| Ausstehende Aktien | 57,911,893 shares |
| Insider-Aktien | 9.845.605 shares |
| Insider-Besitz | 17,00 % |
| Insider gesamt | 33 |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Prozent des Streubesitzes von Insidern gekauft (Rang)
10458 out of 10752
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Capricor Therapeutics, Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Deborah Ascheim | 50.000 | ||
| Paul Gisbert Auwaerter Director - [D] | 5.000 | 5.000 | |
| Xavier Avat - | 0 | 0 | |
| Richard B Brewer Executive Chairman, Director - [D] [O] | 125.000 | 25.000 | |
| Arie Belldegrun Director - [D] | 292.000 | 58.400 | |
| Anthony Bergmann CHIEF FINANCIAL OFFICER - [O] | 11.223 | 11.223 | |
|
Sinai Medical Center Cedars
10% Owner -
|
4.049.959 | 404.996 | |
| Earl M Jr Collier Director - [D] | 57.606 | 57.606 | |
| George W Jr Dunbar Director - [D] | 14.306 | 14.306 | |
|
Edward St. John, LLC
10% Owner -
|
842.439 | 84.244 | |
| Daron Evans Chief Financial Officer - [O] | 25.652 | 5.130 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Leland Gershell CHIEF FINANCIAL OFFICER - [O] | 2.100 | 210 | |
| Pedro P Granadillo | 35.000 | ||
| Louis J Grasmick Director - [D] | 1.059.740 | 105.974 | |
| Darlene P Horton | 0 | ||
| Andrew Warwick Hamer | 25.000 | ||
| Peter M Kash Director - [D] | 1.496.344 | 299.269 | |
| Joshua A Kazam Director - [D] | 19.298 | 1.930 | |
| Karen Krasney EVP, GENERAL COUNSEL - [O] | 30.547 | 30.547 | |
| Hsiao D Lieu Executive VP, Clinical Dev. - [O] | 12.600 | 2.520 | |
| Frank Litvack Director - [D] | 133.776 | 133.776 | |
|
Md Bti, Llc
10% Owner -
|
5.371.417 | 537.142 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Louis Manzo Director - [D] | 62.147 | 62.147 | |
|
Eduardo Marban
10% Owner -
|
3.108.354 | 310.835 | |
| Linda Marban CHIEF EXECUTIVE OFFICER, Director - [D] [O] | 211.104 | 211.104 | |
| David B Musket Director - [D] | 88.788 | 88.788 | |
|
Shinyaku Co Ltd Nippon
10% Owner -
|
7.090.351 | 7.090.351 | |
| Gregory W Schafer | 17.500 | ||
| Karimah Es Sabar Director - [D] | 0 | 0 | |
| Rachel Smith Vice President of R&D - [O] | 18.504 | 1.850 | |
|
St. John Edward A.
10% Owner -
|
842.439 | 84.244 | |
| Peter M Strumph Chief Executive Officer, Director - [D] [O] | 4.580 | 916 | |
| David M Tanen Director - [D] | 1.511.705 | 302.341 |
Report errors via our new Insider Auditing Tool
Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in CAPR / Capricor Therapeutics, Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in CAPR / Capricor Therapeutics, Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-19 | 2026-05-18 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 1,3900 | 3.000 | 4 | 11.223 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Litvack Frank | CAPR | Common Stock | D | 1,3900 | 3.937 | 5 | 133.776 | ||||
| 2026-05-04 | 2026-05-01 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 31,7016 | -25.000 | -793 | 8.223 | ||||
| 2026-05-04 | 2026-05-01 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 3,1800 | 25.000 | 80 | 33.223 | ||||
| 2026-05-04 | 2026-05-01 | 4 | Krasney Karen | CAPR | Common Stock | D | 31,7019 | -25.000 | -793 | 30.547 | ||||
| 2026-05-04 | 2026-05-01 | 4 | Krasney Karen | CAPR | Common Stock | D | 3,1800 | 25.000 | 80 | 55.547 | ||||
| 2026-04-03 | 2026-04-02 | 4 | Sabar Karimah Es | CAPR | Common Stock | D | 32,0000 | -7.529 | -241 | 0 | ||||
| 2026-04-03 | 2026-04-02 | 4 | Sabar Karimah Es | CAPR | Common Stock | D | 3,1800 | 7.529 | 24 | 7.529 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 30,1261 | -25.000 | -753 | 8.223 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 3,1800 | 25.000 | 80 | 33.223 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Krasney Karen | CAPR | Common Stock | D | 30,1174 | -25.000 | -753 | 30.547 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Krasney Karen | CAPR | Common Stock | D | 3,1800 | 2.819 | 9 | 55.547 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Krasney Karen | CAPR | Common Stock | D | 3,7400 | 21.488 | 80 | 52.728 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Krasney Karen | CAPR | Common Stock | D | 1,3900 | 693 | 1 | 31.240 | ||||
| 2026-04-01 | 2026-04-01 | 4 | Sabar Karimah Es | CAPR | Common Stock | D | 31,0268 | -53.735 | -1.667 | 0 | ||||
| 2026-04-01 | 2026-04-01 | 4 | Sabar Karimah Es | CAPR | Common Stock | D | 4,8600 | 53.735 | 261 | 53.735 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Sabar Karimah Es | CAPR | Common Stock | D | 30,1680 | -61.265 | -1.848 | 0 | ||||
| 2026-04-01 | 2026-03-31 | 4 | Sabar Karimah Es | CAPR | Common Stock | D | 4,8600 | 61.265 | 298 | 61.265 | ||||
| 2026-03-27 | 2025-12-30 | 4 | Krasney Karen | CAPR | Common Stock | D | 1,3900 | 2.500 | 3 | 30.547 | ||||
| 2025-12-23 | 2025-12-19 | 4 | DUNBAR GEORGE W JR | CAPR | Common Stock | D | 1,3900 | 3.000 | 4 | 14.306 | ||||
