loan Modification Agreement (this “Amendment”) is entered into this 12th day of January, 2026, by and among (a) WESTERN ALLIANCE BANK, an Arizona corporation (“Bank”) and (b) (i) AUDIOEYE, INC., a Delaware corporation (“AudioEye”), (ii) ADA SITE COMPLIANCE, LLC, a Delaware limited liability company (“ADA”), and (iii |
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| March 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2026 AUDIOEYE, INC. |
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| March 5, 2026 |
Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2025 Results Fortieth Consecutive Period of Record Revenue TUCSON, Ariz. — March 5, 2026 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the fourth quarter and full year ended December 31, 2025. David Moradi, CEO of AudioEye, commented: |
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| January 13, 2026 |
Exhibit 99.1 AudioEye Announces Preliminary Fourth Quarter 2025 Results Fortieth Consecutive Period of Record Revenue TUCSON, Ariz. — January 13, 2026 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), an industry-leading digital accessibility company, provided its preliminary outlook for revenue, annual recurring revenue (ARR), and adjusted EBITDA for the fourth quarter of 2025. “We a |
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| January 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2026 AUDIOEYE, INC. |
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| November 4, 2025 |
SECOND LOAN MODIFICATION AGREEMENT Exhibit 10.1 SECOND LOAN MODIFICATION AGREEMENT This Second Loan Modification Agreement (this “Amendment”) is entered into this 13th day of August, 2025, by and among (a) WESTERN ALLIANCE BANK, an Arizona corporation (“Bank”) and (b) (i) AUDIOEYE, INC., a Delaware corporation (“AudioEye”), (ii) ADA SITE COMPLIANCE, LLC, a Delaware limited liability company (“ADA”), and (iii) CRITERION 508 SOLUTION |
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| November 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2025 AUDIOEYE, INC. |
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| November 4, 2025 |
AudioEye Reports Record Third Quarter 2025 Results Thirty-Ninth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2025 Results Thirty-Ninth Consecutive Period of Record Revenue TUCSON, Ariz. — November 4, 2025 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the third quarter ended September 30, 2025. “AudioEye achieved another record quarter with over $10.2 milli |
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| November 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Num |
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| August 8, 2025 |
Exhibit 10.1 CONSENT AND FIRST LOAN MODIFICATION AGREEMENT This Consent and First Loan Modification Agreement (this “Amendment”) is entered into this 22nd day of May, 2025, by and among (a) WESTERN ALLIANCE BANK, an Arizona corporation (“Bank”) and (b) (i) AUDIOEYE, INC., a Delaware corporation (“AudioEye”), (ii) ADA SITE COMPLIANCE, LLC, a Delaware limited liability company (“ADA”), and (iii) CRI |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: |
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| August 8, 2025 |
Exhibit 99.1 Ratification of the Grant of Certain Restricted Stock Units WHEREAS, as set forth in greater detail below, the undersigned have been advised that upon a review of the Company’s records, it was determined that certain corporate actions, including certain purported rights issuances, may not have been effective and the Board and the Compensation Committee desire to ratify such corporate |
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| August 7, 2025 |
Exhibit 99.1 AudioEye Reports Record Second Quarter 2025 Results Thirty-Eighth Consecutive Period of Record Revenue TUCSON, Ariz. — August 7, 2025 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the second quarter ended June 30, 2025. “We achieved our 38th sequential quarter of growth, a remarkable ac |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 AUDIOEYE, INC. |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2025 AUDIOEYE, INC. |
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| May 1, 2025 |
Exhibit 10.3 THIRD AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This THIRD AMENDMENT (this “Amendment”) is made and entered into as of April 4, 2025 (“Amendment Effective Date”) by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”), and amends the Amended and Restated Employment Agreement made and entered into as of April 5, 2022, by and between |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: |
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| April 29, 2025 |
Exhibit 99.1 AudioEye Reports Record First Quarter 2025 Results Thirty-Seventh Consecutive Period of Record Revenue TUCSON, Ariz. — April 29, 2025 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the first quarter ended March 31, 2025. “I am pleased with another great quarter, achieving the ‘Rule of 40 |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 AUDIOEYE, INC. |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 001-38640 AudioEye, Inc. ( |
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| April 10, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 2, 2025 |
Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This SECOND AMENDMENT (this “Amendment”) is made and entered into as of March 31, 2025 (“Amendment Effective Date”) by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”), and amends the Amended and Restated Employment Agreement made and entered into as of April 5, 2022, as amended o |
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| April 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 AUDIOEYE, INC. |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 AUDIOEYE, INC. |
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| April 1, 2025 |
Exhibit 10.1 AUDIOEYE, INC., A DELAWARE CORPORATION, ADA SITE COMPLIANCE, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND CRITERION 508 SOLUTIONS, INC., AN IOWA CORPORATION WESTERN ALLIANCE BANK, an arizona corporation LOAN AND SECURITY AGREEMENT This Loan And Security Agreement (this “Agreement”) is entered into as of March 31, 2025, by and among (a) Western Alliance Bank, an Arizona corporation (“ |
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| March 12, 2025 |
Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2024 Results Thirty-Sixth Consecutive Period of Record Revenue 24% Year-Over-Year Revenue Growth and 24% Adjusted EBITDA Margin in the Fourth Quarter Guiding 2025 Revenue Between $41 and $42 Million, 18% Growth at Midpoint TUCSON, Ariz. — March 12, 2025 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-lead |
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| March 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 AUDIOEYE, INC. |
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| March 12, 2025 |
Exhibit 19.1 AUDIOEYE, INC. AMENDED AND RESTATED INSIDER TRADING POLICY (as of March 10, 2025) I. TRADING IN COMPANY SECURITIES WHILE IN POSSESSION OF MATERIAL NONPUBLIC INFORMATION IS PROHIBITED Trading in securities by any person who possesses material nonpublic information is a violation of federal and state securities laws. Furthermore, it is important that the appearance, as well as the fact, |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 001-3864 |
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| March 12, 2025 |
