Basisstatistiken
| LEI | 254900MRZ83YWUV7SN74 |
| CIK | 1699838 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Confluent, Inc.
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| March 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-40526 Confluent, Inc. (Exact name of registrant as specified in its cha |
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| March 17, 2026 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CONFLUENT, INC. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of CONFLUENT, INC. 1. Name. The name of the corporation is Confluent, Inc. (the “Corporation”). 2. Address; Registered Office and Agent. The name and address of the Corporation’s registered agent is Corporation Service Company, 251 Little Falls Drive, City of Wilmington, County of New Castle, Delaware 19808. 3. |
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| March 17, 2026 |
As filed with the Securities and Exchange Commission on March 17, 2026 As filed with the Securities and Exchange Commission on March 17, 2026 Registration Nos. |
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| March 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2026 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| March 17, 2026 |
Exhibit 99.1 IBM Completes Acquisition of Confluent, Making Real Time Data the Engine of Enterprise AI and Agents Day-one integrations include IBM watsonx.data, IBM MQ, IBM webMethods Hybrid Integration, and IBM Z ARMONK, N.Y., March 17, 2026 /PRNewswire/ — IBM (NYSE: IBM) today completed its acquisition of Confluent, Inc., the data streaming platform that more than 6,500 enterprises, including 40 |
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| March 17, 2026 |
As filed with the Securities and Exchange Commission on March 17, 2026 As filed with the Securities and Exchange Commission on March 17, 2026 Registration Nos. |
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| March 17, 2026 |
As filed with the Securities and Exchange Commission on March 17, 2026 As filed with the Securities and Exchange Commission on March 17, 2026 Registration Nos. |
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| March 17, 2026 |
Exhibit 4.1 EXECUTION VERSION FIRST SUPPLEMENTAL INDENTURE FIRST SUPPLEMENTAL INDENTURE, dated as of March 17, 2026 (this “Supplemental Indenture”), by and between CONFLUENT, INC., a Delaware corporation, as issuer (the “Company”), and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as successor in interest to U.S. Bank National Association), as trustee (the “Trustee”), supplements the Indenture, d |
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| March 17, 2026 |
As filed with the Securities and Exchange Commission on March 17, 2026 As filed with the Securities and Exchange Commission on March 17, 2026 Registration Nos. |
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| March 17, 2026 |
As filed with the Securities and Exchange Commission on March 17, 2026 As filed with the Securities and Exchange Commission on March 17, 2026 Registration Nos. |
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| March 17, 2026 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF CONFLUENT, INC. (The “Corporation”) ARTICLE I Meetings of Stockholders: Stockholders’ Consent in Lieu of Meeting Section 1.01. Annual Meeting. The annual meeting of the stockholders for the election of directors, and for the transaction of such other business as may properly come before the meeting, shall be held at such place, date and hour as shall |
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| February 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. |
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| February 25, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2026 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2026 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| February 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2026 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2026 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2026 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 9, 2026 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Def |
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| December 23, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| December 23, 2025 |
Table 1: Transaction Valuation Calculation of Filing Fee Tables Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to be Paid 1 $ 12,325,910,511. |
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| December 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| December 8, 2025 |
Exhibit 10.1 Execution Version VOTING AGREEMENT This Voting Agreement (“Agreement”), dated as of December 7, 2025, is by and among International Business Machines Corporation, a New York corporation (“Parent”), Corvo Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Sub”), Confluent, Inc., a Delaware corporation (the “Company”), and the persons listed on the attach |
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| December 8, 2025 |
Exhibit 10.1 Execution Version VOTING AGREEMENT This Voting Agreement (“Agreement”), dated as of December 7, 2025, is by and among International Business Machines Corporation, a New York corporation (“Parent”), Corvo Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Sub”), Confluent, Inc., a Delaware corporation (the “Company”), and the persons listed on the attach |
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| December 8, 2025 |
IBM to Acquire Confluent to Create Smart Data Platform for Enterprise Generative AI Exhibit 99.1 IBM to Acquire Confluent to Create Smart Data Platform for Enterprise Generative AI - $11B acquisition to deliver end-to-end data platform for businesses to connect, process and govern data for applications and AI agents - Transaction expected to be accretive to adjusted EBITDA within the first full year, and free cash flow in year two, post close ARMONK, NY and MOUNTAIN VIEW, CA, Dec |
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| December 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| December 8, 2025 |
IBM to Acquire Confluent to Create Smart Data Platform for Enterprise Generative AI Exhibit 99.1 IBM to Acquire Confluent to Create Smart Data Platform for Enterprise Generative AI - $11B acquisition to deliver end-to-end data platform for businesses to connect, process and govern data for applications and AI agents - Transaction expected to be accretive to adjusted EBITDA within the first full year, and free cash flow in year two, post close ARMONK, NY and MOUNTAIN VIEW, CA, Dec |
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| December 8, 2025 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among INTERNATIONAL BUSINESS MACHINES CORPORATION, CORVO Merger Sub, INC. and CONFLUENT, INC. Dated as of December 7, 2025 TABLE OF CONTENTS Page Article I The Merger Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time of the Merger 2 Section 1.04 Effects of the Merger 2 Section 1.05 Certificate of Incorpora |
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| December 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| December 8, 2025 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among INTERNATIONAL BUSINESS MACHINES CORPORATION, CORVO Merger Sub, INC. and CONFLUENT, INC. Dated as of December 7, 2025 TABLE OF CONTENTS Page Article I The Merger Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time of the Merger 2 Section 1.04 Effects of the Merger 2 Section 1.05 Certificate of Incorpora |
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| October 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| October 27, 2025 |
Confluent Announces Third Quarter 2025 Financial Results Exhibit 99.1 Confluent Announces Third Quarter 2025 Financial Results •Subscription revenue of $286 million, up 19% year over year •Confluent Cloud revenue of $161 million, up 24% year over year •1,487 customers with $100,000 or greater in ARR, up 10% year over year MOUNTAIN VIEW, Calif. - October 27, 2025 - Confluent, Inc. (NASDAQ: CFLT), the data streaming pioneer, today announced financial resu |
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| October 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| September 9, 2025 |