| 2025-03-05 | 2025-03-05 | 4 | Marban Linda | CAPR | Common Stock | D | -12.500 | 211.104 | ||||||
| 2025-03-05 | 2025-03-03 | 4 | Marban Linda | CAPR | Common Stock | D | 1,3900 | 25.000 | 35 | 223.604 | ||||
| 2025-03-04 | 2025-03-03 | 4 | DUNBAR GEORGE W JR | CAPR | Common Stock | D | 1,3900 | 750 | 1 | 11.306 | ||||
| 2025-03-04 | 2025-03-03 | 4 | Litvack Frank | CAPR | Common Stock | D | 13,6700 | -2.543 | -35 | 129.839 | ||||
| 2025-03-04 | 2025-03-03 | 4 | Litvack Frank | CAPR | Common Stock | D | 1,3900 | 25.000 | 35 | 132.382 | ||||
| 2025-03-04 | 2025-03-03 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 1,3900 | 2.500 | 3 | 8.223 | ||||
| 2025-02-28 | 2025-02-27 | 4 | COLLIER EARL M JR | CAPR | Common Stock | D | 1,3900 | 750 | 1 | 57.606 | ||||
| 2025-01-06 | 2025-01-02 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 3.342 | 5.723 | ||||||
| 2024-12-16 | 2024-12-13 | 4 | Krasney Karen | CAPR | Common Stock | D | 1,3900 | 8.000 | 11 | 28.047 | ||||
| 2024-12-04 | 2024-12-03 | 4 | Litvack Frank Held in Family Trust | CAPR | Common Stock | I | 1,1000 | 20.391 | 22 | 46.278 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Nippon Shinyaku Co Ltd | CAPR | Common Stock, par value $0.001 per share | D | 5,3600 | 2.798.507 | 15.000 | 7.090.351 | ||||
| 2024-08-23 | 3 | Nippon Shinyaku Co Ltd | CAPR | Common Stock, par value $0.001 per share | D | 2.145.922 | ||||||||
| 2024-08-09 | 2024-08-07 | 4 | Musket David B | CAPR | Common Stock | D | 1,3900 | 34.000 | 47 | 81.692 | ||||
| 2024-04-25 | 2024-04-23 | 4 | COLLIER EARL M JR | CAPR | Common Stock | D | 1,3900 | 30.000 | 42 | 56.856 | ||||
| 2024-04-24 | 2024-04-23 | 4 | Musket David B | CAPR | Common Stock | D | 1,3900 | 16.156 | 22 | 47.692 | ||||
| 2023-10-24 | 2023-10-23 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 1,3900 | 2.178 | 3 | 2.381 | ||||
| 2023-10-13 | 2023-10-12 | 4 | Musket David B | CAPR | Common Stock | D | 2,7500 | 410 | 1 | 31.536 | ||||
| 2023-10-12 | 2023-10-10 | 4 | COLLIER EARL M JR | CAPR | Common Stock | D | 2,8300 | 10.000 | 28 | 26.856 | ||||
| 2023-10-11 | 2023-10-09 | 4 | Musket David B | CAPR | Common Stock | D | 2,8200 | 5.083 | 14 | 31.126 | ||||
| 2023-10-10 | 2023-10-06 | 4 | Auwaerter Paul Gisbert | CAPR | Common Stock | D | 2,8400 | 5.000 | 14 | 5.000 | ||||
| 2023-10-06 | 2023-10-04 | 4 | Musket David B | CAPR | Common Stock | D | 2,9000 | 2.500 | 7 | 26.043 | ||||
| 2023-08-16 | 2023-08-14 | 4 | Litvack Frank | CAPR | Common Stock | D | 6,6100 | -4.364 | -29 | 133.269 | ||||
| 2023-08-16 | 2023-08-14 | 4 | Litvack Frank | CAPR | Common Stock | D | 1,3900 | 20.748 | 29 | 137.633 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Marban Linda | CAPR | Common Stock | D | 1,3900 | 20.749 | 29 | 198.604 | ||||
| 2023-04-27 | 2023-04-17 | 4 | Avat Xavier | CAPR | Common Stock | D | 64.258,0000 | -14.772 | -949.219 | 0 | ||||
| 2023-04-07 | 2023-04-05 | 4 | Avat Xavier | CAPR | Common Stock | D | 4,1900 | -70.019 | -293 | 14.772 | ||||
| 2023-04-07 | 2023-04-05 | 4 | Avat Xavier | CAPR | Common Stock | D | 3,4600 | 84.791 | 293 | 84.791 | ||||
| 2023-04-07 | 2023-03-28 | 4 | Avat Xavier | CAPR | Common Stock | D | 4,0600 | -3.000 | -12 | 0 | ||||
| 2023-02-23 | 2023-02-21 | 4 | Litvack Frank | CAPR | Common Stock | D | 4,3100 | -4.524 | -19 | 137.276 | ||||
| 2023-02-23 | 2023-02-21 | 4 | Litvack Frank | CAPR | Common Stock | D | 1,3900 | 14.027 | 19 | 141.800 | ||||
| 2023-02-23 | 2023-02-21 | 4 | Manzo Louis | CAPR | Common Stock | D | 4,3100 | -452 | -2 | 62.147 | ||||
| 2023-02-23 | 2023-02-21 | 4 | Manzo Louis | CAPR | Common Stock | D | 1,3900 | 1.401 | 2 | 62.599 | ||||
| 2023-02-15 | 2023-02-14 | 4 | COLLIER EARL M JR | CAPR | Common Stock | D | 1,3900 | 1.401 | 2 | 16.856 | ||||
| 2023-02-15 | 2023-02-14 | 4 | DUNBAR GEORGE W JR | CAPR | Common Stock | D | 1,3900 | 1.401 | 2 | 10.556 | ||||
| 2022-11-04 | 2022-11-03 | 4 | Krasney Karen | CAPR | Common Stock | D | 1,3900 | 18.932 | 26 | 20.047 | ||||
| 2022-07-07 | 2022-07-06 | 4 | Avat Xavier | CAPR | Common Stock | D | 3,6800 | 1.000 | 4 | 3.000 | ||||
| 2022-07-07 | 2022-06-29 | 4 | Avat Xavier | CAPR | Common Stock | D | 3,7619 | 1.500 | 6 | 2.000 | ||||
| 2022-07-01 | 2022-06-30 | 4 | Musket David B | CAPR | Common Stock | D | 1,3900 | 10.796 | 15 | 23.543 | ||||
| 2022-07-01 | 2022-06-29 | 4 | Musket David B | CAPR | Common Stock | D | 3,7700 | -28.215 | -106 | 12.747 | ||||
| 2022-06-29 | 2022-06-27 | 4 | Musket David B | CAPR | Common Stock | D | 4,4400 | -17.775 | -79 | 40.962 | ||||
| 2022-05-26 | 2022-05-23 | 4 | Avat Xavier | CAPR | Stock Option (Right to Buy) | D | 3,46 | 370.000 | 370.000 | |||||
| 2022-05-26 | 3 | Avat Xavier | CAPR | Common Stock | D | 500 | ||||||||
| 2022-04-01 | 2022-03-31 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | -12.449 | 0 | |||||
