Basisstatistiken
| LEI | 529900HVXOTLY61GL030 |
| CIK | 910073 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flagstar Financial, Inc.
SEC Filings (Chronological Order)
Auf dieser Seite finden Sie eine vollständige, chronologische Liste der SEC-Einreichungen, mit Ausnahme der Eigentumseinreichungen, die wir an anderer Stelle bereitstellen.
| May 22, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive proxy stat |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2026 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Incorpo |
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| May 18, 2026 |
flg-leadershipsuccession 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar. |
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| May 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 FLAGSTAR BANK, NATIONAL ASSOCIATION (Exact |
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| April 30, 2026 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☒ D |
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| April 30, 2026 |
a454589lgc-flagstarxpro Flagstar Bank, N.A. 2025 Annual Report on Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commis |
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| April 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive proxy s |
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| April 24, 2026 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR BANK POSTS SECOND CONSECUTIVE QUARTER OF PROFITABILITY REPORTING FIRST QUARTER 2026 NET INCOME ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.03 PER DILUTED SHARE AND ADJUSTED NET INCOME ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.04 PER DILUTED SHARE •STRONG GROWTH IN C&I LENDING AS TOTAL C&I LOANS INCREASED $1.4 BILL |
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| April 24, 2026 |
flg1q26earningspresenta First Quarter 2026 Results April 24, 2026 60 121 158 242 242 242 254 150 0 218 218 218 164 167 168 253 206 59 69 72 73 236 243 248 21st Quarter 2026 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward-looking statements by us and our authorized officers pertaining to such matters as our goals, be |
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| April 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2026 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Incor |
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| March 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2026 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Incor |
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| February 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 FLAGSTAR BANK, NATIONAL ASSOCI |
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| February 27, 2026 |
exhibit417-formofseriesd Exhibit 4.17 THIS SECURITY HAS BEEN ACQUIRED FOR INVESTMENT AND WITHOUT A VIEW TO DISTRIBUTION AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER STATE SECURITIES LAWS. NO TRANSFER, SALE, ASSIGNMENT, PLEDGE, HYPOTHECATION OR OTHER DISPOSITION OF THIS SECURITY OR ANY INTEREST OR PARTICIPATION THEREIN MAY BE MADE EXCEPT (A) PURSUAN |
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| February 27, 2026 |
exhibit191-flgsecurities Policy Number: 2013-142-M-U Flagstar Bank, N.A. and its Covered Subsidiaries FLG SECURITIES TRADING (FST) POLICY Policy Number: 2013-142-M-U FLG SECURITIES TRADING (FST) POLICY © Flagstar Bank, N.A. CONFIDENTIAL: This Policy is for Flagstar’s internal use and regulatory review only and may not be copied or distributed to any third party without the GC's or the Policy Coord |
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| February 27, 2026 |
flg-2026annualmeeting 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683 -4420 ● flagstar. |
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| February 27, 2026 |
exhibit418-descriptionof Exhibit 4.18 1 FLAGSTAR BANK, NATIONAL ASSOCIATION DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT Flagstar Bank, National Association (“Flagstar” or the “Bank”) has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”): (i) common stock; (ii) Bifurcated Option N |
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| February 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2026 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of In |
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| February 27, 2026 |
ex21-subsactivity2025 Subsidiary Activities these, 22 are direct subsidiaries of the Bank and 6 are subsidiaries of Bank-owned entities. |
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| January 30, 2026 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR BANK RETURNS TO PROFITABILITY IN FOURTH QUARTER 2025 REPORTING NET INCOME ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.05 PER DILUTED SHARE AND ADJUSTED NET INCOME ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.06 PER DILUTED SHARE •CONTINUED MOMENTUM IN C&I LENDING WITH COMMITMENTS UP 28% TO $3 BILLION AND ORIGINATIONS |
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| January 30, 2026 |
a4q25earningspresentatio Fourth Quarter 2025 Results January 30, 2026 24th Quarter 2025 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by us and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenues, earn |
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| January 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2026 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Inc |
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| January 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2026 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Inc |
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| November 20, 2025 |
As filed with the Securities and Exchange Commission on October 29, 2025. As filed with the Securities and Exchange Commission on October 29, 2025. Registration No. 333-280398 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FLAGSTAR BANK, NATIONAL ASSOCIATION United States of America (State or Other Jurisdiction of Incorporation or Organization) 603 |
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| November 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 Flagstar Bank, National Association (Ex |
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| November 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2025 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Inc |
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| October 30, 2025 |
As filed with the Securities and Exchange Commission on October 30, 2025. Registration No. 333-280398 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FLAGSTAR BANK, NATIONAL ASSOCIATION United States of America (State or Other Jurisdiction of Incorporation or Organization) 603 |
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| October 24, 2025 |
a3q25earningspresentatio Third Quarter 2025 Results October 24, 2025 23rd Quarter 2025 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by us and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenues, earni |
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| October 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2025 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Inc |