144 0001974553 XXXXXXXX LIVE 0001699838 CONFLUENT, INC. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 8004393207 TROUVAILLE INVESTMENTS HOLDINGS LTD Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 1626667 32923740.08 291931187 09/09/2025 NASDAQ Common 07/21/2020 Founders Shares Issuer N 1626667 07/21/2020 N/A Y 09/09/ |
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| September 9, 2025 |
144 0001869216 XXXXXXXX LIVE 0001699838 CONFLUENT, INC. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 8004393207 NEHA NARKHEDE Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 243200 4922368.00 291931187 09/09/2025 NASDAQ Common 09/09/2025 Exercise of Stock Options Issuer N 243200 09/09/2025 Cash Y The securities to b |
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| September 9, 2025 |
144 0001971199 XXXXXXXX LIVE 0001699838 CONFLUENT, INC. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 8004393207 DAVID STEIN TR TROUVAILLE ANK Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 500000 10120000.00 291931187 09/09/2025 NASDAQ Common 09/01/2014 Founders Shares Issuer N 500000 09/01/2014 N/A Y 09/09/2025 06/ |
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| September 8, 2025 |
144 0001988560 XXXXXXXX LIVE 0001699838 CONFLUENT, INC. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 8004393207 ROHAN SIVARAM Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 5000 96700.00 291931187 09/08/2025 NASDAQ Common 05/20/2024 Restricted Stock Units Issuer N 5000 05/20/2024 N/A N ROHAN SIVARAM 899 W. EVELYN AV |
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| September 4, 2025 |
144 0001868976 XXXXXXXX LIVE 0001699838 CONFLUENT, INC. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 8004393207 EDWARD JAY KREPS Director Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 465000 8941950.00 291931187 09/04/2025 NASDAQ Common 09/27/2019 Founders Shares Issuer N 465000 09/27/2019 Cash N 10b5-1 Sales for E |
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| August 28, 2025 |
144 0001617474 XXXXXXXX LIVE 0001699838 CONFLUENT, INC. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 8004393207 THE KHAKAL TRUST Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 953 17964.05 291931187 08/28/2025 NASDAQ Common 09/26/2014 In-kind distribution post IPO Issuer N 953 09/26/2014 N/A N 10b5-1 Sales for THE |
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| August 28, 2025 |
144 0001617474 XXXXXXXX LIVE 0001699838 CONFLUENT, INC. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 8004393207 THE VISHRIA REVOCABLE TRUST Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 30000 565500.00 291931187 08/28/2025 NASDAQ Common 09/16/2014 In-kind distribution post IPO Issuer N 30000 09/16/2014 N/A N 10b5- |
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| July 30, 2025 |
Confluent Announces Second Quarter 2025 Financial Results Exhibit 99.1 Confluent Announces Second Quarter 2025 Financial Results •Subscription revenue of $271 million, up 21% year over year •Confluent Cloud revenue of $151 million, up 28% year over year •1,439 customers with $100,000 or greater in ARR, up 10% year over year MOUNTAIN VIEW, Calif. - July 30, 2025 - Confluent, Inc. (NASDAQ: CFLT), the data streaming pioneer, today announced financial result |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| July 30, 2025 |
Promotion Letter by and between the Registrant and Ryan Mac Ban, dated April 25, 2025 April 25, 2025 Ryan Mac Ban Via email Re: Promotion Letter Dear Ryan, We are pleased to promote you to the role of the Chief Revenue Officer of Confluent, Inc. |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 30, 2025 |
Confluent Announces First Quarter 2025 Financial Results Exhibit 99.1 Confluent Announces First Quarter 2025 Financial Results • Subscription revenue of $261 million, up 26% year over year • Confluent Cloud revenue of $143 million, up 34% year over year • 1,412 customers with $100,000 or greater in ARR, up 12% year over year MOUNTAIN VIEW, Calif. - April 30, 2025 - Confluent, Inc. (NASDAQ: CFLT), the data streaming pioneer, today announced financial res |
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| April 30, 2025 |
ITEM 2. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| April 30, 2025 |
Confirmatory Offer Letter by and between the Registrant and Melanie Vinson, dated March 6, 2025. Exhibit 10.1 March 6, 2025 Melanie Vinson Via email Re: Confirmatory Offer Letter Dear Melanie, You are currently employed by Confluent, Inc. (the “Company” or “Confluent”) as Chief Legal Officer, Corporate Secretary and Chief Compliance Officer. This letter confirms the existing terms and conditions of your employment in that role. 1. Position. You are serving in a full-time capacity, reporting t |
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| April 30, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 23, 2025 |
Confluent,Inc. 899W.EvelynAvenue MountainView,California94041 NOTICEOFANNUALMEETINGOFSTOCKHOLDERS ToBeHeldonJune11,2025at9:00a.m.,PacificTime DearStockholder: We arepleased to invite you to virtually attend the2025 AnnualMeetingofStockholders (including any adjournments,continuations,orpostponements, theAnnualMeeting) of Confluent, Inc.,a Delaware corporation (Confluent).The AnnualMeetingwill be h |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 18, 2025 |
Executive Officer Change in Control/Severance Benefit Plan and related participation agreement. Exhibit 10.16 CONFLUENT, INC. EXECUTIVE OFFICER CHANGE IN CONTROL/ SEVERANCE BENEFIT PLAN 1 Introduction. The Confluent, Inc. Executive Officer Change in Control/Severance Benefit Plan (the “Plan”) is hereby established effective upon the date of approval by the Board of Directors of Confluent, Inc. (“Confluent”) set forth above (the “Effective Date”). The purpose of the Plan is to provide for the |
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| February 18, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Confluent, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value |
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| February 18, 2025 |
Advisory Agreement by and between the Registrant and Chad Verbowski, dated November 24, 2024. Exhibit 10.19 ADVISORY AGREEMENT This Advisory Agreement (“Agreement”) is made by and between Chad Verbowski (“Employee”) and Confluent, Inc. (the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”). In consideration of the mutual promises made herein, the Company and Employee hereby agree as follows: 1) Consideration. As good and valuable consideration |
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| February 18, 2025 |
List of Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Confluent, Inc. The following is a list of subsidiaries of Confluent, Inc. as of December 31, 2024: Name of Subsidiary Jurisdiction of Organization Confluent Australia Pty Limited Infinitem Canada Ltd. Confluent Czech Republic S.R.O. Confluent France SAS Confluent Germany GmbH Confluent Hong Kong Ltd Confluent India Private Limited Confluent Ireland Software Limited Co |
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| February 18, 2025 |
Confluent, Inc. Insider Trading Policy. Exhibit 19 CONFLUENT, INC. INSIDER TRADING POLICY The Board of Directors (the “Board”) of Confluent, Inc., a Delaware corporation, has adopted this Insider Trading Policy (this “Policy”) regarding trading in securities by officers, directors, employees and other related individuals of Confluent, Inc. and its subsidiaries (collectively, “Confluent”). 1. Policy Overview In the course of your relatio |
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| February 18, 2025 |
As filed with the Securities and Exchange Commission on February 18, 2025 As filed with the Securities and Exchange Commission on February 18, 2025 Registration No. |
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| February 18, 2025 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General The following is a summary of the rights of our common and preferred stock and some of the provisions of our amended and restated certificate of incorporation, our amended and restated bylaws, and relevant provisions of Delaware General Corporation Law. The descri |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-40526 CONFLUENT, INC. |