Exhibit 21 LIST OF SUBSIDIARIES NAME OF SUBSIDIARY JURISDICTION OF INCORPORATION OR ORGANIZATION ADA Site Compliance, LLC Delaware |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 AUDIOEYE, INC. |
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| March 4, 2025 |
AudioEye Announces Appointment of Jim Hawkins to Board of Directors Exhibit 99.1 AudioEye Announces Appointment of Jim Hawkins to Board of Directors TUCSON, AZ – March 4, 2025 – AudioEye, Inc. (Nasdaq: AEYE) ("AudioEye" or the "Company"), the industry-leading digital accessibility company, today announced the appointment of Jim Hawkins, an accomplished executive with extensive public company leadership, to its board of directors, effective immediately. Hawkins joi |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2025 AUDIOEYE, INC. |
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| December 5, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 AUDIOEYE, INC. |
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| December 5, 2024 |
AudioEye Announces Launch of Secondary Offering of Common Stock by Selling Stockholders Exhibit 99.1 AudioEye Announces Launch of Secondary Offering of Common Stock by Selling Stockholders TUCSON, Ariz, December 4, 2024 – AudioEye, Inc. ("AudioEye" or the "Company") (Nasdaq: AEYE), the industry-leading digital accessibility company, today announced the launch of an underwritten secondary offering of shares of its common stock to be sold by certain selling stockholders. The selling st |
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| December 5, 2024 |
Filed Pursuant to Rule 424(b)(7) Registration No. 333-276937 PROSPECTUS SUPPLEMENT (To Prospectus dated February 14, 2024) 1,250,000 Shares Common Stock This prospectus relates solely to the offer and resale by the selling stockholders identified in this prospectus supplement of an aggregate of 1,250,000 shares of our common stock. We will not receive any proceeds from the sale of shares of our co |
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| December 5, 2024 |
Exhibit 1.1 1,250,000 Shares* AUDIOEYE, INC. Common Stock UNDERWRITING AGREEMENT December 4, 2024 Needham & Company, LLC As Representative of the several Underwriters c/o Needham & Company, LLC 250 Park Avenue New York, New York 100177 Ladies and Gentlemen: The stockholders of AudioEye, Inc., a Delaware corporation (the “Company”), named in Schedule II hereto (the “Selling Stockholders”) propo |
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| December 5, 2024 |
AudioEye Announces Pricing of Secondary Offering of Common Stock by Selling Stockholders Exhibit 99.2 AudioEye Announces Pricing of Secondary Offering of Common Stock by Selling Stockholders TUCSON, Ariz, December 5, 2024 – AudioEye, Inc. ("AudioEye" or the "Company") (Nasdaq: AEYE), the industry-leading digital accessibility company, today announced the pricing of the previously announced underwritten secondary offering of up to 1,250,000 shares of its common stock to be sold by cert |
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| December 4, 2024 |
subject to completion, dated December 4, 2024 Filed Pursuant to Rule 424(b)(7) Registration No. 333-276937 The information in this prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not sol |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 AUDIOEYE, INC. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Num |
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| November 7, 2024 |
AudioEye Reports Record Third Quarter 2024 Results Thirty-Fifth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2024 Results Thirty-Fifth Consecutive Period of Record Revenue TUCSON, Ariz. — November 7, 2024 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the third quarter ended September 30, 2024. “Sequential revenues grew by an annualized growth rate of 21% w |
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| September 30, 2024 |
Exhibit 10.1 Execution Version Membership Interest Purchase Agreement by and among AudioEye, Inc., ADA Site Compliance, LLC, The Sellers Listed on the Signature Pages Hereto and The Sellers’ Representative Named Herein Dated as of September 27, 2024 Table of Contents Article I Definitions 1 Section 1.1 Definitions 1 Article II Purchase and Sale; Earn |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 AUDIOEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38640 20-2939845 (State or other jurisdiction of incorporation) (Commission File |
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| September 30, 2024 |
Exhibit 99.1 AudioEye Acquires ADA Site Compliance, a Digital Accessibility Compliance Company Announces Accretive Acquisition of ADA Site Compliance and Increases Revenue and Adjusted EBITDA Guidance TUCSON, Ariz., September 30, 2024 /PRNewswire/ — AudioEye, Inc. (NASDAQ: AEYE) (AudioEye or the “Company”), the industry-leading digital accessibility company, today announced it has acquired ADA Sit |
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| September 30, 2024 |
Exhibit 10.2 EXECUTION VERSION FIRST AMENDMENT, CONSENT AND JOINDER TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT, CONSENT AND JOINDER TO LOAN AND SECURITY AGREEMENT (this “Amendment”), is entered into as of September 27, 2024 by and between SG CREDIT PARTNERS, INC., a Delaware corporation (“Lender”), AUDIOEYE, INC., a Delaware corporation (“Existing Borrower”) and ADA SITE COMPLIANC |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: |
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| July 29, 2024 |
By-Laws of AudioEye, Inc. (as amended as of May 22, 2024) Exhibit 3.3 BY-LAWS OF AUDIOEYE, INC. (a Delaware corporation) (as amended as of May 22, 2024) ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent. SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office at such place or pla |
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| July 25, 2024 |
Exhibit 99.1 AudioEye Reports Record Second Quarter 2024 Results Thirty-Fourth Consecutive Period of Record Revenue TUCSON, Ariz. — July 25, 2024 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the second quarter ended June 30, 2024. “For the second quarter, sequential revenues grew at an annualized g |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 AUDIOEYE, INC. |
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| June 7, 2024 |
As filed with the Securities and Exchange Commission on June 7, 2024 Registration No. |
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| June 7, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) AUDIOEYE, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock $0.00001 par |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 AUDIOEYE, INC. |
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| June 6, 2024 |
Exhibit 1.1 AT THE MARKET OFFERING AGREEMENT June 5, 2024 Craig-Hallum Capital Group LLC 222 South 9th Street, Suite 350 Minneapolis, MN 55402 Ladies and Gentlemen: AudioEye, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Craig-Hallum Capital Group LLC (the “Manager”) as follows: 1. Definitions. The terms that fo |
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| June 6, 2024 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-276937 PROSPECTUS SUPPLEMENt (To Prospectus dated February 14, 2024) Up to $7,000,000 Common Stock We have entered into an At The Market Offering Agreement (the “Sales Agreement”), with Craig-Hallum Capital Group LLC (“Craig-Hallum”) relating to the sale of shares of our common stock, par value $0.00001 per share, offered by this prospectus sup |