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| October 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2025 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Inc |
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| October 21, 2025 |
As filed with the Office of the Securities and Exchange Commission on October 21, 2025 As filed with the Office of the Securities and Exchange Commission on October 21, 2025 Registration No. |
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| October 21, 2025 |
ex-992333x241023 EX-99.2 6 d157339dex992.htm EX-99.2 Exhibit 99.2 FORM OF NEW YORK COMMUNITY BANCORP, INC. 2020 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AGREEMENT [EMPLOYEE] THIS RESTRICTED STOCK AGREEMENT (the “Agreement”), which includes this Notice and the attached Terms and Conditions, confirms the grant of Restricted Stock (the “Award”) by NEW YORK COMMUNITY BANCORP, INC. (the “Company”), to ( |
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| October 21, 2025 |
As filed with the Securities and Exchange Commission on October 21, 2025 As filed with the Securities and Exchange Commission on October 21, 2025 Registration No. |
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| October 21, 2025 |
As filed with the Securities and Exchange Commission on October 21, 2025 As filed with the Securities and Exchange Commission on October 21, 2025 Registration No. |
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| October 21, 2025 |
As filed with the Securities and Exchange Commission on October 21, 2025 As filed with the Securities and Exchange Commission on October 21, 2025 Registration No. |
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| October 21, 2025 |
ex-991x333x241023 EX-99.1 5 d157339dex991.htm EX-99.1 Exhibit 99.1 FORM OF NEW YORK COMMUNITY BANCORP, INC. 2020 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (Director) THIS RESTRICTED STOCK AGREEMENT (the “Agreement”), which includes this Notice and the attached Terms and Conditions, confirms the grant of Restricted Stock (the “Award”) by NEW YORK COMMUNITY BANCORP, INC. (the “Company”), to |
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| October 21, 2025 |
As filed with the Securities and Exchange Commission on October 21, 2025 As filed with the Securities and Exchange Commission on October 21, 2025 Registration No. |
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| October 21, 2025 |
As filed with the Securities and Exchange Commission on October 21, 2025 As filed with the Securities and Exchange Commission on October 21, 2025 Registration No. |
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| October 21, 2025 |
ex-993333x241023 EX-99.3 7 d157339dex993.htm EX-99.3 Exhibit 99.3 FORM OF GRANT AGREEMENT FOR PERFORMANCE-BASED RESTRICTED STOCK UNITS Participant: Date of Grant: Target Units: Performance Period: Plan Name: New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan (the “Plan”) In accordance with the terms of the Plan, the Compensation Committee of the Board of Directors of the Company has appr |
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| October 21, 2025 |
ex-101x333x241023 EX-10.1 3 d157339dex101.htm EX-10.1 Exhibit 10.1 NEW YORK COMMUNITY BANCORP, INC. 2020 OMNIBUS INCENTIVE PLAN 1. Purposes; Effective Date; Prior Plan. (a) Purpose. The New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan has two principal purposes: (i) to assist with the objective of attracting and retaining outstanding individuals to serve as officers, directors, employe |
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| October 20, 2025 |
a413-secondsupplementali SECOND SUPPLEMENTAL INDENTURE (Flagstar Statutory Trust II) THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among U. |
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| October 20, 2025 |
a411-secondsupplementali SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among Wilmington Trust Company, a Delaware trust company, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a410-firstsupplementalin FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among Wilmington Trust Company, a Delaware trust company, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a415secondsupplementalin SECOND SUPPLEMENTAL INDENTURE (Flagstar Statutory Trust IV) THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among The Bank of New York Mellon, a New York banking corporation (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a49-thirdsupplementalind THIRD SUPPLEMENTAL INDENTURE THIS THIRD SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among Wilmington Trust Company, a Delaware trust company, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a31-revisedarticlesofass 1 AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF FLAGSTAR BANK, NATIONAL ASSOCIATION FIRST. |
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| October 20, 2025 |
a21-amendedagreementandp 4900-0578-5427 v.5.2 SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER OF FLAGSTAR FINANCIAL, INC. AND FLAGSTAR BANK, N.A. This Second Amended and Restated Agreement and Plan of Merger (this “Agreement”), dated as of September 22, 2025, is adopted and made by and between FLAGSTAR FINANCIAL, INC., a Delaware corporation that will, prior to the Effective Time, convert |
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| October 20, 2025 |
a101-amendmenttoregistra AMENDMENT TO REGISTRATION RIGHTS AGREEMENT THIS AMENDMENT TO REGISTRATION RIGHTS AGREEMENT (this “Amendment”) is made effective as of October 17, 2025, by and among Liberty Strategic Capital (CEN) Holdings, LLC and its Affiliates who own Registrable Securities (the “Anchor Shareholder”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a41-secondsupplementalin SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among Wilmington Trust, National Association, as trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a412-secondsupplementali SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among Wilmington Trust Company, a Delaware trust company, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2025 Flagstar Bank, National Association (Exact Name of Registrant as Specified in Charter) United States of America 1-31565 38-2734984 (State or Other Jurisdiction of Inc |
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| October 20, 2025 |
a47-secondsupplementalin SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE, dated as of October 17, 2025, is by and among Wells Fargo Bank, National Association, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a991-flagstarmergerclose NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. |
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| October 20, 2025 |
a32-revisedflagstarbankn AMENDED AND RESTATED BYLAWS OF FLAGSTAR BANK, NATIONAL ASSOCIATION ARTICLE I OFFICES; GOVERNANCE PROCEDURES Section 1. |
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| October 20, 2025 |