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| February 12, 2025 |
EX-99 2 exhibit99.txt Exhibit 99 Pursuant to the instructions in Item 7 of Schedule 13G, the following table lists the identity and Item 3 classification, if applicable, of each relevant entity that beneficially owns shares of the security class being reported on this Schedule 13G. Entity ITEM 3 Classification Fidelity Management & Research Company LLC IA Fidelity Management Trust Company BK Strat |
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| February 11, 2025 |
Confluent Announces Fourth Quarter and Fiscal Year 2024 Financial Results Exhibit 99.1 Confluent Announces Fourth Quarter and Fiscal Year 2024 Financial Results • Fourth quarter subscription revenue of $251 million, up 24% year over year; Confluent Cloud revenue of $138 million, up 38% year over year • Fiscal year 2024 subscription revenue of $922 million, up 26% year over year; Confluent Cloud revenue of $492 million, up 41% year over year • 1,381 customers with $100,0 |
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| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 7, 2025 |
EX-24 2 PowerOfAttorney.txt POWER OF ATTORNEY The undersigned, BlackRock, Inc., a corporation duly organized under the laws of the State of Delaware, United States (the "Company"), does hereby make, constitute and appoint each of Eric Andruczyk, Richard Cundiff, R. Andrew Dickson, III, Spencer Fleming, Laura Hildner, David Maryles, Christopher Meade, Charles Park, James Raby, Daniel Riemer, David |
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| February 7, 2025 |
EX-99 3 Item7.txt ITEM 7 BlackRock (Netherlands) B.V. BlackRock Advisors (UK) Limited BlackRock Advisors, LLC BlackRock Asset Management Canada Limited BlackRock Asset Management Ireland Limited BlackRock Asset Management Schweiz AG BlackRock Financial Management, Inc. BlackRock Fund Advisors BlackRock Fund Managers Ltd BlackRock Institutional Trust Company, National Association BlackRock Investme |
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| February 5, 2025 |
POWER OF ATTORNEY The undersigned, BlackRock, Inc., a corporation duly organized under the laws of the State of Delaware, United States (the "Company"), does hereby make, constitute and appoint each of Eric Andruczyk, Richard Cundiff, R. Andrew Dickson, III, Spencer Fleming, Laura Hildner, David Maryles, Christopher Meade, Charles Park, James Raby, Daniel Riemer, David Rothenberg and Brenda Schulz |
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| February 5, 2025 |
BlackRock Life Limited BlackRock Advisors, LLC Aperio Group, LLC BlackRock (Netherlands) B. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2024 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 14, 2024 |
CFLT / Confluent, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 cflt13gasep24.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) CONFLUENT INC-CLASS A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 20717M103 (CUSIP NUMBER) September 30, 2024 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule |
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| November 12, 2024 |
CFLT / Confluent, Inc. / BlackRock, Inc. Passive Investment SC 13G/A 1 us20717m1036111224.txt us20717m1036111224.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) Confluent, Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20717M103 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| November 5, 2024 |
CFLT / Confluent, Inc. / SC US (TTGP), LTD. - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3)* Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Se |
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| October 30, 2024 |
Confluent Announces Third Quarter 2024 Financial Results Exhibit 99.1 Confluent Announces Third Quarter 2024 Financial Results • Subscription revenue of $240 million, up 27% year over year • Confluent Cloud revenue of $130 million, up 42% year over year • 1,346 customers with $100,000 or greater in ARR, up 14% year over year MOUNTAIN VIEW, Calif. - October 30, 2024 - Confluent, Inc. (NASDAQ: CFLT), the data streaming pioneer, today announced financial r |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| October 23, 2024 |
CFLT / Confluent, Inc. / BlackRock, Inc. Passive Investment SC 13G/A 1 us20717m1036102324.txt us20717m1036102324.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) Confluent, Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20717M103 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| October 17, 2024 |
CFLT / Confluent, Inc. / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 07)* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| July 31, 2024 |
Confluent Announces Second Quarter 2024 Financial Results Exhibit 99.1 Confluent Announces Second Quarter 2024 Financial Results • Subscription revenue of $225 million, up 27% year over year • Confluent Cloud revenue of $117 million, up 40% year over year • 1,306 customers with $100,000 or greater in ARR, up 14% year over year MOUNTAIN VIEW, Calif. - July 31, 2024 - Confluent, Inc. (NASDAQ: CFLT), the data streaming pioneer, today announced financial res |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| May 8, 2024 |
CFLT / Confluent, Inc. / BlackRock Inc. Passive Investment us20717m1036050724.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) Confluent, Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20717M103 - (CUSIP Number) April 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 7, 2024 |
Confluent Announces First Quarter 2024 Financial Results Exhibit 99.1 Confluent Announces First Quarter 2024 Financial Results • First quarter total revenue of $217 million, up 25% year over year • First quarter subscription revenue of $207 million, up 29% year over year • First quarter Confluent Cloud revenue of $107 million, up 45% year over year • 1,260 customers with $100,000 or greater in ARR, up 17% year over year MOUNTAIN VIEW, Calif. - May 07, 2 |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| April 24, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| April 24, 2024 |
Annual Report 2023 Confluent, Inc. 899 W. Evelyn Avenue Mountain View, California 94041 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on June 12, 2024 at 9:00 a.m., Pacific Time Dear Stockholder: We are pleased to invite you to virtually attend the 2024 Annual Meeting of Stockholders (including any adjournments, continuations, or postponements, the Annual Meeting) of Confluent, Inc., a Delaw |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| February 21, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Confluent, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $ |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-40526 CONFLUENT, INC. |
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| February 21, 2024 |
Confluent, Inc. Incentive Compensation Recoupment Policy Exhibit 97 CONFLUENT, INC. INCENTIVE COMPENSATION RECOUPMENT POLICY 1. INTRODUCTION The Compensation Committee of the Board of Directors (the “Board”) of Confluent, Inc., a Delaware corporation (“Confluent”), has determined that it is in the best interests of Confluent and its stockholders to adopt this Incentive Compensation Recoupment Policy (this “Policy”) providing for Confluent’s recoupment o |
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| February 21, 2024 |
As filed with the Securities and Exchange Commission on February 21, 2024 As filed with the Securities and Exchange Commission on February 21, 2024 Registration No. |
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| February 21, 2024 |
Non-Employee Director Compensation Policy. Exhibit 10.16 CONFLUENT, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY FEBRUARY 2, 2024 1. Introduction Each member of the Board of Directors (the “Board”) of Confluent, Inc. (“Confluent”) who is a non-employee director of Confluent (each such member, a “Non-Employee Director”) will receive the compensation described in this Non-Employee Director Compensation Policy (“Policy”) for his or her Boar |