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| May 24, 2024 |
AudioEye, Inc. 2020 Equity Incentive Plan, as amended through May 24, 2024 Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN (As Amended May 24, 2024) 1. Purpose. The purpose of the AudioEye, Inc. 2020 Equity Incentive Plan (the “Plan”) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those of the Company’s stockholders, and to t |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 AUDIOEYE, INC. |
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| May 24, 2024 |
Restated Certificate of Incorporation of AudioEye, Inc., dated as of May 24, 2024 Exhibit 3.3 RESTATED CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. Pursuant to § 245 of the General Corporation Law of the State of Delaware 1. The name of the Corporation is AudioEye, Inc. (the “Corporation”) and the date of filing of its original Certificate of Incorporation with the Secretary of State of the State of Delaware was May 20, 2005. 2. This Restated Certificate of Incorporat |
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| May 24, 2024 |
By-Laws of AudioEye, Inc. (as amended as of May 22, 2024) Exhibit 3.1 BY-LAWS OF AUDIOEYE, INC. (a Delaware corporation) (as amended as of March 24, 2023May 22, 2024) ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent. SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office at such plac |
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| May 24, 2024 |
Exhibit 3.2 CERTIFICATE OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. AudioEye, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: 1. Article EIGHTH of the Restated Certificate of Incorporation of the Corporation is hereby amended to read in its entir |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: |
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| April 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2024 AUDIOEYE, INC. |
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| April 23, 2024 |
AudioEye Reports Record First Quarter 2024 Results Thirty-Third Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2024 Results Thirty-Third Consecutive Period of Record Revenue TUCSON, Ariz. — April 23, 2024 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility company, reported financial results for the first quarter ended March 31, 2024. “We are seeing strong business momentum and expect ARR and revenue gr |
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| April 10, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 333-177463 AudioEye, Inc. |
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| March 29, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 7, 2024 |
Exhibit 10.29 Execution This Loan and Security Agreement (“Agreement”), dated as of November 30, 2023 (the “Closing Date”), is entered into by Borrowers and other Loan Parties whose names appear on the Loan Chart below and SG Credit Partners, Inc., a Delaware corporation (“Lender”). The following chart (“Loan Chart”) sets forth certain of the loan and repayment terms under this Agreement: LOAN PAR |
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| March 7, 2024 |
Description of Registered Securities Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary describes the common stock, par value $0.00001 per share, of AudioEye, Inc. (the “Company,” “AudioEye,” “we,” “our,” “us,” and “our”), which are the only securities of the Company registered pursuant to Section 12 of the Securities Exchange Act of 19 |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 333-1774 |
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| March 7, 2024 |
AudioEye, Inc. Compensation Recovery Policy Exhibit 97 AUDIOEYE, INC. COMPENSATION RECOVERY POLICY Effective October 24, 2023 Policy The Board of Directors (the “Board”) of AudioEye, Inc. (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission (“SEC”) regulations promulgated thereun |
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| March 6, 2024 |
Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2023 Results Thirty-Second Consecutive Period of Record Revenue TUCSON, Ariz. — March 6, 2024 — AudioEye, Inc. (NASDAQ: AEYE) (“AudioEye” or the “Company”), the industry-leading enterprise SaaS accessibility company, reported financial results for the fourth quarter and full year ended December 31, 2023. “I want to thank our employe |
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| March 6, 2024 |
Exhibit 10.1 EXECUTION VERSION SG CREDIT PARTNERS, INC. 500 Newport Center Dr., Suite 580 Newport Beach, CA 92660 March 5, 2024 AudioEye, Inc. Springtime, Inc. 5210 E. Williams Cir, Ste 750 Tucson, AZ 85711 Attention: David Moradi Email: [email protected] RE: Amendment to Loan Agreement Ladies and Gentlemen: Reference is made to that certain Loan and Security Agreement dated as of November 30, |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2024 AUDIOEYE, INC. |
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| February 14, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-276937 PROSPECTUS AudioEye, Inc. $150,000,000 Common Stock Preferred Stock Debt Securities Stock Purchase Contracts Warrants Rights Units 2,820,000 Shares of Common Stock Offered by the Selling Stockholders We may offer and sell, from time to time in one or more offerings, up to $150,000,000 in the aggregate of common stock, preferred stock, de |
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| February 13, 2024 |
AEYE / AudioEye, Inc. / Bettis Carr - SC 13G/A Passive Investment SC 13G/A 1 tm246131d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 13, 2024 |
AEYE / AudioEye, Inc. / Sero Capital LLC Passive Investment SC 13G/A 1 formsc13ga-audioeye.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 9, 2024 |
AudioEye, Inc. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 AudioEye, Inc. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 February 9, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: AudioEye, Inc. Registration Statement on Form S-3 File No. 333-276937 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, AudioEye, Inc. (the “Company”) he |
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| February 9, 2024 |
United States securities and exchange commission logo February 9, 2024 David Moradi Chief Executive Officer AudioEye, Inc. |
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| February 7, 2024 |
Form of Subordinated Indenture EXHIBIT 4.3 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Subordinated Debt Securities -i- AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b) 613 §312(a) 701, 702(a) (b) 702(b) (c) 70 |
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| February 7, 2024 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) AudioEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee(6) Carry Forward F |
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| February 7, 2024 |
As filed with the Securities and Exchange Commission on February 7, 2024 As filed with the Securities and Exchange Commission on February 7, 2024 Registration No. |
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| February 7, 2024 |
EXHIBIT 4.2 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Senior Debt Securities AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b) 613 §312(a) 701, 702(a) (b) 702(b) (c) 702(c) §313( |
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| January 12, 2024 |
EX-99.1 2 aeyeex991.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common shares of Silo Pharma, Inc. and further agree that this Join |