a43-secondsupplementalin SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE, dated as of October 17, 2025, is by and among Wells Fargo Bank, National Association, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a42-thirdsupplementalind THIRD SUPPLEMENTAL INDENTURE THIS THIRD SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among Wilmington Trust, National Association, as trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a44-secondsupplementalin SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE, dated as of October 17, 2025, is by and among Wells Fargo Bank, National Association, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a48-firstsupplementalind FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among Wilmington Trust Company, a Delaware trust company, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a45-secondsupplementalin SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE, dated as of October 17, 2025, is by and among Wells Fargo Bank, National Association, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 20, 2025 |
a414-secondsupplementali SECOND SUPPLEMENTAL INDENTURE (Flagstar Statutory Trust X) THIS SECOND SUPPLEMENTAL INDENTURE dated as of October 17, 2025 is by and among U. |
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| October 20, 2025 |
a46-secondsupplementalin SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE, dated as of October 17, 2025, is by and among Wells Fargo Bank, National Association, as Trustee (herein, together with its successors in interest, the “Trustee”), Flagstar Bank, National Association, a banking association organized under the laws of the United States with its main office in Hicksville, New York (the “Successor Company”), and Flagstar Financial, Inc. |
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| October 17, 2025 |
a31-revisedarticlesofass 1 AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF FLAGSTAR BANK, NATIONAL ASSOCIATION FIRST. |
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| October 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Flagstar Bank, National Association (Exact name of registrant as specified in its charter) United States of America 38-2734984 (State or other jurisdiction of incorporation or organization) (I.R. |
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| October 17, 2025 |
a21-amendedagreementandp 4900-0578-5427 v.5.2 SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER OF FLAGSTAR FINANCIAL, INC. AND FLAGSTAR BANK, N.A. This Second Amended and Restated Agreement and Plan of Merger (this “Agreement”), dated as of September 22, 2025, is adopted and made by and between FLAGSTAR FINANCIAL, INC., a Delaware corporation that will, prior to the Effective Time, convert |
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| October 17, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 17, 2025 Mr. Christopher Crawford Office of the Comptroller of the Currency Chief Counsel’s Office 400 7th St. SW Washington, DC 20219 Dear Mr. Crawford, The New York Stock Exchange certifies its approval for listing and registration of the Depositary Shares, Each Representing 1/40th Interest in a Share |
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| October 17, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 8 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| October 17, 2025 |
a21-amendedagreementandp 4900-0578-5427 v.5.2 SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER OF FLAGSTAR FINANCIAL, INC. AND FLAGSTAR BANK, N.A. This Second Amended and Restated Agreement and Plan of Merger (this “Agreement”), dated as of September 22, 2025, is adopted and made by and between FLAGSTAR FINANCIAL, INC., a Delaware corporation that will, prior to the Effective Time, convert |
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| October 17, 2025 |
a32-revisedflagstarbankn AMENDED AND RESTATED BYLAWS OF FLAGSTAR BANK, NATIONAL ASSOCIATION ARTICLE I OFFICES; GOVERNANCE PROCEDURES Section 1. |
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| October 17, 2025 |
a32-revisedflagstarbankn AMENDED AND RESTATED BYLAWS OF FLAGSTAR BANK, NATIONAL ASSOCIATION ARTICLE I OFFICES; GOVERNANCE PROCEDURES Section 1. |
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| October 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Flagstar Bank, National Association (Exact name of registrant as specified in its charter) United States of America 38-2734984 (State or other jurisdiction of incorporation or organization) (I.R. |
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| October 17, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 17, 2025 Mr. Christopher Crawford Office of the Comptroller of the Currency Chief Counsel’s Office 400 7th St. SW Washington, DC 20219 Dear Mr. Crawford, The New York Stock Exchange certifies its approval for listing and registration of the Bifurcated Option Note Unit SecuritiES SM of Flagstar Bank, Nat |
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| October 17, 2025 |
a31-revisedarticlesofass 1 AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF FLAGSTAR BANK, NATIONAL ASSOCIATION FIRST. |
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| October 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| October 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| October 8, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 7 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| October 7, 2025 |
flg-occapproval 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: 516-683-4420 ● flagstar. |
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| October 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| September 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| August 26, 2025 |
August 26, 2025 Joseph M. Otting Chief Executive Officer Flagstar Financial, Inc. 102 Duffy Avenue Hicksville, NY 11801 Re: Flagstar Financial, Inc. Preliminary Proxy Statement on Schedule 14A Filed August 8, 2025 Dear Joseph M. Otting: We have completed our review of your filing. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, |
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| August 26, 2025 |
flg-specialshareholderme 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: 516-683-4420 ● flagstar. |
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| August 25, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 6 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| August 22, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| August 22, 2025 |
exhibit101-flagstarformo 1 VOTING AND SUPPORT AGREEMENT OF FLAGSTAR FINANCIAL, INC. |
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| August 22, 2025 |
102 Duffy Avenue Hicksville, NY 11801 August 22, 2025 Division of Corporation Finance Office of Finance Securities and Exchange Commission 100 F Street, N. |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| August 22, 2025 |
exhibit21-amendedandrest 4900-0578-5427 v.4.2 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER OF FLAGSTAR FINANCIAL, INC. AND FLAGSTAR BANK, N.A. This Amended and Restated Agreement and Plan of Merger (this “Agreement”), dated as of August 22, 2025, is adopted and made by and between FLAGSTAR FINANCIAL, INC., a Delaware corporation that will, prior to the Effective Time, convert into FLAGSTAR FI |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive proxy state |
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| August 19, 2025 |
August 19, 2025 Joseph M. Otting Chief Executive Officer Flagstar Financial, Inc. 102 Duffy Avenue Hicksville, NY 11801 Re: Flagstar Financial, Inc. Preliminary Proxy Statement on Schedule 14A Filed August 8, 2025 File No. 001-31565 Dear Joseph M. Otting: We have reviewed your filing and have the following comment. Please respond to this letter within ten business days by providing the requested i |