| 2022-04-01 | 2022-03-31 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | -15.455 | 0 | |||||
| 2022-04-01 | 2022-03-31 | 4 | Manzo Louis | CAPR | Common Stock | D | 3,4300 | -11.309 | -39 | 16.595 | ||||
| 2022-04-01 | 2022-03-31 | 4 | Manzo Louis | CAPR | Common Stock | D | 1,3900 | 27.904 | 39 | 27.904 | ||||
| 2022-03-31 | 2022-03-29 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | -15.455 | 0 | |||||
| 2022-03-31 | 2022-03-29 | 4 | DUNBAR GEORGE W JR | CAPR | Common Stock | D | 3,4100 | -6.300 | -21 | 9.155 | ||||
| 2022-03-31 | 2022-03-29 | 4 | DUNBAR GEORGE W JR | CAPR | Common Stock | D | 1,3900 | 15.455 | 21 | 15.455 | ||||
| 2022-03-09 | 2022-03-08 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | -15.455 | 0 | |||||
| 2022-03-09 | 2022-03-08 | 4 | COLLIER EARL M JR | CAPR | Common Stock | D | 1,3900 | 15.455 | 21 | 15.455 | ||||
| 2022-01-04 | 2022-01-03 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 3,18 | 63.060 | 63.060 | |||||
| 2022-01-04 | 2022-01-03 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 3,18 | 63.060 | 63.060 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 3,18 | 84.080 | 84.080 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 3,18 | 83.590 | 83.590 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Sabar Karimah Es | CAPR | Stock Option (Right to Buy) | D | 3,18 | 7.690 | 7.690 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 3,18 | 252.250 | 252.250 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | -154.543 | 0 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Litvack Frank | CAPR | Common Stock | D | 3,1800 | -67.552 | -215 | 107.382 | ||||
| 2022-01-04 | 2022-01-03 | 4 | Litvack Frank | CAPR | Common Stock | D | 1,3900 | 154.543 | 215 | 174.934 | ||||
| 2022-01-04 | 2022-01-03 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 3,18 | 377.830 | 377.830 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 3,18 | 84.080 | 84.080 | |||||
| 2022-01-04 | 2022-01-03 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 3,18 | 166.980 | 166.980 | |||||
| 2021-12-29 | 2021-12-27 | 4 | Musket David B | CAPR | Warrants (Right to Buy) | D | 1,10 | -20.391 | 0 | |||||
| 2021-12-29 | 2021-12-27 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | -15.455 | 0 | |||||
| 2021-12-29 | 2021-12-27 | 4 | Musket David B | CAPR | Common Stock | D | 1,1000 | 20.391 | 22 | 58.737 | ||||
| 2021-12-29 | 2021-12-27 | 4 | Musket David B | CAPR | Common Stock | D | 1,3900 | 15.455 | 21 | 38.346 | ||||
| 2021-07-27 | 2021-07-23 | 4 | Sabar Karimah Es | CAPR | Stock Option (Right to Buy) | D | 4,86 | 115.000 | 115.000 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 3,74 | 95.693 | 95.693 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 3,74 | 72.066 | 72.066 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 3,74 | 458.693 | 458.693 | |||||
| 2021-01-06 | 2021-01-04 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 3,74 | 71.388 | 71.388 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 3,74 | 96.126 | 96.126 | |||||
| 2021-01-06 | 2021-01-04 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 3,74 | 71.951 | 71.951 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 3,74 | 211.160 | 211.160 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 3,74 | 95.693 | 95.693 | |||||
| 2020-09-28 | 2020-09-24 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 3,70 | -8.299 | 0 | |||||
| 2020-09-28 | 2020-09-24 | 4 | Manzo Louis | CAPR | Common Stock | D | 3,7000 | 8.299 | 31 | 44.603 | ||||
| 2020-07-29 | 2020-07-27 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 3,70 | -41.497 | 0 | |||||
| 2020-07-29 | 2020-07-27 | 4 | Marban Linda | CAPR | Common Stock | D | 9,8100 | -15.652 | -154 | 46.715 | ||||
| 2020-07-29 | 2020-07-27 | 4 | Marban Linda | CAPR | Common Stock | D | 3,7000 | 41.497 | 154 | 62.367 | ||||
| 2020-06-09 | 2020-06-05 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 1,39 | 120.003 | 120.003 | |||||
| 2020-06-09 | 2020-06-05 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 109.000 | 109.000 | |||||
| 2020-06-09 | 2020-06-05 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 83.000 | 83.000 | |||||
| 2020-06-09 | 2020-06-05 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 280.935 | 280.935 | |||||
| 2020-06-09 | 2020-06-05 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 83.000 | 83.000 | |||||
| 2020-06-09 | 2020-06-05 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 1,39 | 104.908 | 104.908 | |||||
| 2020-06-09 | 2020-06-05 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 83.000 | 83.000 | |||||