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| January 12, 2024 |
AEYE / AudioEye, Inc. / Kosow Keith - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 7) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 28, 2023 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2023 AUDIOEYE, INC. |
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| December 28, 2023 |
Exhibit 10.1 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDMENT (this “Amendment”) is made and entered into as of December 26, 2023 (“Effective Date”) by and between AudioEye, Inc. (the “Company”), and David Moradi, a natural person (“Executive”) and amends the Amended and Restated Employment Agreement (the “Employment Agreement”) made and entered into as of April 5, 2022, by an |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 AUDIOEYE, INC. |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2023 AUDIOEYE, INC. |
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| November 30, 2023 |
Exhibit 10.1 Execution This Loan and Security Agreement (“Agreement”), dated as of November 30, 2023 (the “Closing Date”), is entered into by Borrowers and other Loan Parties whose names appear on the Loan Chart below and SG Credit Partners, Inc., a Delaware corporation (“Lender”). The following chart (“Loan Chart”) sets forth certain of the loan and repayment terms under this Agreement: LOAN PART |
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| November 2, 2023 |
AudioEye Reports Record Third Quarter 2023 Results Thirty-First Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2023 Results Thirty-First Consecutive Period of Record Revenue TUCSON, Ariz. — November 2, 2023 — AudioEye, Inc. (Nasdaq: AEYE) (“AudioEye” or the “Company”), the industry-leading enterprise SaaS accessibility company, reported financial results for the third quarter ended September 30, 2023. “We are pleased to deliver strong sequential ARR growth |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Num |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 AUDIOEYE, INC. |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 AUDIOEYE, INC. |
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| August 21, 2023 |
Consulting Agreement effective as of September 30, 2023 between the Company and Dominic Varacalli Exhibit 10.2 Consulting Agreement This Consulting Agreement (this “Agreement”) is effective as of September 30, 2023 (the “Effective Date”) by and between Dominic Varacalli (“Consultant”), and AudioEye, Inc., a Delaware corporation (“Client”). 1. Consulting Services. 1.1 Services. Client hereby engages Consultant to perform consulting services detailed on Exhibit A hereto and incorporated herein b |
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| August 21, 2023 |
Exhibit 10.1 TRANSITION AND SEPARATION AGREEMENT This Transition and Separation Agreement (“Agreement”) is entered into by and between Dominic Varacalli (“Employee”) and AudioEye, Inc. (“AudioEye” or the “Company”) effective as of August 18, 2023 (“Effective Date”). RECITALS A. Employee has been employed by AudioEye as Chief Operating Officer. B. Employee and AudioEye have agreed to conclude their |
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| August 15, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 AUDIOEYE, INC. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 AUDIOEYE, INC. |
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| August 10, 2023 |
AudioEye Reports Record Second Quarter 2023 Results Thirtieth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Second Quarter 2023 Results Thirtieth Consecutive Period of Record Revenue TUCSON, Ariz. — August 10, 2023 — AudioEye, Inc. (NASDAQ: AEYE) (“AudioEye” or the “Company”), the industry-leading enterprise SaaS accessibility company, reported financial results for the second quarter ended June 30, 2023. “The second quarter’s achievements have set the stage for the |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 AUDIOEYE, INC. |
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| May 10, 2023 |
AudioEye Reports Record First Quarter 2023 Results Twenty-Ninth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2023 Results Twenty-Ninth Consecutive Period of Record Revenue TUCSON, Ariz. — May 10, 2023 — AudioEye, Inc. (NASDAQ: AEYE) (“AudioEye” or the “Company”), the industry-leading digital accessibility platform for websites and apps, reported financial results for the first quarter ended March 31, 2023. “We are pleased to have generated record revenue |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 AUDIOEYE, INC. |
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| April 7, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| April 7, 2023 |
DEFA14A 1 tm231937d2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (a |
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| March 28, 2023 |
AudioEye Appoints J. Paul Getty CEO Katherine E. Fleming to Its Board of Directors Exhibit 99.1 AudioEye Appoints J. Paul Getty CEO Katherine E. Fleming to Its Board of Directors Dr. Fleming joins as an independent director, brings years of strategic planning and leadership experience TUCSON, Ariz., March 28, 2023 /PRNewswire/ – AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform for websites and apps, today announced the appointment of Katherine E |
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| March 28, 2023 |
Exhibit 10.1 SECOND AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (the “Amendment”) is made and entered into as of 3/25/2023 (the “Amendment Effective Date”), by and between AudioEye, Inc. (the “Company”) and Carr Bettis (“Executive”). WHEREAS, Executive and the Company are parties to a July 1, 2015 Executive Employment Agreement, which |
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| March 28, 2023 |
By-Laws of AudioEye, Inc. (as amended as of March 24, 2023) Exhibit 3.1 BY-LAWS OF AUDIOEYE, INC. (a Delaware corporation) (as amended as of August 13, 2020March 24, 2023) ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation within the State of Delaware shall be in the City of Dover, County of Kent. SECTION 2. Other Offices. The Corporation may also have an office or offices other than said registered office |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 AUDIOEYE, INC. |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 333-1774 |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 AUDIOEYE, INC. |
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| March 9, 2023 |
Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2022 Results Twenty-Eighth Consecutive Period of Record Revenue TUCSON, Ariz. — March 9, 2023 — AudioEye, Inc. (NASDAQ: AEYE) (the “Company”), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the fourth quarter and full year ended D |
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| February 16, 2023 |
AEYE / Audioeye Inc / Kosow Keith - SC 13G/A Passive Investment SC 13G/A 1 aeyesc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 6) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 16, 2023 |
EX-99.1 2 aeyeex991.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common shares of Silo Pharma, Inc. and further agree that this Join |
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| February 14, 2023 |
SC 13G/A 1 tm236410d11sc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 13, 2023 |
AEYE / Audioeye Inc / Sero Capital LLC - SC 13G/A Passive Investment SC 13G/A 1 d457666dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| February 13, 2023 |