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| August 8, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 5 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| August 8, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| August 7, 2025 |
d June 30, 2025, by and between Flagstar Bank, N ex-102xgagnonemploymenta EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of June , 2025, by and between Flagstar Bank, National Association (the “Bank”) and Kris Gagnon (the “Executive”). |
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| August 7, 2025 |
mployment Agreement, dated July 1, 2025, b ex-103xraffettoemploymen EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of July 1, 2025, by and between Flagstar Bank, National Association (the “Bank”) and Richard Raffetto (the “Executive”). |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 Flagstar Financial, Inc. (Exact name of regi |
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| July 25, 2025 |
Second Quarter 2025 Results July 25, 2025 22nd Quarter 2025 Cautionary Statement Forward-Looking Information This presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenues, earnings, loan production, asset |
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| July 25, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR FINANCIAL, INC. REPORTS SECOND QUARTER 2025 NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.19 PER DILUTED SHARE AND ADJUSTED NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.14 PER DILUTED SHARE •ANNOUNCES PLANS TO ELIMINATE BANK HOLDING COMPANY •STRONG C&I MOMENTUM AS NEW LOAN ORIGINATIONS INCREASE 57% AN |
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| July 25, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 4 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| July 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Nu |
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| July 25, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Nu |
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| July 24, 2025 |
24, 2025, between Flagstar Financial 1 AGREEMENT AND PLAN OF MERGER OF FLAGSTAR FINANCIAL, INC. AND FLAGSTAR BANK, N.A. This Agreement and Plan of Merger (this “Agreement”), dated as of July 24, 2025, is adopted and made by and between FLAGSTAR FINANCIAL, INC., a Delaware corporation that will, prior to the Effective Time, convert into FLAGSTAR FINANCIAL, FEDERAL SAVINGS ASSOCIATION, an interim federal savings association chartered b |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Nu |
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| July 24, 2025 |
Flagstar to Enhance Corporate Structure by Eliminating the Bank Holding Company July 24, 2025 2 Cautionary Statement Forward-Looking Information This presentation and any associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenu |
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| July 24, 2025 |
NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino 516-683-4286 Media Contact: Steven Bodakowski 248-312-5872 FLAGSTAR FINANCIAL, INC. ANNOUNCES ACTIONS TO ENHANCE ITS CORPORATE STRUCTURE BY MERGING HOLDING COMPANY INTO THE BANK HICKSVILLE, N.Y., July 24, 2025 – Flagstar Financial, Inc. (NYSE: FLG) (the “Company”) the holding company for Flagstar Bank, N.A., (the "Bank"), |
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| July 8, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 3 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Num |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31565 A. Full title of the plan |
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| June 9, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 2 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| June 6, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Num |
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| May 16, 2025 |
As filed with the Securities and Exchange Commission on May 16, 2025 As filed with the Securities and Exchange Commission on May 16, 2025 Registration No. |
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| May 16, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Flagstar Financial, Inc. |
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| May 16, 2025 |
Form of Executive Stock Option Grant Notice* Exhibit 99.1 FLAGSTAR FINANCIAL, INC. EXECUTIVE STOCK OPTION GRANT NOTICE This Notice (this “Notice”) confirms the grant of an Option (the “Option”) by Flagstar Financial, Inc. (the "Company") to [•] (“Executive”) and sets forth the terms and conditions of the Option. The Option is intended to qualify as an “employment inducement award” (as described in Section 303A.08 of the New York Stock Exchan |
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| May 12, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 1 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 FLAGSTAR FINANCIAL, INC. (Exact name of reg |
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| May 8, 2025 |
263,828,622 Shares of Common Stock 314,954 Warrants TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus 263,828,622 Shares of Common Stock 314,954 Warrants This prospectus relates to the offer and sale from time to time of up to (i) 263,828,622 shares of our common stock, par value $0.01 per share (“Common Stock”), by the selling securityholders listed in the section of this prospectus entitled “Selling Sec |
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| April 28, 2025 |
Exhibit 10.22 Flagstar Bank, N.A. Change in Control Agreement AGREEMENT made as of April 11, 2025 (this “Agreement”), by and between Flagstar Bank, N.A. (the “Bank”), and George Buchanan (the “Executive”). WHEREAS, the Bank has determined that it is in the best interests of the Bank and the Bank’s stockholders to ensure that the Bank and its affiliates will have the continued services and dedicati |
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| April 28, 2025 |
Exhibit 24.2 POWER OF ATTORNEY The undersigned director of Flagstar Financial, Inc. hereby appoints Joseph M. Otting and Bao Nguyen, and each of them, any of whom may act without the joinder of the other, the true and lawful attorney-in-fact and agent of the undersigned, with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned, in any and all capa |
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| April 28, 2025 |
As filed with the Securities and Exchange Commission on April 28, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 28, 2025 Registration No. |
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| April 28, 2025 |
between Flagstar Financial Inc. and Joseph Exhibit 10.21 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of March 19, 2025 by and between Flagstar Financial, Inc., a Delaware corporation (the “Company”) and Joseph M. Otting (the “Executive”) and shall be deemed effective as of March 7, 2024. The Company and Executive are referred to collectively as the “Parties” and individual |
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| April 25, 2025 |