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| February 21, 2024 |
List of Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Confluent, Inc. Name of Subsidiary Jurisdiction of Organization Confluent Australia Pty Limited Infinitem Canada Ltd. Confluent Czech Republic S.R.O. Confluent France SAS Confluent Germany GmbH Confluent Hong Kong Ltd Confluent India Private Limited Confluent Israel Ltd. Confluent Italy S.R.L. Confluent Japan Godo Kaisha Confluent Korea Limited Confluent Malaysia Sdn. |
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| February 14, 2024 |
CFLT / Confluent, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 cflt13gadec23.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CONFLUENT INC-CLASS A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 20717M103 (CUSIP NUMBER) December 31, 2023 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule p |
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| February 14, 2024 |
CFLT / Confluent, Inc. / SC US (TTGP), LTD. - SC 13G/A Passive Investment SC 13G/A 1 d758320dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 p |
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| February 14, 2024 |
CFLT / Confluent, Inc. / INDEX VENTURES VII (JERSEY), L.P. - SC 13G/A Passive Investment SC 13G/A 1 d687608dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Ch |
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| February 14, 2024 |
CFLT / Confluent, Inc. / Kreps Edward Jay - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
CFLT / Confluent, Inc. / Altimeter Capital Management, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No.3)* Under the Securities Exchange Act of 1934 Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) Altimeter Capital Management, LP, One International Place, Suite 4610, Boston, MA 02110 (Name, Address and Telephone |
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| February 13, 2024 |
CFLT / Confluent, Inc. / Benchmark Capital Partners VIII, L.P. - SC 13G/A Passive Investment SC 13G/A 1 tm246052d4sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Confluent, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2023 (D |
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| February 13, 2024 |
CFLT / Confluent, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0668-confluentincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Confluent Inc Class A Title of Class of Securities: Common Stock CUSIP Number: 20717M103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to desi |
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| February 9, 2024 |
CFLT / Confluent, Inc. / FMR LLC Passive Investment SCHEDULE 13G Amendment No.0 CONFLUENT INC CLASS A COMMON STOCK Cusip #20717M103 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #20717M103 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 12,361,010 Item 6: 0 Item 7: 12,391,661 Item 8: 0 Item 9: 12,391,661 Item 1 |
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| February 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| February 7, 2024 |
Confluent Announces Fourth Quarter and Fiscal Year 2023 Financial Results Exhibit 99.1 Confluent Announces Fourth Quarter and Fiscal Year 2023 Financial Results • Fourth quarter total revenue of $213 million, up 26% year over year; fiscal year 2023 total revenue of $777 million, up 33% year over year • Fourth quarter subscription revenue of $203 million, up 31% year over year; fiscal year 2023 subscription revenue of $729 million, up 36% year over year • Fourth quarter |
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| January 29, 2024 |
CFLT / Confluent, Inc. / BlackRock Inc. Passive Investment SC 13G 1 us20717m1036012924.txt us20717m1036012924.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Confluent, Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20717M103 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| January 18, 2024 |
CFLT / Confluent, Inc. / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 06)* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| November 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 1, 2023 |
Confluent Announces Third Quarter 2023 Financial Results Exhibit 99.1 Confluent Announces Third Quarter 2023 Financial Results • Third quarter revenue of $200 million, up 32% year over year • Third quarter Confluent Cloud revenue of $92 million, up 61% year over year • Remaining performance obligations of $824 million, up 24% year over year • 1,185 customers with $100,000 or greater in ARR, up 25% year over year MOUNTAIN VIEW, Calif. - November 01, 2023 |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| August 2, 2023 |
Confluent Announces Second Quarter 2023 Financial Results Exhibit 99.1 Confluent Announces Second Quarter 2023 Financial Results • Second quarter revenue of $189 million, up 36% year over year • Second quarter Confluent Cloud revenue of $84 million, up 78% year over year • Remaining performance obligations of $791 million, up 34% year over year • 1,144 customers with $100,000 or greater in ARR, up 33% year over year MOUNTAIN VIEW, Calif. - August 02, 202 |
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| August 2, 2023 |
Promotion Letter between Confluent, Inc. and Rohan Sivaram, dated August 1, 2023. Exhibit 10.1 899 West Evelyn Avenue, Mountain View, CA 94041 www.confluent.io August 1, 2023 Rohan Sivaram Re: Promotion Letter Dear Rohan, We are pleased to promote you to the role of the Chief Financial Officer of Confluent, Inc. (the “Company” or “Confluent”), effective August 16th. This letter confirms the terms and conditions of your employment in that role. 1. Position. You are serving in a |
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| August 2, 2023 |
Exhibit 99.2 Confluent Announces CFO Transition Rohan Sivaram to replace Steffan Tomlinson as Chief Financial Officer MOUNTAIN VIEW, Calif. – August 2, 2023 – Confluent, Inc. (NASDAQ:CFLT), the data streaming pioneer, today announced that Rohan Sivaram has been named Confluent’s Chief Financial Officer, effective August 16. Sivaram replaces Steffan Tomlinson who is leaving Confluent for another op |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| June 7, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 5, 2023 |
CFLT / Confluent Inc Class A / BlackRock Inc. Passive Investment us20717m1036050423.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Confluent, Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20717M103 - (CUSIP Number) April 30, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| May 3, 2023 |
Confluent Announces First Quarter 2023 Financial Results Exhibit 99.1 Confluent Announces First Quarter 2023 Financial Results • First quarter revenue of $174 million, up 38% year over year • First quarter Confluent Cloud revenue of $74 million, up 89% year over year • Remaining performance obligations of $743 million, up 35% year over year • 1,075 customers with $100,000 or greater in ARR, up 34% year over year(1) MOUNTAIN VIEW, Calif. - May 03, 2023 - |
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| May 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 3, 2023 |
Amended and Restated Bylaws of Confluent, Inc. Exhibit 3.2 Amended and Restated BYLAWS OF Confluent, inc. (A DELAWARE CORPORATION) Table of Contents PAGE ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS' MEETINGS 1 Section 4. Place of Meetings 1 Section 5. Annual Meetings 1 Section 6. Special Meetings 7 Section 7. Notice of Meetings 8 |
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| April 18, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 18, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| April 18, 2023 |
Confluent, Inc. 899 W. Evelyn Avenue Mountain View, California 94041 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on June 1, 2023 at 9:00 a.m., Pacific Time Dear Stockholder: We are pleased to invite you to virtually attend the 2023 Annual Meeting of Stockholders (including any adjournments, continuations, or postponements, the Annual Meeting) of Confluent, Inc., a Delaware corporation (Con |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-40526 CONFLUENT, INC. |