AEYE / Audioeye Inc / Bettis Carr - AMENDMENT NO. 4 TO SCHEDULE 13G Passive Investment SC 13G/A 1 audioeye23018413ga.htm AMENDMENT NO. 4 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 13, 2023 |
AEYE / Audioeye Inc / CANNELL CAPITAL LLC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 ccllcAEYE13g02142023.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.1) 1 AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) |
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| November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 AUDIOEYE, INC. |
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| November 10, 2022 |
Exhibit 99.1 AudioEye Reports Record Third Quarter 2022 Results Twenty-Seventh Consecutive Period of Record Revenue TUCSON, Ariz. ? November 10, 2022 ? AudioEye, Inc. (NASDAQ: AEYE) (the ?Company?), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the third quarter ended September 30, 2022. ?In th |
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| November 10, 2022 |
Exhibit 32.1 CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the filing by AudioEye, Inc. (the “Registrant”) of its Quarterly Report on Form 10-Q for the period ended September 30, 2022 (the “Quarterly Report”) with the Securities and Exchange Commission, we, David Moradi and Kelly Georgevich, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 10, 2022 |
Exhibit 31.1 CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, David Moradi, Principal Executive Officer of AudioEye, Inc. (the “Registrant”), certify that: 1.I have reviewed this Quarterly Report on Form 10-Q for the period ended September 30, 2022 of AudioEye, Inc. (the “Quarterly Report”); 2.Based on my knowledge, this Quarterly Report does not contain any untrue statement of |
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| August 9, 2022 |
Certificate of Elimination of the Series A Convertible Preferred Stock, dated as of August 8, 2022 Exhibit 3.4 ? CERTIFICATE OF ELIMINATION OF THE CONVERTIBLE SERIES A PREFERRED STOCK OF AUDIOEYE, INC. ? Pursuant to the provisions of Section 151(g) of the General Corporation Law of the State of Delaware, it is hereby certified that: ? 1. The name of the corporation (hereinafter referred to as the ?Corporation? or the ?Company?) is AudioEye, Inc. The Corporation was incorporated in the State of |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 9, 2022 |
Restated Certificate of Incorporation of AudioEye, Inc., dated as of August 8, 2022 (1) Exhibit 3.1 ? RESTATED CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. ? Pursuant to ? 245 of the General Corporation Law of the State of Delaware ? The undersigned, in order to restate and integrate the provisions of the Certificate of Incorporation of AudioEye, Inc. filed with the Secretary of State of the State of Delaware on May 20, 2005, as theretofore amended or supplemented (the ?Original Ce |
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| August 9, 2022 |
Exhibit 99.1 AudioEye Reports Record Second Quarter 2022 Results Twenty-Sixth Consecutive Period of Record Revenue TUCSON, Ariz. ? August 9, 2022 ? AudioEye, Inc. (NASDAQ: AEYE) (the ?Company?), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the second quarter ended June 30, 2022. ?AudioEye deli |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 AUDIOEYE, INC. |
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| June 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 AUDIOEYE, INC. |
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| June 1, 2022 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) AUDIOEYE, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock $0.00001 par |
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| June 1, 2022 |
As filed with the Securities and Exchange Commission on June 1, 2022 As filed with the Securities and Exchange Commission on June 1, 2022 Registration No. |
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| June 1, 2022 |
As filed with the Securities and Exchange Commission on June 1, 2022 As filed with the Securities and Exchange Commission on June 1, 2022 Registration No. |
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| June 1, 2022 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) AUDIOEYE, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock $0.00001 par |
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| May 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 AUDIOEYE, INC. |
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| May 24, 2022 |
AudioEye, Inc. 2020 Equity Incentive Plan, as amended through May 20, 2022 Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN (As Amended May 20, 2022) 1. Purpose. The purpose of the AudioEye, Inc. 2020 Equity Incentive Plan (the ?Plan?) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those of the Company?s stockholders, and to thereby promo |
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| May 24, 2022 |
AudioEye, Inc. Employee Stock Purchase Plan Exhibit 10.2 AUDIOEYE, INC. EMPLOYEE STOCK PURCHASE PLAN 1. Purpose of the Plan. The purpose of this AudioEye, Inc. Employee Stock Purchase Plan (the ?Plan?) is to provide the employees of AudioEye, Inc. (the ?Company?) and its participating subsidiaries with a convenient means of purchasing shares of Company common stock from time to time at a discount to market prices through the use of payroll |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 5, 2022 |
AudioEye Reports Record First Quarter 2022 Results Twenty-Fifth Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record First Quarter 2022 Results Twenty-Fifth Consecutive Period of Record Revenue TUCSON, Ariz. — May 5, 2022 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading SaaS accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the first quarter ended March 31, 2022. “AudioEye had a great first quarte |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 AUDIOEYE, INC. |
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| April 15, 2022 |
Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE Definitions. I intend all words used in this Separation Agreement and Release to have their plain meanings in ordinary English. Specific terms that I use in this Separation Agreement and Release have the following meanings: A. ?Agreement? means this Separation Agreement and Release. B. ?AudioEye? means AudioEye, Inc., any company related to AudioEye, I |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 AUDIOEYE, INC. |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 8, 2022 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of April 5, 2022 (?Effective Date?), by and between AudioEye, Inc. (the ?Company?), and David Moradi, a natural person (?Executive?). RECITALS WHEREAS, Executive is a senior executive and officer of the Company and has made and is expected to continue |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2022 AUDIOEYE, INC. |
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| April 8, 2022 |
DEF 14A 1 tm223550-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use o |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 AUDIOEYE, INC. |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2022 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among AUDIOEYE, INC., as Buyer, MARK SHAPIRO KIM TESTA GARRY HARSTAD, KEN BERQUIST and BETASPRING FUND 100, LLC, as Sellers and Mark Shapiro, as Sellers? Representative FOR THE ACQUISITION OF BUREAU OF INTERNET ACCESSIBILITY INC. Dated March 9, 2022 TABLE OF CONTENTS Page ARTICLE I Terms of the Transactions 1 1.1 Sale and Purchase of Shares 1 1.2 Purcha |