Flagstar Financial, Inc. 2024 Annual Report on Form 10-K)" ('((' ')& ( '", "#!! '' #" +.?56:4@;: #&! '7HA)D; ((/&, *),.*/,-/(..)- .#)(),:) ." - /,#.# - 2 "(! .) ),." #- &3 , ( ' , #& .,(-#.#)(, *),.*/,-/(..)- .#)(),:) ." - /,# .# - 2 "(! .) ECC?II?ED7HJ;H 28.C. |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive proxy state |
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| April 25, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR FINANCIAL, INC. REPORTS FIRST QUARTER 2025 GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.26 PER DILUTED SHARE AND NON-GAAP ADJUSTED NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.23 PER DILUTED SHARE •C&I LOAN ORIGINATIONS INCREASED OVER 40% ON A LINKED-QUARTER BASIS •ADJUSTED OPERATING EXPENSES DE |
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| April 25, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☒ D |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File N |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File N |
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| April 25, 2025 |
a1q25earningspresentatio First Quarter 2025 Results April 25, 2025 21st Quarter 2025 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenues |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 FLAGSTAR FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or organizati |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Per |
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| March 4, 2025 |
1 NEW YORK COMMUNITY BANCORP, INC. EXECUTIVE STOCK OPTION GRANT NOTICE This Notice (this “Notice”) confirms the grant of an Option (the “Option”) by New York Community Bancorp, Inc. (the “Company”) to Employee Name (“Executive”) and sets forth the terms and conditions of the Option. The Option is intended to qualify as an “employment inducement award” (as described in Section 303A.08 of the New Yo |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 FLAGSTAR FINANCIAL, INC. (Exact name of registra |
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| March 4, 2025 |
, Inc. Securities Trading Policy Policy Number: 2013-142-L-U Flagstar Financial, Inc. and its additional Covered Affiliates FLG SECURITIES TRADING (FST) POLICY Policy Number: 2013-142-L-U FLG SECURITIES TRADING (FST) POLICY © 2025 Flagstar Financial, Inc. CONFIDENTIAL: This Policy is for FLG's internal use and regulatory review only and may not be copied or distributed to any third party without the GC's or the Policy Coordinator |
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| March 4, 2025 |
Subsidiaries of the Registrant Subsidiary Activities We conduct business primarily through our wholly-owned bank subsidiary, Flagstar Bank, N. |
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| March 4, 2025 |
Policy Number: 2015-161-H-U Flagstar Financial, Inc. and its additional Covered Affiliates RESTATEMENT COMPENSATION RECOUPMENT (RCR) POLICY Policy Number: 2015-161-H-U RESTATEMENT COMPENSATION RECOUPMENT (RCR) POLICY © 2024 Flagstar Financial, Inc. CONFIDENTIAL: This Policy is for FLG's internal use and regulatory review only and may not be copied or distributed to any third party without the GC's |
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| February 24, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR FINANCIAL, INC. ANNOUNCES JUNE 4TH DATE FOR ITS 2025 ANNUAL MEETING OF SHAREHOLDERS HICKSVILLE, N.Y., February 24, 2025 – Flagstar Financial, Inc. (NYSE: FLG) (the "Company”) |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission Fil |
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| February 10, 2025 |
Bank of America Securities 2025 Financial Services Conference February 11, 2025 22025 Bank of America Financial Services Conference Cautionary Statement Forward-Looking Information This presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regar |
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| February 10, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission Fil |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| January 30, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR FINANCIAL, INC. REPORTS FOURTH QUARTER 2024 GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.41 PER DILUTED SHARE AND NON-GAAP ADJUSTED NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.34 PER DILUTED SHARE •CAPITAL POSITION CONTINUES TO STRENGTHEN AS CET1 RATIO INCREASES TO 11.9%, TOP QUARTILE OF PEER G |
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| January 30, 2025 |
a4q24earningspresentatio Fourth Quarter 2024 Results January 30, 2025 24th Quarter 2024 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding (a) revenues, earnings, loan p |
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| December 17, 2024 |
424B3 1 d903555d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 1 (to Prospectus dated November 29, 2024) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated November 29, 2024, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S- |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 FLAGSTAR FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or organiza |
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| December 16, 2024 |
EX-99.2 Exhibit 99.2 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR FINANCIAL, INC. NAMES LEE SMITH AS CHIEF FINANCIAL OFFICER HICKSVILLE, N.Y., December 13, 2024 – Flagstar Financial, Inc. (NYSE: FLG) (the “Company”), to |
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| December 16, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Nicole Yelland (248) 219-9234 FLAGSTAR FINANCIAL, INC. APPOINTS BRIAN CALLANAN TO BOARD OF DIRECTORS HICKSVILLE, N.Y., December 13, 2024 – Flagstar Financial, Inc. (NYSE: FLG) (the “Company”) tod |
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| November 29, 2024 |
277,656,287 Shares of Common Stock 314,954 Warrants Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus 277,656,287 Shares of Common Stock 314,954 Warrants This prospectus relates to the offer and sale from time to time of up to (i) 277,656,287 shares of our common stock, par value $0.01 per share (“Common Stock”), by the selling securityholders listed in the section of this prospectus entitled “Selling Securit |
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| November 26, 2024 |
November 26, 2024 Craig Gifford Senior Executive Vice President and Chief Financial Officer New York Community Bancorp, Inc. |
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| November 26, 2024 |
FLAGSTAR FINANCIAL, INC. 100 Duffy Avenue, Suite 310 Hicksville, New York 11801 FLAGSTAR FINANCIAL, INC. 100 Duffy Avenue, Suite 310 Hicksville, New York 11801 November 26, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Flagstar Financial, Inc. Registration Statement on Form S-1 Amendment No. 2, Filed on November 15, 2024 File No. 333-280398 Ladies and Gentlemen: Pursuant to Rule 461 under |
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| November 15, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024 Table of Contents As filed with the Securities and Exchange Commission on November 15, 2024 Registration No. |
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| November 12, 2024 |