| 2020-06-09 | 2020-06-05 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 1,39 | 368.449 | 368.449 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 3,00 | -2.178 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 57,80 | -2.500 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 31,20 | -3.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 25,50 | -3.500 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 15,70 | -5.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 3,25 | -14.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.178 | 2.178 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.500 | 2.500 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.000 | 3.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.500 | 3.500 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 1,39 | 5.000 | 5.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Bergmann Anthony | CAPR | Stock Option (Right to Buy) | D | 1,39 | 14.000 | 14.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 3,00 | -41.497 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 57,80 | -25.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 3,25 | -25.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 25,50 | -19.999 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 15,70 | -9.998 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 1,39 | 41.497 | 41.497 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 1,39 | 25.000 | 25.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 1,39 | 25.000 | 25.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 1,39 | 19.999 | 19.999 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Marban Linda | CAPR | Stock Option (Right to Buy) | D | 1,39 | 9.998 | 9.998 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 3,70 | -27.904 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 3,70 | -1.401 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 57,80 | -1.500 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 31,20 | -3.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 25,50 | -2.356 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 15,70 | -2.550 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 3,25 | -4.500 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 27.904 | 27.904 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 1.401 | 1.401 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 1.500 | 1.500 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.000 | 3.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.356 | 2.356 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.550 | 2.550 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Manzo Louis | CAPR | Stock Option (Right to Buy) | D | 1,39 | 4.500 | 4.500 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 3,70 | -15.455 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 3,70 | -1.401 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 57,80 | -750 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 31,20 | -3.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 25,50 | -2.606 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 15,70 | -2.800 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 3,25 | -5.250 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 15.455 | 15.455 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 1.401 | 1.401 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 750 | 750 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.000 | 3.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.606 | 2.606 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.800 | 2.800 | |||||
| 2020-02-14 | 2020-02-12 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 5.250 | 5.250 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 3,70 | -15.455 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 3,70 | -1.401 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 57,80 | -750 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 31,20 | -2.437 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 25,50 | -2.856 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 15,70 | -3.050 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 3,25 | -4.750 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 15.455 | 15.455 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 1.401 | 1.401 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 750 | 750 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.437 | 2.437 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.856 | 2.856 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.050 | 3.050 | |||||