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| March 11, 2022 |
Exhibit 99.1 AudioEye Acquires The Bureau of Internet Accessibility The acquisition will provide BoIA customers an always-on approach to accessibility and strengthen AudioEye?s custom solutions TUCSON, Ariz., March 10, 2022 /PRNewswire/ ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, today |
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| March 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 AUDIOEYE, INC. |
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| March 10, 2022 |
Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2021 Results Twenty-Fourth Consecutive Period of Record Revenue TUCSON, Ariz. ? March 10, 2022 ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the fourth quarter and full year ended December 31, |
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| February 17, 2022 |
AEYE / Audioeye Inc / Kosow Keith - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) January 11, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 15, 2022 |
AEYE / Audioeye Inc / Bettis Carr - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 14, 2022 |
AEYE / Audioeye Inc / Bettis Carr - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment SC 13G/A 1 audioeye22017713ga.htm SCHEDULE 13G AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 14, 2022 |
AEYE / Audioeye Inc / CANNELL CAPITAL LLC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.) 1 AudioEye, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of |
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| February 14, 2022 |
AEYE / Audioeye Inc / Sero Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
AEYE / Audioeye Inc / Greenhaven Road Investment Management, L.P. - SC 13G/A Passive Investment SC 13G/A 1 tm226753-1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AudioEye, Inc. (Name of Issuer) common stock, par value $0.00001 (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| February 14, 2022 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0. |
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| January 20, 2022 |
AudioEye Appoints David Moradi as Chief Executive Officer Exhibit 99.2 AudioEye Appoints David Moradi as Chief Executive Officer TUCSON, Ariz. ? January 14, 2022 ?The Board of Directors of AudioEye, Inc. (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, has appointed David Moradi as its Chief Executive Officer (CEO), effective January 13th, 2022. David Moradi has ser |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 AUDIOEYE, INC. |
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| January 20, 2022 |
Exhibit 99.1 AudioEye Announces Preliminary Outlook for Fourth Quarter Results Twenty-Fourth Consecutive Period of Record Revenue TUCSON, Ariz. ? January 14, 2022 ? (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, provided a customer update and its preliminary outlook for revenue, monthly recurring revenue, a |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 (November 11, 2021) AUDIOEYE, INC. |
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| November 12, 2021 |
? Exhibit 10.4 AUDIOEYE, INC. CONFIDENTIALITY, PROPRIETARY RIGHTS, NON-COMPETITION, AND NON-SOLICITATION AGREEMENT THIS CONFIDENTIALITY, PROPRIETARY RIGHTS, NON-COMPETITION, AND NON-SOLICITATION AGREEMENT (this ?Agreement?) is entered into on 3/21/21 (the ?Effective Date?) by and between AUDIOEYE, INC., a Delaware corporation (the ?Company?) and Chris Hundley (the ?Employee?). In consideration of |
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| November 12, 2021 |
AudioEye Reports Record Third Quarter 2021 Results Twenty-Third Consecutive Period of Record Revenue Exhibit 99.1 AudioEye Reports Record Third Quarter 2021 Results Twenty-Third Consecutive Period of Record Revenue TUCSON, Ariz. ? November 11, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported financial results for the third quarter ended September 30, 2021. AudioEye Interim CEO Davi |
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| November 12, 2021 |
Exhibit 99.2 AudioEye, Inc. Q3 2021 Earnings Call Transcripts Thursday, November 11, 2021 4:30 PM EST Call Participants EXECUTIVES Carr Bettis Executive Chairman & Director David D. Moradi Interim CEO, Chief Strategy Officer & Director Kelly Georgevich CFO, Principal Financial Officer & Principal Accounting Officer ANALYSTS Derek Greenberg Maxim Group, LLC Scott Christian Buck H.C. Wainwright & Co |
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| November 12, 2021 |
? Exhibit 10.3 September 17, 2021 Christopher Hundley [redacted] RE: Revised Offer of Employment Dear Mr. Hundley, On behalf of AudioEye, Inc. (the ?Company?), I am pleased to provide you this letter, which amends the offer of employment extended to you by my March 16, 2021 letter (the ?Original Offer Letter?). Effective on September 17, 2021, you shall no longer serve as the Company?s Chief Techn |
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| November 12, 2021 |
Exhibit 10.1 AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (the ?Amendment?) is made and entered into as of September 17, 2021 (the ?Amendment Effective Date?), by and between AudioEye, Inc. (the ?Company?) and Dominic Varacalli (?Executive?). WHEREAS, Executive and the Company are parties to an August 13, 2020 Executive Employment Agreement (the ?Emp |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 12, 2021 |
Employee Offer Letter dated March 16, 2021 between Christopher Hundley and AudioEye, Inc. ? Exhibit 10.2 March 16, 2021 Christopher Hundley [redacted] RE: Offer of Employment Dear Mr. Hundley, On behalf of AudioEye, Inc., a Delaware corporation, I am pleased to offer you a position as Chief Technology Officer. This offer is contingent upon your ability to provide proof of valid work authorization, and if applicable, the renewal of any temporary work authorization or change to permanent |
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| September 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2021 AUDIOEYE, INC. |
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| September 21, 2021 |
AudioEye Promotes Executives to Facilitate Further Growth and Scale Exhibit 99.1 AudioEye Promotes Executives to Facilitate Further Growth and Scale TUCSON, Ariz., September 21, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform, today announced the promotion of Chris Hundley, Dominic Varacalli, and Mase Gray to facilitate future growth and scale. Chris Hundley has been promoted from Chief Technology Officer to President to l |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 AUDIOEYE, INC. |
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| August 19, 2021 |
AEYE / Audioeye Inc / Kosow Keith - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 4) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) August 19, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| August 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 AUDIOEYE, INC. |
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| August 11, 2021 |
Exhibit 99.1 AudioEye Reports Record Second Quarter 2021 Results Twenty-Second Consecutive Period of Record Revenue TUCSON, Ariz. ? August 11, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported financial results for the second quarter ended June 30, 2021. AudioEye Interim CEO David Mo |
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| August 11, 2021 |