NYCB / Flagstar Financial, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 UnitedStates13GNewYorkCom.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* (Name of Issuer) New York Community Bancorp Inc (Title of Cl |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 FLAGSTAR FINANCIAL, INC. (Exact name of |
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| November 8, 2024 |
November 8, 2024 Page 1 of 4 102 Duffy Avenue Hicksville, New York 11801 Telephone: (516) 683-4100 Craig Gifford Senior Executive Vice President and Chief Financial Officer VIA EDGAR November 8, 2024 Mr. |
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| November 8, 2024 |
NYCB / Flagstar Financial, Inc. / BlackRock, Inc. Passive Investment SC 13G 1 us6494454001110824.txt us6494454001110824.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) NEW YORK COMMUNITY BANCORP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 649445400 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appro |
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| November 8, 2024 |
NYCB / Flagstar Financial, Inc. / Hudson Bay Capital Management LP - NYCB 13G Passive Investment SC 13G 1 nycb13g.htm NYCB 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445400 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| November 6, 2024 |
mr-cooperxclosingxreleas ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ |
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| November 6, 2024 |
Unaudited Proforma Consolidated Financial Statements Unaudited Proforma Consolidated Financial Statements On July 24, 2024, Flagstar Bank, National Association (“Flagstar”), the wholly owned subsidiary of Flagstar Financial, Inc. |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| November 4, 2024 |
NYCB / Flagstar Financial, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 UnitedStates13GNewYorkCom.txt 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* (Name of Issuer) New York Community Bancorp Inc (Title of Cl |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or o |
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| October 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commiss |
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| October 25, 2024 |
a3q24earningspresentatio Third Quarter 2024 Results October 25, 2024 3rd Quarter 2024 2 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding (a) revenues, earnings, loan p |
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| October 25, 2024 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEW YORK COMMUNITY BANCORP, INC. REPORTS THIRD QUARTER 2024 GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.79 PER DILUTED SHARE AND NON-GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.69 PER DILUTED SHARE STRONG MOMENTUM CONTINUES WITH OUR TURNAROUND STRATEGY AS DEPOSITS GREW ANOTHER $4 BILLION OR 5% AND |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commiss |
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| October 21, 2024 |
NYCB / New York Community Bancorp, Inc. / BlackRock, Inc. Passive Investment SC 13G 1 us6494454001102124.txt us6494454001102124.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) NEW YORK COMMUNITY BANCORP INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 649445400 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appro |
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| October 18, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR BANK IMPLEMENTS WORKFORCE CHANGES AS PART OF ITS CONTINUED TRANSFORMATION AND COST REDUCTION STRATEGY Hicksville, N.Y., October 17, 2024 – Flagstar Bank, N.A., ( |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or o |
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| October 16, 2024 |
October 16, 2024 Craig Gifford Senior Executive Vice President and Chief Financial Officer New York Community Bancorp, Inc. |
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| October 15, 2024 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation(6) Exhibit 3(i) Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “NEW YORK COMMUNITY BANCORP, INC.”, CHANGING ITS NAME FROM “NEW YORK COMMUNITY BANCORP, INC.” TO “FLAGSTAR FINANCIAL, INC.”, FILED IN THIS OFFICE ON THE NINTH DAY OF OCTOBER, A.D. 2024, AT 4:13 |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or or |
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| October 15, 2024 |
Exhibit 3(ii) FLAGSTAR FINANCIAL, INC. BYLAWS (Amended and Restated as of October 25, 2024) ARTICLE I – STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of Directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such time as |
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| October 15, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE FOR IMMEDIATE RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. CHANGES NAME TO FLAGSTAR FINANCIAL, INC. AND STOCK SYMBOL TO FLG NEW NAME SIGNALS CONTINUED EVOLUTION INTO A SINGULAR BRAND, ALIGNING WIT |
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| September 24, 2024 |
SC 13D/A 1 eh24053524913da3-nycb.htm AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445400 (CUSIP Number) William Barratt Liberty 77 Capital L.P. 2099 Pennsylvan |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or |
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| September 24, 2024 |
Form of Exchange Agreement with Liberty* Exhibit 10.1 SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT (this “Agreement”) is entered into as of [DATE], by and between New York Community Bancorp, Inc., a Delaware corporation (the “Company”), and [STOCKHOLDER] (the “Stockholder”). Capitalized terms used (but not defined) herein shall have the meanings ascribed to them in that certain Investment Agreement, dated as of March 7, 2024 (a |
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| September 4, 2024 |
Exhibit 3(ii) NEW YORK COMMUNITY BANCORP, INC. BYLAWS (Amended and Restated as of March 10August 29, 2024) ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of Directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and a |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or or |
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| August 23, 2024 |
As filed with the Securities and Exchange Commission on August 23, 2024 S-1/A Table of Contents As filed with the Securities and Exchange Commission on August 23, 2024 Registration No. |
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| August 23, 2024 |
SIMPSON THACHER & BARTLETT LLP 425 LEXINGTON AVENUE NEW YORK, N.Y. 10017-3954 (212) 455-2000 FACSIMILE (212) 455-2502 DIRECT DIAL NUMBER E-MAIL ADDRESS (212) 455-7614 [email protected] August 23, 2024 VIA EDGAR Re: New York Community Bancorp, Inc. Form S-1 filed June 21, 2024 (the “Registration Statement”) File No. 333-280398 Mr. Todd Schiffman Mr. Christian Windsor Division of Corporation |
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| August 13, 2024 |
NYCB / New York Community Bancorp, Inc. / RCP GenPar HoldCo LLC - SC 13D/A Activist Investment SC 13D/A 1 d851404dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) Thomas Marcotullio c/o Reverence Capital Partners, L.P. 590 Madison |
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| August 13, 2024 |
