Basisstatistiken
| LEI | 549300HROUDUV84QFV64 |
| CIK | 1510337 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| July 11, 2025 |
Form 25 |
|
| July 11, 2025 |
As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 13, 2025 |
As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 7, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| February 7, 2025 |
Exhibit 99.1 - Joint Filing Agreement EX-99.1 2 ex991.htm JOINT FILING AGREEMENT Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| February 7, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 24, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 17, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 17, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| December 5, 2024 |
SC 13G/A 1 fgma1120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Name of Issuer) EXCHANGE TRADED PRODUCT (Title of Class of Securities) 33737J190 (CUSIP Number) November 30, 2024 (Date of Event which Requires |
|
| October 18, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| October 18, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust United Kingdom AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J224 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Che |
|
| October 11, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| October 11, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 26)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check |
|
| October 11, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| October 11, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Ch |
|
| September 9, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Eurozone AlphaDEX(R) ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J505 - (CUSIP Number) August 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| September 9, 2024 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| July 19, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 25)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
|
| July 19, 2024 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| July 12, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| July 12, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| July 12, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropr |
|
| July 8, 2024 |
SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Eurozone AlphaDEX(R) ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J505 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
|
| July 8, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| July 8, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| July 8, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the |
|
| July 8, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust United Kingdom AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J224 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check th |
|
| July 8, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| June 7, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) May 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
|
| June 7, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| March 8, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| March 8, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) February 29, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| March 5, 2024 |
First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99. |
|
| February 6, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) January 31, 2024 - (Date of Event Which Requires Filing of this Statement) Chec |
|
| February 6, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| February 6, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| February 6, 2024 |
SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust United Kingdom AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J224 - (CUSIP Number) January 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the approp |
|
| January 31, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 31, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Emerging Markets AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J182 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
|
| January 31, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Developed Markets ex-US AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J174 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
|
| January 31, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 26, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Brazil AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J133 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
|
| January 26, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check |
|
| January 26, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 26, 2024 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 24, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| January 24, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 24, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the app |
|
| January 5, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 5, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 24)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| November 8, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| November 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) October 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| November 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) October 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| November 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 23)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) October 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| November 8, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| November 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) October 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| November 8, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Name of Issuer) EXCHANGE TRADED PRODUCT (Title of Class of Securities) 33737J190 (CUSIP Number) August 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| September 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) August 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| September 8, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| September 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) August 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| September 8, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| September 8, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| September 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) August 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| September 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) August 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
|
| September 8, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| August 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) July 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| August 8, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| August 8, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) July 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
|
| August 8, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| May 9, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| May 9, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) April 30, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| April 10, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) March 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| April 10, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| March 10, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) February 28, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| March 10, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| February 3, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| February 3, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Brazil AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J133 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the ap |
|
| February 3, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Eurozone AlphaDEX(R) ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J505 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
|
| January 20, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 20, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 20, 2023 |
SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Developed Markets ex-US AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J174 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check |
|
| January 20, 2023 |
SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Emerging Markets AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J182 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the app |
|
| January 10, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 10, 2023 |
FJP / First Trust Japan AlphaDEX Fund / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
|
| January 10, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| January 10, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| January 10, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check |
|
| January 10, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Chec |
|
| January 10, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| November 29, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited) NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS |
|
| November 10, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) October 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| November 10, 2022 |
FBZ / First Trust Brazil AlphaDEX Fund / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Brazil AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J133 - (CUSIP Number) October 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| November 10, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| November 10, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| October 6, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| October 6, 2022 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust United Kingdom AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J224 - (CUSIP Number) September 30, 2022 - (Date of Event Which Requires Filing of this Statement) Che |
|
| October 6, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| October 6, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) September 30, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| June 10, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) May 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
|
| June 10, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) May 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
|
| June 10, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| June 10, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| May 26, 2022 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94. |
|
| April 6, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) March 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
|
| April 6, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| April 6, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| April 6, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Eurozone AlphaDEX(R) ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J505 - (CUSIP Number) March 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| April 6, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| April 6, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21)* First Trust Germany AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J190 - (CUSIP Number) March 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| January 28, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Eurozone AlphaDEX(R) ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J505 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
|
| January 28, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 26, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 26, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 26, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| January 26, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| January 26, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 26, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20)* First Trust Germany AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J190 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
|
| January 24, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust United Kingdom AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J224 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| January 24, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| December 10, 2021 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust United Kingdom AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J224 - (CUSIP Number) November 30, 2021 - (Date of Event Which Requires Filing of this Statement) Chec |
|
| December 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| December 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Eurozone AlphaDEX(R) ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J505 - (CUSIP Number) November 30, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
|
| December 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 24, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98. |
|
| November 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Eurozone AlphaDEX(R) ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J505 - (CUSIP Number) October 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| November 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| September 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| September 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust United Kingdom AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J224 - (CUSIP Number) August 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| September 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) August 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| September 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) August 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
|
| September 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| September 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| July 8, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* First Trust Germany AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J190 - (CUSIP Number) June 30, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| July 8, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 21, 2021 |
First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97. |
|
| May 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust India NIFTY 50 Equal Weight ETF - (Name of Issuer) Common - (Title of Class of Securities) 33737J802 - (CUSIP Number) April 30, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
|
| May 10, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| May 10, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Europe AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J117 - (CUSIP Number) April 30, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| February 5, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| February 5, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Latin America AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J125 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| February 5, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* First Trust Brazil AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J133 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
|
| February 5, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 8, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 8, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* First Trust Germany AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J190 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
|
| January 8, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Europe AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J117 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| January 8, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* First Trust Switzerland AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J232 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| January 8, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| January 8, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 19, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited) First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93. |
|
| November 2, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
|
| October 9, 2020 |
111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn |
|
| August 7, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust China AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J141 - (CUSIP Number) July 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| August 7, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| August 7, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
|
| August 7, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* First Trust Germany AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J190 - (CUSIP Number) July 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| July 30, 2020 |
- WITHDRAWAL OF AMENDMENT TO REGISTRATION 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 30, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Investment Management Re: Form AW - Request for Withdrawal First Trust Exchange-Traded AlphaDEX® Fund II Registration on Form N-14 Pre-Effective Amendment No. 1 (Registration |
|
| July 22, 2020 |
First Trust Exchange-Traded AlphaDEX® Fund II 120 East Liberty Drive Wheaton, Illinois 60187 July 22, 2020 Via EDGAR Correspondence Securities and Exchange Commission 100 F Street, N. |
|
| July 21, 2020 |
111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 21, 2020 VIA EDGAR CORRESPONDENCE Elena Stojic Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded AlphaDEX® Fund II, on behalf of First Trust Developed Markets ex-US AlphaDEX® Fund, |
|
| July 20, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Developed Markets ex-US AlphaDEX® Fund (“FDT”), a series of First Trust Exchange-Traded AlphaDEX® Fund II, appearing in the Statement of Additional Information, |
|
| July 20, 2020 |
EX-14 3 exhibit14b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FAUS, FCAN, FHK & FKO CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust South Korea AlphaDEX® Fund (“FKO”), First Trust Canada Alph |