| 2020-02-14 | 2020-02-12 | 4 | COLLIER EARL M JR | CAPR | Stock Option (Right to Buy) | D | 1,39 | 4.750 | 4.750 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 3,70 | -15.455 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 3,70 | -1.401 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 57,80 | -4.750 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 31,20 | -4.645 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 25,50 | -3.606 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 15,70 | -3.800 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 3,25 | -8.750 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 15.455 | 15.455 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 1.401 | 1.401 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 4.750 | 4.750 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 4.645 | 4.645 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.606 | 3.606 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.800 | 3.800 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Musket David B | CAPR | Stock Option (Right to Buy) | D | 1,39 | 8.750 | 8.750 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 3,70 | -154.543 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 3,70 | -14.027 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 3,00 | -20.748 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 57,80 | -25.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 31,20 | -3.937 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 25,50 | -2.500 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 15,70 | -6.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 3,25 | -23.750 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 154.543 | 154.543 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 14.027 | 14.027 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 20.748 | 20.748 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 25.000 | 25.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.937 | 3.937 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.500 | 2.500 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 6.000 | 6.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Litvack Frank | CAPR | Stock Option (Right to Buy) | D | 1,39 | 23.750 | 23.750 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 3,70 | -18.932 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 57,80 | -3.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 31,20 | -5.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 25,50 | -2.500 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 15,70 | -3.500 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 3,25 | -14.000 | 0 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 1,39 | 18.932 | 18.932 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.000 | 3.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 1,39 | 5.000 | 5.000 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 1,39 | 2.500 | 2.500 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 1,39 | 3.500 | 3.500 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Krasney Karen | CAPR | Stock Option (Right to Buy) | D | 1,39 | 14.000 | 14.000 | |||||
| 2019-12-19 | 2019-12-17 | 4 | Manzo Louis | CAPR | Warrants (Right to Buy) | D | 1,10 | 20.391 | 20.391 | |||||
| 2019-12-19 | 2019-12-17 | 4 | Manzo Louis | CAPR | Common Stock | D | 20.391 | 36.304 | ||||||
| 2019-12-19 | 2019-12-17 | 4 | Musket David B | CAPR | Warrants (Right to Buy) | D | 1,10 | 20.391 | 20.391 | |||||
| 2019-12-19 | 2019-12-17 | 4 | Musket David B | CAPR | Common Stock | D | 20.391 | 22.891 | ||||||
| 2019-12-19 | 2019-12-17 | 4 | Litvack Frank | CAPR | Warrants (Right to Buy) | D | 1,10 | 20.391 | 20.391 | |||||
| 2019-12-19 | 2019-12-17 | 4 | Litvack Frank | CAPR | Common Stock | D | 20.391 | 20.391 | ||||||
| 2019-08-09 | 2019-08-08 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (right to buy) | D | 3,25 | 5.250 | 5.250 | |||||
| 2019-08-09 | 2019-08-08 | 4 | COLLIER EARL M JR | CAPR | Stock Option (right to buy) | D | 3,25 | 4.750 | 4.750 | |||||
| 2019-08-09 | 2019-08-08 | 4 | Musket David B | CAPR | Stock Option (right to buy) | D | 3,25 | 8.750 | 8.750 | |||||
| 2019-08-09 | 2019-08-08 | 4 | Litvack Frank | CAPR | Stock Option (right to buy) | D | 3,25 | 23.750 | 23.750 | |||||
| 2019-08-09 | 2019-08-08 | 4 | Marban Linda | CAPR | Stock Option (right to buy) | D | 3,25 | 25.000 | 25.000 | |||||
| 2019-08-09 | 2019-08-08 | 4 | Krasney Karen | CAPR | Stock Option (right to buy) | D | 3,25 | 14.000 | 14.000 | |||||
| 2019-08-09 | 2019-08-08 | 4 | Bergmann Anthony | CAPR | Stock Option (right to buy) | D | 3,25 | 14.000 | 14.000 | |||||
| 2019-08-09 | 2019-08-08 | 4 | Manzo Louis | CAPR | Stock Option (right to buy) | D | 3,25 | 4.500 | 4.500 | |||||
| 2018-07-25 | 2018-07-24 | 4 | Ascheim Deborah | CAPR | Stock Option (right to buy) | D | 1,24 | 50.000 | 50.000 | |||||
| 2018-02-14 | 2017-12-27 | 5 | Kazam Joshua A | CAPR | Common Stock | D | -17.786 | 19.298 | ||||||
| 2018-02-14 | 2017-12-26 | 5 | Kazam Joshua A | CAPR | Common Stock | D | -1.000 | 37.084 | ||||||
| 2018-01-04 | 2018-01-02 | 4 | Bergmann Anthony | CAPR | Stock Option (right to buy) | D | 1,57 | 50.000 | 50.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Ascheim Deborah | CAPR | Stock Option (right to buy) | D | 1,57 | 43.122 | 43.122 | |||||