EX-10.1 Exhibit 10.1 SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT (this “Agreement”) is entered into as of August 12, 2024, by and between New York Community Bancorp, Inc., a Delaware corporation (the “Company”), and [Stockholder] (the “Stockholder”). Capitalized terms used (but not defined) herein shall have the meanings ascribed to them in that certain Investment Agreement, dated as of |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) William Barratt Liberty 77 Capital L.P. 2099 Pennsylvania Ave NW Washington, DC 20006 (202) 984-7070 (Name, |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or or |
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| August 12, 2024 |
102 Duffy Avenue Hicksville, New York 11801 Telephone: (516) 683-4100 Craig Gifford Senior Executive Vice President and Chief Financial Officer VIA EDGAR August 12, 2024 Mr. |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact name |
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| July 29, 2024 |
EX-2.1 Exhibit 2.1 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. THE OMITTED PORTIONS OF THIS DOCUMENT ARE INDICATED BY [***]. EXECUTION VERSION AGREEMENT FOR THE BULK PURCHASE AND SALE OF MORTGAGE SERVICING RIGHTS Dated as of July 24, 2024 by and between Nationstar Mortgage LLC as Purchaser and Fla |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or orga |
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| July 29, 2024 |
EX-2.2 Exhibit 2.2 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. THE OMITTED PORTIONS OF THIS DOCUMENT ARE INDICATED BY [***]. EXECUTION VERSION ASSET PURCHASE AGREEMENT by and between NATIONSTAR MORTGAGE LLC, as Purchaser, and FLAGSTAR BANK, N.A., as Seller July 24, 2024 TABLE OF CONTENTS Page I. D |
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| July 29, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR BANK, N.A. ANNOUNCES SALE OF ITS MORTGAGE SERVICING BUSINESS TRANSACTION ADDS 60 BASIS POINTS TO CET1 RATIO AND ACCELERATES TRANSITION TO A LEADING DIVERSIFIED, FULL-SERVICE REGIONAL BANK |
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| July 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commissi |
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| July 26, 2024 |
Second Quarter 2024 Results July 25, 2024 2nd Quarter 2024 2 Cautionary Statement Forward-Looking Information The presentation may include forward‐looking statements within the meaning of the federal securities laws by the Company pertaining to such matters as our goals, intentions, and expectations regarding (a) revenues, earnings, loan production, asset quality, liquidity position, capital level |
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| July 25, 2024 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEW YORK COMMUNITY BANCORP, INC. REPORTS SECOND QUARTER 2024 GAAP NET LOSS AVAILABLE TO COMMON STOCKHOLDERS OF $1.14 PER DILUTED SHARE AND NON-GAAP NET LOSS AVAILABLE TO COMMON STOCKHOLDERS OF $1.05 PER DILUTED SHARE SIMPLIFYING AND STRENGTHENING BALANCE SHEET THROUGH SALE OF NON-CORE BUSINESSES CONTINUED IMPROVEMENT IN |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission |
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| July 25, 2024 |
a2q24earningspresentatio Second Quarter 2024 Results July 25, 2024 2nd Quarter 2024 2 Cautionary Statement Forward-Looking Information The presentation may include forward‐looking statements within the meaning of the federal securities laws by the Company pertaining to such matters as our goals, intentions, and expectations regarding (a) revenues, earnings, loan production, asset quality, liquidit |
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| July 18, 2024 |
July 18, 2024 Bao Nguyen Senior Executive Vice President, General Counsel and Chief of Staff New York Community Bancorp, Inc. |
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| July 17, 2024 |
July 17, 2024 Craig Gifford Senior Executive Vice President and Chief Financial Officer New York Community Bancorp, Inc. |
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| July 16, 2024 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation(5) Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION New York Community Bancorp, Inc., a corporation organized and existing under and by virtue of the state of Delaware (the “Corporation”), does hereby certify: First: The name of the Company is New York Community Bancorp, Inc. The Company was originally incorporated under the name Queens County Bancorp, Inc. Th |
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| July 16, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES EFFECTIVENESS OF ONE-FOR-THREE REVERSE STOCK SPLIT COMMON STOCK TO TRADE ON A REVERSE SPLIT-ADJUSTED BASIS AS OF JULY 12TH HICKSVILLE, N.Y., July |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or orga |
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| July 2, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES BOARD APPROVAL OF ONE-FOR-THREE REVERSE STOCK SPLIT HICKSVILLE, N.Y., June 27, 2024 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “Company”) t |
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| July 2, 2024 |
Exhibit 99.2 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES EFFECTIVE DATE FOR ONE-FOR-THREE REVERSE STOCK SPLIT HICKSVILLE, N.Y., July 2, 2024 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “Company”) a |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or orga |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3156 |
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| June 21, 2024 |
Calculation of Filing Fee Table.*** Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) New York Community Bancorp, Inc. |
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| June 21, 2024 |
425 LEXINGTON AVENUE NEW YORK, NY 10017-3954 Simpson Thacher & Bartlett LLP 425 LEXINGTON AVENUE NEW YORK, NY 10017-3954 TELEPHONE: +1-212-455-2000 FACSIMILE: +1-212-455-2502 DIRECT DIAL NUMBER (212) 455-7614 E-MAIL ADDRESS elewandowski@stblaw. |
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| June 21, 2024 |
As filed with the Securities and Exchange Commission on June 21, 2024 S-8 As filed with the Securities and Exchange Commission on June 21, 2024 Registration No. |
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| June 21, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) New York Community Bancorp, Inc. |
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| June 21, 2024 |
Power of Attorney (contained in signature page). S-1 Table of Contents As filed with the Securities and Exchange Commission on June 21, 2024 Registration No. |
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| June 14, 2024 |
EX-99.24 2 d854413dex9924.htm EX-99.24 EXHIBIT 24 JOINT FILING AGREEMENT In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D to which this joint filing agreement is attached, and any subsequent amendments thereto, and have duty |
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| June 14, 2024 |
NYCB / New York Community Bancorp, Inc. / RCP GenPar HoldCo LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) Thomas Marcotullio c/o Reverence Capital Partners, L.P. 590 Madison Avenue, 29th Floor New York, NY 10 |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commiss |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or organ |
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| June 10, 2024 |