Exhibit 10.1 AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT ? THIS AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (the ?Amendment?) is made and entered into as of May 18, 2021 (the ?Amendment Effective Date?), by and between AudioEye, Inc. (the ?Company?) and Carr Bettis (?Executive?). ? WHEREAS, Executive and the Company are parties to a July 1, 2015 Executive Employment Agreement (the ?Employment Agre |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2021 AUDIOEYE, INC. |
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| June 25, 2021 |
Exhibit 4.1 Conformed Copy as of June 25, 2021 CERTIFICATE OF INCORPORATION OF AUDIOEYE, INC. Pursuant to ? 102 of the General Corporation Law of the State of Delaware The undersigned, in order to form a corporation pursuant to Section 102 of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: The name of the Corporation is ?AudioEye, Inc.? SECOND: The address of the |
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| June 25, 2021 |
Exhibit 4.2 CERTIFICATE OF CORRECTION TO THE CERTIFICATE OF VALIDATION OF AUDIOEYE, INC. AudioEye, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify as follows. 1. The name of the corporation is AudioEye, Inc. 2. A Certificate of Validation of the Corporation (the ?Certificate of Validatio |
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| June 23, 2021 |
Executive Employment Agreement, dated June 10, 2021, between the Company and Kelly Georgevich Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of June 10, 2021 (the ?Effective Date?), by and between AudioEye, Inc., a Delaware corporation with an address at 5210 E. Williams Circle, Tucson, AZ 85711 (the ?Company?), and Kelly Georgevich, a natural person (?Executive?). W I T N E S E T H: WHEREAS, Executive and the |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2021 AUDIOEYE, INC. |
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| June 23, 2021 |
Exhibit 99.1 Kelly Georgevich Joins AudioEye as Chief Financial Officer With over 15 years of finance executive leadership, Kelly brings her experience at startups and mature companies in Silicon Valley and Australia TUCSON, Ariz., June 23, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), the industry-leading digital accessibility platform, today announced Kelly Georgevich has joined the Company as Chief Fin |
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| June 11, 2021 |
8-K 1 tm2119497d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 AUDIOEYE, INC. (Exact name of registrant as specified in charter) Delaware 001-38640 20-2939845 State of Other Jurisdiction of Incorporati |
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| June 11, 2021 |
EX-10.1 2 tm2119497d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEVERANCE AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS to: Sachin Barot FROM: David Moradi, on behalf of AudioEye, Inc. SUBJECT: Severance Agreement and General Release of All Claims DATE: May 19, 2021 On March 9, 2021, pursuant to the Employment Agreement by and between AudioEye, Inc. (“AudioEye”) and you effective May 16, 2019 (the “Employ |
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| May 25, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 AUDIOEYE, INC. |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 AUDIOEYE, INC. |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 AUDIOEYE, INC. |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: 001-38640 AudioEy |
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| May 13, 2021 |
Exhibit 99.1 AudioEye Reports Record First Quarter 2021 Results Gross Margins Expand to Over 76% as Customer Count Grows 500% in Past Year Twenty-First Consecutive Period of Record Revenue TUCSON, Ariz. ? May 13, 2021 ? AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported financial results for |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) March 8, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| March 15, 2021 |
Performance Stock Unit Agreement, dated March 11, 2021 between the Company and David Moradi Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Performance Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Performance Stock Unit Agreement (the ?Agreement?), consisting of this cove |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 AUDIOEYE, INC. |
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| March 11, 2021 |
Exhibit 99.1 AudioEye Reports Record Fourth Quarter and Full Year 2020 Results Twentieth Consecutive Period of Record Revenue and MRR Gross Margins Continue to Expand as Customer Count Grows 370% in Past Year TUCSON, Ariz. — March 11, 2021 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading software solution provider delivering website accessibility compliance to businesses of all sizes, reported |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission file number 333-177463 AudioEye, Inc. |
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| March 11, 2021 |
Note Agreement dated April 15, 2020 between Liberty Capital Bank and AudioEye, Inc. Exhibit 10.38 U.S. Small Business Administration Paycheck Protection Program NOTE PAYCHECK PROTECTION PROGRAM SBA LOAN NO.: 20421771-05 DATE: April 15, 2020 LOAN AMOUNT: $1,301,365.00 INTEREST RATE: 1.00% BORROWER: AudioEye, Inc. LENDER: Liberty Capital Bank 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of One million three hundred one thousa |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2021 AUDIOEYE, INC. |
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| February 22, 2021 |
AudioEye, Inc. Common Stock Preferred Stock Debt Securities Stock Purchase Contracts Filed Pursuant to Rule 424(b)(3) Registration No. 333-252864 PROSPECTUS AudioEye, Inc. $150,000,000 Common Stock Preferred Stock Debt Securities Stock Purchase Contracts Warrants Rights Units We may offer and sell, from time to time in one or more offerings, up to $150,000,000 in the aggregate of common stock, preferred stock, debt securities, stock purchase contracts, warrants, rights and units, |
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| February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) January 4, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AudioEye, Inc. (Name of Issuer) common stock, par value $0.00001 (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 16, 2021 |
SC 13G/A 1 ea135602-13ga2purcellaudio.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 AUDIOEYE, INC. |
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| February 12, 2021 |
Exhibit 1.1 AUDIOEYE, INC. Common Stock At Market Issuance Sales Agreement February 11, 2021 B. Riley Securities, Inc. 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 Ladies and Gentlemen: AudioEye, Inc., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with B. Riley Securities, Inc. (the ?Agent?), as follows: 1. Issuance and Sale of Shares. The Compan |
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| February 12, 2021 |
Up to $30,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-252864 PROSPECTUS SUPPLEMENT (To Prospectus dated February 11, 2021) Up to $30,000,000 Common Stock We have entered into an At Market Issuance Sales Agreement, or the Sales Agreement, with B. Riley Securities, Inc., or B. Riley Securities, relating to the sale of shares of our common stock, par value $0.00001 per share, offered by this prospect |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2021 |