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| February 28, 2023 |
As filed with the Securities and Exchange Commission on February 28, 2023 S-8 As filed with the Securities and Exchange Commission on February 28, 2023 Registration No. |
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| February 28, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Confluent, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $ |
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| February 28, 2023 |
List of Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Confluent, Inc. The following is a list of subsidiaries of Confluent, Inc. as of December 31, 2022: Name of Subsidiary Jurisdiction of Organization Confluent Australia Pty Limited Infinitem Canada Ltd. Confluent Czech Republic S.R.O. Confluent France SAS Confluent Germany GmbH Confluent Hong Kong Ltd Confluent India Private Limited Confluent Israel Ltd. Confluent Italy |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / Altimeter Capital Management, LP Passive Investment SC 13G/A 1 confluent13gover5-dec22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No.2)* Under the Securities Exchange Act of 1934 Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) Altimeter Capital Management, LP, One International Place, Suite 4610, Boston |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / Benchmark Capital Partners VIII, L.P. - SC 13G/A Passive Investment SC 13G/A 1 tm236291d2sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Confluent, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2022 (D |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 cflt13gadec22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CONFLUENT INC-CLASS A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 20717M103 (CUSIP NUMBER) December 31, 2022 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule p |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / COATUE MANAGEMENT LLC Passive Investment SC 13G/A 1 d992393713g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Confluent, Inc. (Name of Issuer) Class A common stock, $0.00001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 3)* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2022 (Date o |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / SC US (TTGP), LTD. - SC 13G/A Passive Investment SC 13G/A 1 d432632dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 p |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / Kreps Edward Jay - SC 13G/A Passive Investment SC 13G/A 1 tm235858d3sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Confluent, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 14, 2023 |
CFLT / Confluent, Inc. Class A / LONE PINE CAPITAL LLC - CONFLUENT, INC. Passive Investment SC 13G/A 1 p23-0776sc13ga.htm CONFLUENT, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check |
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| February 13, 2023 |
CFLT / Confluent, Inc. Class A / INDEX VENTURES VII (JERSEY), L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| February 10, 2023 |
CFLT / Confluent, Inc. Class A / Durable Capital Partners LP - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 confluent-sc13ga133122.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this State |
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| February 9, 2023 |
CFLT / Confluent, Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Confluent Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 20717M103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ |
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| February 9, 2023 |
CFLT / Confluent, Inc. Class A / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment SC 13G/A 1 CONFLUENTINC.htm FILING CONFLUENT, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 05)* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) January 31, 2023 (Date of Event Which Requires Filing of this St |
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| February 3, 2023 |
CFLT / Confluent, Inc. Class A / BlackRock Inc. Passive Investment SC 13G 1 us20717m1036020323.txt us20717m1036020323.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Confluent, Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 20717M103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| January 30, 2023 |
Confluent Announces Fourth Quarter and Fiscal Year 2022 Financial Results Exhibit 99.1 Confluent Announces Fourth Quarter and Fiscal Year 2022 Financial Results • Fourth quarter revenue of $169 million, up 41% year over year; fiscal year 2022 revenue of $586 million, up 51% year over year • Fourth quarter Confluent Cloud revenue of $68 million, up 102% year over year; fiscal year 2022 Confluent Cloud revenue of $211 million, up 124% year over year • Remaining performanc |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2023 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 26, 2023 |
Message to Confluent Employees from Jay Kreps EX-99.1 Exhibit 99.1 Message to Confluent Employees from Jay Kreps Today we’re announcing a very hard change we have to make. We are rolling out a set of adjustments to our 2023 plan oriented around driving additional efficiency. As part of this we are reducing our workforce by about 8%. If you are one of the individuals whose role is impacted, you will receive a calendar invite for a conversation |
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| January 18, 2023 |
CFLT / Confluent, Inc. Class A / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| November 2, 2022 |
Exhibit 10.1 899 West Evelyn Avenue, Mountain View, CA 94041 www.confluent.io October 19, 2022 Stephanie Buscemi Re: Confirmatory Offer Letter Dear Stephanie, You are currently employed by Confluent, Inc. (the "Company" or ?Confluent?) as Chief Marketing Officer. This letter confirms the existing terms and conditions of your employment in that role. 1. Position. You are serving in a full-time capa |
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| November 2, 2022 |
Confluent Announces Third Quarter 2022 Financial Results Exhibit 99.1 Confluent Announces Third Quarter 2022 Financial Results ? Total revenue of $152 million, up 48% year over year ? Confluent Cloud revenue of $57 million, up 112% year over year ? Remaining performance obligations of $664 million, up 72% year over year ? 921 customers with $100,000 or greater in ARR, up 39% year over year MOUNTAIN VIEW, Calif. - November 02, 2022 - Confluent, Inc. (NAS |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| November 2, 2022 |
Confirmatory Offer Letter by and between the Registrant and Chad Verbowski, dated October 19, 2022. Exhibit 10.2 899 West Evelyn Avenue, Mountain View, CA 94041 www.confluent.io October 19, 2022 Chad Verbowski Re: Confirmatory Offer Letter Dear Chad, You are currently employed by Confluent, Inc. (the ?Company? or ?Confluent?) as SVP, Engineering. This letter confirms the existing terms and conditions of your employment in that role. 1. Position. You are serving in a full-time capacity, reporting |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 12, 2022 |
CFLT / Confluent, Inc. Class A / Altimeter Capital Management, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No.0)* Under the Securities Exchange Act of 1934 Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) Altimeter Capital Management, LP, One International Place, Suite 4610, Boston, MA 02110 (Name, Address and Telephone |
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| August 3, 2022 |
Confluent Announces Second Quarter 2022 Financial Results Exhibit 99.1 Confluent Announces Second Quarter 2022 Financial Results ? Total revenue of $139 million, up 58% year over year ? Confluent Cloud revenue of $47 million, up 139% year over year ? Remaining performance obligations of $591 million, up 81% year over year ? 857 customers with $100,000 or greater in ARR, up 39% year over year MOUNTAIN VIEW, Calif. - August 03, 2022 - Confluent, Inc. (NASD |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| August 3, 2022 |