New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan EX-10.1 Exhibit 10.1 NEW YORK COMMUNITY BANCORP, INC. 2020 OMNIBUS INCENTIVE PLAN (as amended) 1. Purposes; Effective Date; Prior Plan. (a) Purpose. The New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan has two principal purposes: (i) to assist with the objective of attracting and retaining outstanding individuals to serve as officers, directors, employees and consultants and (ii) to in |
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| June 10, 2024 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION New York Community Bancorp, Inc., a corporation organized and existing under and by virtue of the state of Delaware (the “Corporation”), does hereby certify: First: The name of the Company is New York Community Bancorp, Inc. The Company was originally incorporated under the name Queens County Bancorp, |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) William Barratt Liberty 77 Capital L.P. 2099 Pennsylvania Ave NW Washington, DC 20006 (202) 984-7070 (Name, |
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| June 10, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES PRELIMINARY RESULTS OF ANNUAL SHAREHOLDERS MEETING KEY PROPOSALS PASS WITH STRONG MAJORITY HICKSVILLE, N.Y., June 5, 20 |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission |
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| June 4, 2024 |
ottingappointedchairmanj 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683‐4420 ● flagstar. |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Commi |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact nam |
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| May 1, 2024 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEW YORK COMMUNITY BANCORP, INC. REPORTS FIRST QUARTER 2024 RESULTS AND PROVIDES UPDATE ON ITS STRATEGIC PATH TO PROFITABILITY COMPANY TARGETS PEER LEVEL PROFITABILITY BY FOURTH QUARTER 2026 INCLUDING ROAA OF 1%, ROATCE OF 11% - 12%, AND A CET1 CAPITAL RATIO OF 11% - 12% SUCCESSFULLY RAISED OVER $1 BILLION IN EQUITY, BOL |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commission F |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Commis |
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| May 1, 2024 |
earningspresentationfina May 1, 2024 Strategic Update and First Quarter 2024 Results Cautionary Statements Forward-Looking Information This earnings release and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding (a) revenues, earnings, loan producti |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commission F |
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| May 1, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. DECLARES QUARTERLY CASH DIVIDENDS ON ITS COMMON STOCK AND PREFERRED STOCKS HICKSVILLE, N.Y., May 1, 2024 – New York Community Ban |
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| April 29, 2024 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive pro |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Com |
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| April 26, 2024 |
United States securities and exchange commission logo April 25, 2024 Joseph Otting Chief Executive Officer New York Community Bancorp, Inc. |
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| April 26, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE FOR IMMEDIATE RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES JUNE 5TH DATE FOR THE 2024 ANNUAL MEETING OF SHAREHOLDERS HICKSVILLE, N.Y., April 26, 2024 – New York Community Bancorp, Inc. ( |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2024 (February 7, 2024) NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or oth |
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| April 26, 2024 | ||
| April 26, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE FOR IMMEDIATE RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES NEW EMPLOYMENT INDUCEMENT AWARDS HICKSVILLE, N.Y., April 26, 2024 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “Company |
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| April 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☒ Defi |
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| April 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Amendment No. 1 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14- |
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| April 25, 2024 |
April 25, 2024 Via EDGAR and E-mail Securities and Exchange Commission Division of Corporation Finance 100 F St. |
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| April 19, 2024 |
United States securities and exchange commission logo April 19, 2024 Joseph Otting Chief Executive Officer New York Community Bancorp, Inc. |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Com |
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| April 18, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 New York Community Bancorp, Inc. Bolsters Executive Team with Four Strategic Appointments HICKSVILLE, N.Y., April 12, 2024 — New York Community Bancorp, Inc. (NYSE: NYCB) |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* NEW YORK COMMUNITY BANCORP INC (Name of Issuer) Common Stock (Title of Class of Securities) 649445103 (CUSIP Number) March 29, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| April 4, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Defi |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Com |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, |
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| March 14, 2024 |
EXHIBIT 10.3 EXECUTION VERSION INVESTMENT AGREEMENT by and between NEW YORK COMMUNITY BANCORP, INC. and RCP EAGLE HOLDINGS LP, and solely in a limited capacity, REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III), L.P. REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V-A (PE FUND III), L.P. REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (AI) (PE FUND III), L.P. REVERENCE CAPITAL PARTNERS O |
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| March 14, 2024 |
New York Community Bancorp, Inc. Clawback Policy (attached hereto) ex97-ibcrpolicy2023x11x1 Incentive-Based Compensation Recoupment (IBCR) Policy approved as of November 13, 2023 Page 1 of 9 © 2023 New York Community Bancorp, Inc. |
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| March 14, 2024 |
Certificate of Designations for Series B Noncumulative Convertible Preferred Stock EXHIBIT 3.2 EXECUTION VERSION CERTIFICATE OF DESIGNATIONS OF SERIES B NONCUMULATIVE CONVERTIBLE PREFERRED STOCK OF NEW YORK COMMUNITY BANCORP, INC. NEW YORK COMMUNITY BANCORP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does hereby certify that: In |
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| March 14, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. CLOSES OVER $1 BILLION EQUITY INVESTMENT STRENGTHENING BALANCE SHEET AND LIQUIDITY POSITION Former Treasury Secretary Steven Mnuc |
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| March 14, 2024 |
EXHIBIT 10.1 EXECUTION VERSION INVESTMENT AGREEMENT by and between NEW YORK COMMUNITY BANCORP, INC. and LIBERTY STRATEGIC CAPITAL (CEN) HOLDINGS, LLC Dated as of March 7, 2024 (and as amended as of March 11, 2024) TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 6 Section 2. |