AUDIOEYE, INC. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 February 10, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: AudioEye, Inc. Registration Statement on Form S-3 (File No. 333-252864) Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules |
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| February 10, 2021 |
United States securities and exchange commission logo February 10, 2021 James N. Spolar General Counsel and Corporate Secretary AudioEye, Inc. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 Re: AudioEye, Inc. Registration Statement on Form S-3 Filed February 9, 2021 File No. 333-252864 Dear Mr. Spolar: This is to advise you that we have not reviewed and will not review your registration state |
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| February 10, 2021 |
As filed with the Securities and Exchange Commission on February 10, 2021 Registration No. |
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| February 10, 2021 |
United States securities and exchange commission logo February 10, 2021 James N. Spolar General Counsel and Corporate Secretary AudioEye, Inc. 5210 E. Williams Circle, Suite 750 Tucson, AZ 85711 Re: AudioEye, Inc. Registration Statement on Form S-3 Filed February 9, 2021 File No. 333-252864 Dear Mr. Spolar: This is to advise you that we have not reviewed and will not review your registration state |
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| February 9, 2021 |
As filed with the Securities and Exchange Commission on February 9, 2021 Registration No. |
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| February 9, 2021 |
EXHIBIT 4.3 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Senior Debt Securities AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b) 613 §312(a) 701, 702(a) (b) 702(b) (c) 702(c) §313( |
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| February 9, 2021 |
Form of Subordinated Indenture EX-4.4 3 tm215635d1ex4-4.htm EXHIBIT 4.4 EXHIBIT 4.4 AUDIOEYE, INC. TO [] Trustee INDENTURE Dated as of [] Subordinated Debt Securities -i- AudioEye, Inc. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [] Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 §311(a) 613 (b) |
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| December 16, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm2038596d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 AUDIOEYE, INC. (Exact name of registrant as specified in charter) Delaware 001-38640 20-2939845 State of Other Jurisdiction of Incorpo |
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| December 16, 2020 |
EX-99.1 2 tm2038596d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 AudioEye Announces Customer Update and Preliminary Outlook for Fourth Quarter 2020 and Full Year 2021 Revenue TUCSON, Ariz. — December 16, 2020 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, provided a customer update and its prelimi |
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| December 14, 2020 |
SC 13G/A 1 audiosc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 AudioEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 050734201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| December 10, 2020 |
Form of Incentive Stock Option Award Agreement under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.5 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Incentive Stock Option Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an Option to purchase shares of the Company?s common stock to you, the Participant named below. The terms and conditions of the Option Award are set forth in this Incentive Stock Option Award Agreement ( |
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| December 10, 2020 |
Exhibit 10.6 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Non-Qualified Stock Option Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an Option to purchase shares of the Company?s common stock to you, the Participant named below. The terms and conditions of the Option Award are set forth in this Non-Qualified Stock Option Award Agr |
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| December 10, 2020 |
Exhibit 10.2 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Restricted Stock Unit Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Restricted Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit Award Agreement (the ?Agreement?), consisting of |
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| December 10, 2020 |
Exhibit 10.3 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Restricted Stock Unit Agreement (Non-Employee Director Awards) AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Restricted Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit Award Agreement (the ?Ag |
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| December 10, 2020 |
Exhibit 10.4 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Performance Stock Unit Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an award of Performance Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Performance Stock Unit Agreement (the ?Agreement?), consisting of this cove |
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| December 10, 2020 |
AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.1 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the AudioEye, Inc. 2020 Equity Incentive Plan (the ?Plan?) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional incentives to them and align their interests with those of the Company?s stockholders, and to thereby promote the Company?s long-term |
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| December 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2020 AUDIOEYE, INC. |
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| December 10, 2020 |
Form of Other Stock-Based Award Agreement under the AudioEye, Inc. 2020 Equity Incentive Plan Exhibit 10.7 AUDIOEYE, INC. 2020 EQUITY INCENTIVE PLAN Other Stock-Based Award Agreement AudioEye, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants an Other Stock-Based Award of Common Stock to you, the Participant named below. The terms and conditions of this Award are set forth in this Other Stock-Based Award Agreement (the ?Agreement?), consisting of |
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| December 9, 2020 |
As filed with the Securities and Exchange Commission on December 9, 2020 Registration No. |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from [ ] to [ ] Commission File Number: 001-38640 Aud |
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| November 13, 2020 |
Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of August 13, 2020 (the “Effective Date”), by and between AudioEye, Inc., a Delaware corporation with an address at 5210 E. Williams Circle, Tucson, AZ 85711 (the “Company”), and Dominic Varacalli, a natural person (“Executive”). W I T N E S E T H: WHEREAS, prior to the Ef |
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| November 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 AUDIOEYE, INC. |
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| November 12, 2020 |
AudioEye Reports Third Quarter 2020 Results Record Total Customer Count, MRR and Total Revenue Exhibit 99.1 AudioEye Reports Third Quarter 2020 Results Record Total Customer Count, MRR and Total Revenue TUCSON, Ariz. — November 12, 2020 — AudioEye, Inc. (NASDAQ: AEYE), an industry-leading digital accessibility platform delivering website accessibility compliance to businesses of all sizes, reported financial results for the third quarter ended September 30, 2020. Third Quarter 2020 Financia |