Non-Employee Director Compensation Policy Exhibit 10.1 CONFLUENT, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY JULY 29, 2022 1. Introduction Each member of the Board of Directors (the ?Board?) of Confluent, Inc. (?Confluent?) who is a non-employee director of Confluent (each such member, a ?Non-Employee Director?) will receive the compensation described in this Non-Employee Director Compensation Policy (?Policy?) for his or her Board se |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| July 7, 2022 |
CFLT / Confluent, Inc. Class A / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) June 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| June 10, 2022 |
CFLT / Confluent, Inc. Class A / FMR LLC Passive Investment SCHEDULE 13G Amendment No.3 CONFLUENT INC CLASS A COMMON STOCK Cusip #20717M103 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #20717M103 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 3,822,377 Item 6: 0 Item 7: 3,882,511 Item 8: 0 Item 9: 3,882,511 Item 11: |
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| June 8, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| May 5, 2022 |
Confluent Announces First Quarter 2022 Financial Results Exhibit 99.1 Confluent Announces First Quarter 2022 Financial Results ? Total revenue of $126 million, up 64% year over year ? Confluent Cloud revenue of $39 million, up 180% year over year ? Remaining performance obligations of $551 million, up 96% year over year ? 791 customers with $100,000 or greater in ARR, up 41% year over year MOUNTAIN VIEW, Calif. - May 05, 2022 - Confluent, Inc. (NASDAQ: |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitte |
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| March 11, 2022 |
CFLT / Confluent, Inc. Class A / Durable Capital Partners LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) March 3, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| March 10, 2022 |
CFLT / Confluent, Inc. Class A / FMR LLC Passive Investment SCHEDULE 13G Amendment No.2 CONFLUENT INC CLASS A COMMON STOCK Cusip #20717M103 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #20717M103 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 9,637,884 Item 6: 0 Item 7: 9,638,913 Item 8: 0 Item 9: 9,638,913 Item 11: |
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| March 9, 2022 |
CFLT / Confluent, Inc. Class A / Altimeter Capital Management, LP Passive Investment SC 13G 1 confluent13gover10-march22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Original Filing)* Under the Securities Exchange Act of 1934 Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) Altimeter Capital Management, LP, One International Place, Suite 4610, Bost |
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| February 25, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Confluent, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value $ |
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| February 25, 2022 |
As filed with the Securities and Exchange Commission on February 25, 2022 As filed with the Securities and Exchange Commission on February 25, 2022 Registration No. |
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| February 24, 2022 |
List of Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Confluent, Inc. Name of Subsidiary Jurisdiction of Organization Confluent Australia Pty Limited Infinitem Canada Ltd. Confluent France SAS Confluent Germany GmbH Confluent Hong Kong Ltd Confluent India Private Limited Confluent Israel Ltd. Confluent Italy S.R.L. Confluent Japan Godo Kaisha Confluent Korea Limited Confluent Malaysia Sdn. Bhd. Confluent Netherlands B.V. |
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| February 24, 2022 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General The following is a summary of the rights of our common and preferred stock and some of the provisions of our amended and restated certificate of incorporation, amended and restated bylaws, investors? rights agreement, and relevant provisions of Delaware General Co |
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| February 24, 2022 |
Executive Officer Change in Control/Severance Benefit Plan and related participation agreement. Exhibit 10.15 CONFLUENT, INC. EXECUTIVE OFFICER CHANGE IN CONTROL/ SEVERANCE BENEFIT PLAN January 28, 2022 1 Introduction. The Confluent, Inc. Executive Officer Change in Control/Severance Benefit Plan (the ?Plan?) is hereby established effective upon the date of approval by the Board of Directors of Confluent, Inc. (?Confluent?) set forth above (the ?Effective Date?). The purpose of the Plan is t |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-40526 CONFLUENT, INC. |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / COATUE MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / Benchmark Capital Partners VIII, L.P. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* Confluent, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / LONE PINE CAPITAL LLC - CONFLUENT, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / INDEX VENTURES VII (JERSEY), L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 14, 2022 |
EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Confluent, Inc. |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / SC US (TTGP), LTD. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) |
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| February 14, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned, pursuant to Rule 13d-1(k)(1) under the Act, hereby agrees and acknowledges that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the Class A Common Stock and the information required by this Schedule 13G, to which this Agreement is attached as |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / GILDER GAGNON HOWE & CO LLC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No.2)* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2021 (Date of |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / LIGHT STREET CAPITAL MANAGEMENT, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 201717M103 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2022 |
CFLT / Confluent, Inc. Class A / Kreps Edward Jay - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 10, 2022 |
CFLT / Confluent, Inc. Class A / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G 1 cflt13gjan22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Confluent, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 20717M103 (CUSIP NUMBER) January 31, 2022 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to |
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| February 10, 2022 |
Confluent Announces Fourth Quarter and Fiscal Year 2021 Financial Results Exhibit 99.1 Confluent Announces Fourth Quarter and Fiscal Year 2021 Financial Results ? Fourth quarter revenue of $120 million, up 71% year over year; fiscal year 2021 revenue of $388 million, up 64% year over year ? Fourth quarter Confluent Cloud revenue of $34 million, up 211% year over year; fiscal year 2021 Confluent Cloud revenue of $94 million, up 200% year over year ? Remaining performance |
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| February 9, 2022 |
CFLT / Confluent, Inc. Class A / FMR LLC Passive Investment SCHEDULE 13G Amendment No. 1 CONFLUENT INC CLASS A COMMON STOCK Cusip #20717M103 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #20717M103 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 6,070,273 Item 6: 0 Item 7: 10,426,599 Item 8: 0 Item 9: 10,426,599 Item 1 |
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| January 14, 2022 |
As filed with the Securities and Exchange Commission on January 14, 2022 S-8 POS 1 d257406ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 14, 2022 Registration No. 333-257336 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT FILE NO. 333-257336 UNDER THE SECURITIES ACT OF 1933 CONFLUENT, INC. (Exact name of registrant as specified in its charter) D |
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| January 10, 2022 |
CFLT / Confluent, Inc. Class A / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| December 14, 2021 |
Confluent Announces Proposed $1.0 Billion Offering of Convertible Senior Notes Exhibit 99.1 Confluent Announces Proposed $1.0 Billion Offering of Convertible Senior Notes December 8, 2021 MOUNTAIN VIEW, Calif.?(BUSINESS WIRE)?Dec. 8, 2021? Confluent, Inc. (NASDAQ: CFLT), the platform for data in motion, today announced its intent to offer, subject to market conditions and other factors, $1.0 billion aggregate principal amount of Convertible Senior Notes due 2027 (the ?Notes? |