| 2018-01-04 | 2018-01-02 | 4 | COLLIER EARL M JR | CAPR | Stock Option (right to buy) | D | 1,57 | 30.500 | 30.500 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Musket David B | CAPR | Stock Option (right to buy) | D | 1,57 | 38.000 | 38.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Litvack Frank | CAPR | Stock Option (right to buy) | D | 1,57 | 60.000 | 60.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (right to buy) | D | 1,57 | 28.000 | 28.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Kazam Joshua A | CAPR | Stock Option (right to buy) | D | 1,57 | 18.000 | 18.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Krasney Karen | CAPR | Stock Option (right to buy) | D | 1,57 | 35.000 | 35.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Manzo Louis | CAPR | Stock Option (right to buy) | D | 1,57 | 25.500 | 25.500 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Marban Linda | CAPR | Stock Option (right to buy) | D | 1,57 | 100.000 | 100.000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Smith Rachel | CAPR | Stock Option (right to buy) | D | 1,57 | 50.000 | 50.000 | |||||
| 2018-01-04 | 2017-12-22 | 4 | Smith Rachel | CAPR | Stock Option (right to buy) | D | 0,16 | -20.748 | 0 | |||||
| 2018-01-04 | 2017-12-22 | 4 | Smith Rachel | CAPR | Common Stock | D | 1,4800 | -2.244 | -3 | 18.504 | ||||
| 2018-01-04 | 2017-12-22 | 4 | Smith Rachel | CAPR | Common Stock | D | 0,1600 | 20.748 | 3 | 20.748 | ||||
| 2017-10-25 | 2017-10-23 | 4 | Manzo Louis | CAPR | Stock Option (right to buy) | D | 0,16 | -20.748 | 0 | |||||
| 2017-10-25 | 2017-10-23 | 4 | Manzo Louis | CAPR | Common Stock | D | 0,1600 | 20.748 | 3 | 159.132 | ||||
| 2017-05-11 | 2017-05-09 | 4 | CEDARS SINAI MEDICAL CENTER | CAPR | Common Stock | D | 3,1000 | 1.145.161 | 3.550 | 4.049.959 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Manzo Louis | CAPR | Common Stock | D | 3,1000 | 10.000 | 31 | 138.384 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Musket David B | CAPR | Common Stock | D | 3,1000 | 25.000 | 78 | 25.000 | ||||
| 2017-02-06 | 2016-10-25 | 5 | Marban Eduardo | CAPR | Common Stock | D | -65.000 | 3.108.354 | ||||||
| 2017-02-06 | 2016-10-25 | 5 | Marban Linda | CAPR | Common Stock | D | -65.000 | 208.709 | ||||||
| 2017-02-06 | 2016-03-16 | 5 | Marban Linda | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,1250 | 5.076 | 1 | 5.076 | |||
| 2017-02-06 | 2016-03-16 | 5 | Marban Linda | CAPR | Common Stock | D | 2,4000 | 10.152 | 24 | 208.709 | ||||
| 2017-01-04 | 2017-01-03 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (right to buy) | D | 2,55 | 26.060 | 26.060 | |||||
| 2017-01-04 | 2017-01-03 | 4 | COLLIER EARL M JR | CAPR | Stock Option (right to buy) | D | 2,55 | 28.560 | 28.560 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Kazam Joshua A | CAPR | Stock Option (right to buy) | D | 2,55 | 16.060 | 16.060 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Musket David B | CAPR | Stock Option (right to buy) | D | 2,55 | 36.060 | 36.060 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Litvack Frank | CAPR | Stock Option (right to buy) | D | 2,55 | 25.000 | 25.000 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Marban Linda | CAPR | Stock Option (right to buy) | D | 2,55 | 200.000 | 200.000 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Krasney Karen | CAPR | Stock Option (right to buy) | D | 2,55 | 25.000 | 25.000 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Bergmann Anthony | CAPR | Stock Option (right to buy) | D | 2,55 | 35.000 | 35.000 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Smith Rachel | CAPR | Stock Option (right to buy) | D | 2,55 | 35.000 | 35.000 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Manzo Louis | CAPR | Stock Option (right to buy) | D | 2,55 | 23.560 | 23.560 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Ascheim Deborah | CAPR | Stock Option (right to buy) | D | 2,55 | 50.000 | 50.000 | |||||
| 2016-09-22 | 2016-09-21 | 4 | CEDARS SINAI MEDICAL CENTER | CAPR | Common Stock | D | 3,2000 | 312.500 | 1.000 | 2.904.798 | ||||
| 2016-06-06 | 2016-06-02 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (right to buy) | D | 3,12 | 30.000 | 30.000 | |||||
| 2016-06-06 | 2016-06-02 | 4 | COLLIER EARL M JR | CAPR | Stock Option (right to buy) | D | 3,12 | 24.375 | 24.375 | |||||
| 2016-06-06 | 2016-06-02 | 4 | Kazam Joshua A | CAPR | Stock Option (right to buy) | D | 3,12 | 15.000 | 15.000 | |||||
| 2016-06-06 | 2016-06-02 | 4 | Musket David B | CAPR | Stock Option (right to buy) | D | 3,12 | 46.458 | 46.458 | |||||
| 2016-06-06 | 2016-06-02 | 4 | Litvack Frank | CAPR | Stock Option (right to buy) | D | 3,12 | 39.375 | 39.375 | |||||
| 2016-06-06 | 2016-06-02 | 4 | Krasney Karen | CAPR | Stock Option (right to buy) | D | 3,12 | 50.000 | 50.000 | |||||
| 2016-06-06 | 2016-06-02 | 4 | Bergmann Anthony | CAPR | Stock Option (right to buy) | D | 3,12 | 30.000 | 30.000 | |||||