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| December 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 CONFLUENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| December 14, 2021 |
Exhibit 4.1 Execution Version CONFLUENT, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of December 13, 2021 0% Convertible Senior Notes due 2027 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01 . Definitions 1 Section 1.02 . References to Interest 15 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01 . Designation and Amount 1 |
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| December 14, 2021 |
Confluent Announces Pricing of $1.0 Billion Offering of Convertible Senior Notes Exhibit 99.2 Confluent Announces Pricing of $1.0 Billion Offering of Convertible Senior Notes December 9, 2021 MOUNTAIN VIEW, Calif.?(BUSINESS WIRE)?Dec. 9, 2021? Confluent, Inc. (NASDAQ: CFLT), the platform for data in motion, today announced the pricing of $1.0 billion aggregate principal amount of 0% Convertible Senior Notes due 2027 (the ?Notes?) in a private placement (the ?Offering?) to pers |
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| December 14, 2021 |
Form of Confirmation for Capped Call Transactions Exhibit 10.1 Final Bid Form [Dealer name and address] To: Confluent, Inc. 899 W. Evelyn Avenue Mountain View, California 94041 From: [Dealer] Re: [Base][Additional] Capped Call Transaction Date: [], 2021 Dear Ladies and Gentlemen: The purpose of this communication (this ?Confirmation?) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date speci |
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| December 7, 2021 |
CFLT / Confluent, Inc. Class A / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 4, 2021 |
Confluent Announces Third Quarter 2021 Financial Results Exhibit 99.1 Confluent Announces Third Quarter 2021 Financial Results ? Total revenue of $103 million, up 67% year over year ? Confluent Cloud revenue of $27 million, up 245% year over year ? Remaining performance obligations of $385 million, up 75% year over year ? 664 customers with $100,000 or greater in ARR, up 48% year over year MOUNTAIN VIEW, Calif. - November 04, 2021 - Confluent, Inc. (NAS |
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| September 9, 2021 |
CFLT / Confluent, Inc. Class A / JPMORGAN CHASE & CO - FILING CONFLUENT, INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CONFLUENT, INC (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) August 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| September 2, 2021 |
Confluent Announces Second Quarter 2021 Financial Results Exhibit 99.1 Confluent Announces Second Quarter 2021 Financial Results ? Total revenue of $88 million, up 64% year over year ? Confluent Cloud revenue of $20 million, up 200% year over year ? Remaining performance obligations of $327 million, up 72% year over year ? 617 customers with $100,000 or greater in ARR, up 51% year over year MOUNTAIN VIEW, Calif. - August 05, 2021 - Confluent, Inc. (NASDA |
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| September 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) |
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| August 13, 2021 |
CFLT / Confluent, Inc. Class A / Coatue Growth Fund IV LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 10, 2021 |
CFLT / Confluent, Inc. Class A / FMR LLC Passive Investment SCHEDULE 13G Amendment No. 0 CONFLUENT INC CLASS A COMMON STOCK Cusip #20717M103 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #20717M103 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 2,520,202 Item 6: 0 Item 7: 3,228,691 Item 8: 0 Item 9: 3,228,691 Item 11: |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 47-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40526 CONFLUENT, INC. |
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| August 5, 2021 |
CFLT / Confluent, Inc. Class A / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No.1)* Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) July 31, 2021 (Date of Eve |
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| August 5, 2021 |
Confluent Announces Second Quarter 2021 Financial Results EX-99.1 2 cflt-20210805ex991.htm EX-99.1 Exhibit 99.1 Confluent Announces Second Quarter 2021 Financial Results Total revenue of $88 million, up 64% year over year Confluent Cloud revenue of $20 million, up 200% year over year Remaining performance obligations of $327 million, up 72% year over year 617 customers with $100,000 or greater in ARR, up 51% year over year MOUNTAIN VIEW, Calif. - |
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| July 8, 2021 |
CFLT / Confluent, Inc. Class A / LIGHT STREET CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Confluent, Inc. (Name of Issuer) Class A common stock, $0.00001 par value per share (Title of Class of Securities) 201717M103 (CUSIP Number) June 28, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| July 8, 2021 |
CFLT / Confluent, Inc. Class A / LONE PINE CAPITAL LLC - CONFLUENT, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Confluent, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 20717M103 (CUSIP Number) June 28, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| July 2, 2021 |
CFLT / Confluent, Inc. Class A / GILDER GAGNON HOWE & CO LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 Confluent, Inc. (Name of Issuer) Class A Common Stock, $0.00001 par value per share (Title of Class of Securities) 20717M103 (CUSIP Number) June 30, 2021 (Date of Event which Requires |
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| June 29, 2021 |
CFLT / Confluent, Inc. Class A / COATUE MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| June 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2021 CONFLUENT, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40526 41-1824387 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| June 28, 2021 |
Amended and Restated Certificate of Incorporation of Confluent, Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CONFLUENT, INC. Edward Jay Kreps hereby certifies that: ONE: The original name of this company is Infinitem, Inc. and the date of filing the original Certificate of Incorporation of this company with the Secretary of State of the State of Delaware was September 11, 2014. TWO: He is the duly elected and acting Chief Executive Officer |
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| June 25, 2021 |
424B4 1 d63025d424b4.htm 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-256693 Confluent, Inc. is offering 23,000,000 shares of its Class A common stock. This is our initial public offering. Prior to this offering, there has been no public market for our Class A common stock. The initial public offering price is $36.00 per share. Our Class A common stock has been app |
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| June 24, 2021 |
As filed with the Securities and Exchange Commission on June 24, 2021 Registration No. |
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| June 24, 2021 |
As filed with the Securities and Exchange Commission on June 24, 2021 Table of Contents As filed with the Securities and Exchange Commission on June 24, 2021 Registration No. |
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| June 23, 2021 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Arnold Golub Vice President Deputy General Counsel June 23, 2021 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on June 21, 2021 The Nasdaq Stock Market LLC (the "Exchange") received from Confluent, Inc. (t |
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| June 23, 2021 |
CORRESP 1 filename1.htm June 23, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Confluent, Inc. Registration Statement on Form S-1 (File No. 333-256693) Attn: Jan Woo, Legal Branch Chief Alexandra Barone, Staff Attorney Stephen Krikorian, Accounting Branch Chief Morgan Youngwood, Senior Staff Accountant Ladies and |
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| June 23, 2021 |