| 2016-06-06 | 2016-06-02 | 4 | Smith Rachel | CAPR | Stock Option (right to buy) | D | 3,12 | 50.000 | 50.000 | |||||
| 2016-06-06 | 2016-06-02 | 4 | Manzo Louis | CAPR | Stock Option (right to buy) | D | 3,12 | 30.000 | 30.000 | |||||
| 2016-03-18 | 2016-03-16 | 4 | GRASMICK LOUIS J By Nancelou, Inc. | CAPR | Warrants (Right to Buy) | I | 4,50 | 0,1250 | 10.152 | 1 | 10.152 | |||
| 2016-03-18 | 2016-03-16 | 4 | GRASMICK LOUIS J | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,1250 | 35.532 | 4 | 35.532 | |||
| 2016-03-18 | 2016-03-16 | 4 | GRASMICK LOUIS J By Nancelou, Inc. | CAPR | Common Stock | I | 2,4000 | 20.304 | 49 | 1.059.740 | ||||
| 2016-03-18 | 2016-03-16 | 4 | GRASMICK LOUIS J | CAPR | Common Stock | D | 2,4000 | 71.065 | 171 | 77.015 | ||||
| 2016-03-18 | 2016-03-16 | 4 | CEDARS SINAI MEDICAL CENTER | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,0010 | 208.333 | 0 | 208.333 | |||
| 2016-03-18 | 2016-03-16 | 4 | CEDARS SINAI MEDICAL CENTER | CAPR | Common Stock | D | 2,4000 | 416.666 | 1.000 | 2.592.298 | ||||
| 2016-03-18 | 2016-03-16 | 4 | GERSHELL LELAND | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,1250 | 1.050 | 0 | 1.050 | |||
| 2016-03-18 | 2016-03-16 | 4 | GERSHELL LELAND | CAPR | Common Stock | D | 2,4000 | 2.100 | 5 | 2.100 | ||||
| 2016-03-18 | 2016-03-16 | 4 | Marban Linda | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,1250 | 5.076 | 1 | 5.076 | |||
| 2016-03-18 | 2016-03-16 | 4 | Marban Linda | CAPR | Common Stock | D | 2,4000 | 10.152 | 24 | 273.709 | ||||
| 2016-03-18 | 2016-03-16 | 4 | Krasney Karen | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,1250 | 2.030 | 0 | 2.030 | |||
| 2016-03-18 | 2016-03-16 | 4 | Krasney Karen | CAPR | Common Stock | D | 2,4000 | 4.060 | 10 | 11.156 | ||||
| 2016-03-18 | 2016-03-16 | 4 | Bergmann Anthony | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,1250 | 1.015 | 0 | 1.015 | |||
| 2016-03-18 | 2016-03-16 | 4 | Bergmann Anthony | CAPR | Common Stock | D | 2,4000 | 2.030 | 5 | 2.030 | ||||
| 2016-03-18 | 2016-03-16 | 4 | Manzo Louis | CAPR | Warrants (Right to Buy) | D | 4,50 | 0,1250 | 50.000 | 6 | 50.000 | |||
| 2016-03-18 | 2016-03-16 | 4 | Manzo Louis | CAPR | Common Stock | D | 2,4000 | 100.000 | 240 | 128.384 | ||||
| 2016-03-18 | 2016-03-16 | 4 | St. John Edward A. | CAPR | Warrant | I | 4,50 | 208.333 | 208.333 | |||||
| 2016-03-18 | 2016-03-16 | 4 | St. John Edward A. | CAPR | Warrant | D | 4,50 | 208.333 | 208.333 | |||||
| 2016-03-18 | 2016-03-16 | 4 | St. John Edward A. By Edward St. John, LLC | CAPR | Common Stock | I | 2,4000 | 416.666 | 1.000 | 842.439 | ||||
| 2016-03-18 | 2016-03-16 | 4 | St. John Edward A. | CAPR | Common Stock | D | 2,4000 | 416.666 | 1.000 | 842.439 | ||||
| 2016-03-04 | 2016-03-02 | 4 | GERSHELL LELAND | CAPR | Stock Option (right to buy) | D | 2,19 | 166.500 | 166.500 | |||||
| 2016-02-16 | 2015-12-16 | 5 | Marban Linda | CAPR | Common Stock | D | -5.000 | 263.557 | ||||||
| 2015-09-21 | 2015-09-18 | 4 | Ascheim Deborah | CAPR | Stock Option (right to buy) | D | 4,34 | 130.000 | 130.000 | |||||
| 2015-08-21 | 2015-08-20 | 4 | GRASMICK LOUIS J | CAPR | Common Stock | D | 4,0770 | 4.630 | 19 | 2.084.822 | ||||
| 2015-08-21 | 2015-08-20 | 4 | GRASMICK LOUIS J By spouse. | CAPR | Common Stock | I | 4,0770 | 4.630 | 19 | 5.950 | ||||
| 2015-08-21 | 2015-08-19 | 4 | GRASMICK LOUIS J By spouse. | CAPR | Common Stock | I | 4,2200 | 1.320 | 6 | 1.320 | ||||
| 2015-08-21 | 2015-08-19 | 4 | GRASMICK LOUIS J | CAPR | Common Stock | D | 4,2200 | 1.320 | 6 | 1.320 | ||||
| 2015-08-20 | 2015-08-19 | 4 | Marban Linda By spouse. | CAPR | Common Stock | I | 4,4200 | 4.200 | 19 | 3.173.354 | ||||
| 2015-08-20 | 2015-08-19 | 4 | Marban Linda | CAPR | Common Stock | D | 4,4200 | 4.200 | 19 | 3.173.354 | ||||
| 2015-08-20 | 2015-08-18 | 4 | Marban Linda By spouse. | CAPR | Common Stock | I | 4,3100 | 5.000 | 22 | 3.169.154 | ||||
| 2015-08-20 | 2015-08-18 | 4 | Marban Linda | CAPR | Common Stock | D | 4,3100 | 5.000 | 22 | 3.169.154 | ||||
| 2015-08-20 | 2015-08-19 | 4 | Marban Eduardo By spouse. | CAPR | Common Stock | I | 4,4200 | 4.200 | 19 | 268.557 | ||||
| 2015-08-20 | 2015-08-19 | 4 | Marban Eduardo | CAPR | Common Stock | D | 4,4200 | 4.200 | 19 | 268.557 | ||||
| 2015-08-20 | 2015-08-18 | 4 | Marban Eduardo | CAPR | Common Stock | D | 4,3100 | 5.000 | 22 | 264.357 | ||||
| 2015-08-20 | 2015-08-18 | 4 | Marban Eduardo By spouse. | CAPR | Common Stock | I | 4,3100 | 5.000 | 22 | 264.357 | ||||
| 2015-03-05 | 2015-03-03 | 4 | GRASMICK LOUIS J | CAPR | Stock Option (right to buy) | D | 5,78 | 7.500 | 7.500 | |||||
| 2015-03-05 | 2015-03-03 | 4 | DUNBAR GEORGE W JR | CAPR | Stock Option (right to buy) | D | 5,78 | 7.500 | 7.500 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Litvack Frank | CAPR | Stock Option (right to buy) | D | 5,78 | 250.000 | 250.000 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Musket David B | CAPR | Stock Option (right to buy) | D | 5,78 | 47.500 | 47.500 | |||||