CONFLUENT, INC. 899 W. Evelyn Avenue Mountain View, California 94041 CONFLUENT, INC. 899 W. Evelyn Avenue Mountain View, California 94041 June 23, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jan Woo, Legal Branch Chief Alexandra Barone, Staff Attorney Stephen Krikorian, Accounting Branch Chief Morgan Youngwood, Senior Staff Accountant RE: Confluent, Inc. Registration Statement on |
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| June 23, 2021 |
Jon C. Avina T: +1 650 843 5307 [email protected] *FOIA Confidential Treatment Request Confidential Treatment Requested by Confluent, Inc. in connection with its Registration Statement on Form S-1 filed on June 1, 2021 VIA EMAIL AND EDGAR June 23, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jan Woo, Legal Branch Chief |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 Confluent, Inc. |
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| June 16, 2021 |
2021 Employee Stock Purchase Plan. Exhibit 10.8 CONFLUENT, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 30, 2021 APPROVED BY THE STOCKHOLDERS: JUNE 15, 2021 IPO DATE: 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain Eligible Employees of designated Related Corporations may be given an opportunity to purchase shares of Class A Common Stock. T |
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| June 16, 2021 |
Exhibit 10.3 CONFLUENT, INC. 2014 STOCK PLAN NOTICE OF STOCK OPTION GRANT You have been granted an option to purchase Common Stock of Confluent, Inc., a Delaware corporation (the ?Company?), as follows: Date of Grant: Exercise Price Per Share: <$ Value> Total Number of Shares: Total Exercise Price: <$ Value> Type of Option: Expiration Date: 10 Years after Date of Grant Vesting Commencement Date: V |
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| June 16, 2021 |
Exhibit 10.6 CONFLUENT, INC. STOCK OPTION GRANT NOTICE (2021 EQUITY INCENTIVE PLAN) Confluent, Inc. (the ?Company?), pursuant to its 2021 Equity Incentive Plan (the ?Plan?), has granted to you (?Optionholder?) an option to purchase the number of shares of the Class A Common Stock set forth below (the ?Option?). Your Option is subject to all of the terms and conditions as set forth herein and in th |
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| June 16, 2021 |
Amended and Restated 2014 Stock Plan. Exhibit 10.2 CONFLUENT, INC. AMENDED AND RESTATED 2014 STOCK PLAN (As amended through June 15, 2021) 1. Purposes of the Plan. The purposes of this Amended and Restated 2014 Stock Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive to Employees and Consultants, and to promote the success of the Company?s business. |
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| June 16, 2021 |
Confirmatory Offer Letter by and between the Registrant and Edward Jay Kreps, dated May 28, 2021. Exhibit 10.10 899 W. Evelyn Ave., Mountain View, CA 94041 May 27th, 2021 Edward (Jay) Kreps Re: Confirmatory Offer Letter Dear Edward (Jay), You are currently employed by Confluent, Inc. (the ?Company? or ?Confluent?) as Co-founder/Chief Executive Officer. This letter confirms the existing terms and conditions of your employment in that role. 1. Position. You are serving in a full-time capacity, r |
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| June 16, 2021 |
Exhibit 10.4 CONFLUENT, INC. AMENDED AND RESTATED 2014 STOCK PLAN RESTRICTED STOCK UNIT GRANT NOTICE Confluent, Inc., a Delaware corporation (the ?Company?), pursuant to the Confluent, Inc. Amended and Restated 2014 Stock Plan (the ?Plan?), has granted to the Participant below a restricted stock unit award covering the number of units set forth below, each of which represents one (1) share of the |
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| June 16, 2021 |
Confirmatory Offer Letter by and between the Registrant and Steffan Tomlinson, dated June 14, 2021. Exhibit 10.11 899 W. Evelyn Ave., Mountain View, CA 94041 June 14th, 2021 Steffan Tomlinson Re: Confirmatory Offer Letter Dear Steffan, You are currently employed by Confluent, Inc. (the ?Company? or ?Confluent?) as Chief Financial Officer. This letter confirms the existing terms and conditions of your employment in that role. 1. Position. You are serving in a full-time capacity, reporting to the |
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| June 16, 2021 |
Amended and Restated Bylaws of Confluent, Inc. Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF CONFLUENT, INC. (A DELAWARE CORPORATION) TABLE OF CONTENTS PAGE ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS? MEETINGS 1 Section 4. Place of Meetings 1 Section 5. Annual Meetings 1 Section 6. Special Meetings 5 Section 7. Notice of Meetings 6 |
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| June 16, 2021 |
As filed with the Securities and Exchange Commission on June 16, 2021. Table of Contents As filed with the Securities and Exchange Commission on June 16, 2021. |
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| June 16, 2021 |
Jon C. Avina T: +1 650 843 5307 [email protected] *FOIA Confidential Treatment Request Confidential Treatment Requested by Confluent, Inc. in connection with its Registration Statement on Form S-1 filed on June 1, 2021, as amended VIA EDGAR June 16, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jan Woo, Legal Branch Chi |
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| June 16, 2021 |
Confirmatory Offer Letter by and between the Registrant and Erica Schultz, dated May 28, 2021. Exhibit 10.12 899 W. Evelyn Ave., Mountain View, CA 94041 May 27th, 2021 Erica Schultz Re: Confirmatory Offer Letter Dear Erica, You are currently employed by Confluent, Inc. (the ?Company? or ?Confluent?) as President, Field Operations. This letter confirms the existing terms and conditions of your employment in that role. 1. Position. You are serving in a full-time capacity, reporting to the Chi |
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| June 16, 2021 |
Form of Restricted Stock Unit Award Agreement under the 2021 Equity Incentive Plan. Exhibit 10.7 CONFLUENT, INC. RSU AWARD GRANT NOTICE (2021 EQUITY INCENTIVE PLAN) Confluent, Inc. (the ?Company?) has awarded to you (the ?Participant?) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the ?RSU Award?). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the Company?s 2021 Equity I |
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| June 16, 2021 |
Exhibit 10.5 CONFLUENT, INC. 2021 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 30, 2021 APPROVED BY THE STOCKHOLDERS: JUNE 15, 2021 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is the successor to and continuation of the Prior Plan. As of the Effective Date, (i) no additional awards may be granted under the Prior Plan; (ii) the Prior Plan?s Available Rese |
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| June 16, 2021 |
Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CONFLUENT, INC. The undersigned, Edward Jay Kreps, hereby certifies that: 1. The undersigned is the duly elected and acting President of Confluent, Inc., a Delaware corporation. 2. The Certificate of Incorporation of this corporation was originally filed with the Secretary of State of Delaware on September 11, 2014 under the name ?In |
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| June 16, 2021 |
Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CONFLUENT, INC. Edward Jay Kreps hereby certifies that: ONE: The original name of this company is Infinitem, Inc. and the date of filing the original Certificate of Incorporation of this company with the Secretary of State of the State of Delaware was September 11, 2014. TWO: He is the duly elected and acting Chief Executive Officer |
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| June 16, 2021 |
Form of Class A Common Stock Certificate. . ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# Exhibit 4.1 CLASS A COMMON STOCK CLASS A COMMON STOCK PO PAR VALUE $0.00001 MR ADD ADD ADD ADD 4 3 2 1 A BOX DESIGNATION SAMPLE Certificate Shares 505006, Number * * 000000 ****************** (IF * * * 000000 ***************** ANY) ZQ00000000 **** 000000 **************** Louisville, CONFLUENT, INC. ***** 000000 *************** KY ****** 000000 |