| 2015-03-05 | 2015-03-03 | 4 | SCHAFER GREGORY W | CAPR | Stock Option (right to buy) | D | 5,78 | 17.500 | 17.500 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Hamer Andrew Warwick | CAPR | Stock Option (right to buy) | D | 5,78 | 25.000 | 25.000 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Manzo Louis | CAPR | Stock Option (right to buy) | D | 5,78 | 15.000 | 15.000 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Bergmann Anthony | CAPR | Stock Option (right to buy) | D | 5,78 | 25.000 | 25.000 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Marban Linda | CAPR | Stock Option (right to buy) | D | 5,78 | 250.000 | 250.000 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Kazam Joshua A | CAPR | Stock Option (right to buy) | D | 5,78 | 7.500 | 7.500 | |||||
| 2015-03-05 | 2015-03-03 | 4 | COLLIER EARL M JR | CAPR | Stock Option (right to buy) | D | 5,78 | 7.500 | 7.500 | |||||
| 2015-03-05 | 2015-03-03 | 4 | Krasney Karen | CAPR | Stock Option (right to buy) | D | 5,78 | 30.000 | 30.000 | |||||
| 2015-01-23 | 2015-01-21 | 4 | St. John Edward A. By Edward St. John, LLC | CAPR | Common Stock | I | 3,5230 | 425.773 | 1.500 | 425.773 | ||||
| 2015-01-23 | 2015-01-21 | 4 | St. John Edward A. | CAPR | Common Stock | D | 3,5230 | 425.773 | 1.500 | 425.773 | ||||
| 2015-01-22 | 2015-01-21 | 4 | CEDARS SINAI MEDICAL CENTER | CAPR | Common Stock | D | 3,5230 | 851.546 | 3.000 | 2.175.632 | ||||
| 2015-01-22 | 2015-01-21 | 4 | Manzo Louis | CAPR | Common Stock | D | 3,5230 | 28.384 | 100 | 28.384 | ||||
| 2015-01-22 | 2015-01-21 | 4 | Krasney Karen | CAPR | Common Stock | D | 3,5230 | 7.096 | 25 | 7.096 | ||||
| 2015-01-22 | 2015-01-21 | 4 | Musket David B By SEP FBO David B. Musket, Pershing LLC as Custodian | CAPR | Common Stock | I | 3,5230 | 70.962 | 250 | 70.962 | ||||
| 2015-01-22 | 2015-01-21 | 4 | GRASMICK LOUIS J By Nancelou, Inc. | CAPR | Common Stock | I | 3,5230 | 141.924 | 500 | 1.039.436 | ||||
| 2015-01-22 | 2015-01-21 | 4 | Kazam Joshua A | CAPR | Common Stock | D | 3,5230 | 7.096 | 25 | 38.084 | ||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 5.371.417 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 5.101.823 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 5.371.417 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 5.371.417 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 5.101.823 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 5.371.417 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 5.101.823 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 5.101.823 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | I | 6.603.362 | ||||||||
| 2014-09-12 | 3 | Edward St. John, LLC | CAPR | Common Stock | D | 6.603.362 | ||||||||
| 2014-05-15 | 2014-05-09 | 4 | SCHAFER GREGORY W | CAPR | Stock Option (right to buy) | D | 4,60 | 83.661 | 83.661 | |||||
| 2014-05-15 | 2014-05-09 | 4 | Kazam Joshua A | CAPR | Stock Option (right to buy) | D | 4,60 | 83.661 | 83.661 | |||||
| 2014-03-28 | 3 | CEDARS SINAI MEDICAL CENTER | CAPR | Common Stock | D | 2.648.172 | ||||||||
| 2014-03-28 | 3 | CEDARS SINAI MEDICAL CENTER | CAPR | Common Stock | D | 2.648.172 | ||||||||
| 2014-01-28 | 2013-11-20 | 4 | Kazam Joshua A | CAPR | Warrant (right to buy) | D | 25,00 | -1.875 | 0 | |||||
| 2014-01-28 | 2013-11-20 | 4 | Kazam Joshua A | CAPR | Common Stock | D | 1.875 | 30.988 | ||||||
| 2014-01-28 | 2013-11-13 | 4 | Kazam Joshua A | CAPR | Warrant (right to buy) | D | 68,75 | -633 | 0 | |||||
| 2014-01-28 | 2013-11-13 | 4 | Kazam Joshua A | CAPR | Warrant (right to buy) | D | 114,00 | -1.976 | 0 | |||||
| 2014-01-28 | 2013-11-13 | 4 | Kazam Joshua A | CAPR | Warrant (right to buy) | D | 85,50 | -988 | 0 | |||||
| 2014-01-28 | 2013-11-13 | 4 | Kazam Joshua A | CAPR | Warrant (right to buy) | D | 62,50 | -988 | 0 | |||||
| 2014-01-28 | 2013-11-13 | 4 | Kazam Joshua A | CAPR | Common Stock | D | 50 | 29.113 | ||||||
| 2013-12-04 | 3/A | GRASMICK LOUIS J Shares of common stock held by Nancelou, Inc. | NLTXD | COMMON STOCK | I | 897.512 | ||||||||
| 2013-12-02 | 3 | GRASMICK LOUIS J | NLTXD | COMMON STOCK | I | 897.512 | ||||||||
| 2013-12-02 | 3 | Marban Linda | NLTXD | COMMON STOCK | D | 259.357 | ||||||||
| 2013-12-02 | 3 | Marban Eduardo | NLTXD | COMMON STOCK | D | 3.164.154 | ||||||||
| 2013-12-02 | 3 | Manzo Louis | NLTXD | COMMON STOCK | I | 638.155 | ||||||||
| 2012-04-02 | 2012-03-30 | 4 | BREWER RICHARD B | NLTX | Warrant (Right to Buy) | D | 0,50 | 93.750 | 93.750 | |||||
| 2012-04-02 | 2012-03-30 | 4 | BREWER RICHARD B | NLTX | Common Stock | D | 125.000 | 125.000 | ||||||
| 2012-04-02 | 2012-03-30 | 4 | Kazam Joshua A | NLTX | Warrant (Right to Buy) | D | 0,50 | 93.750 | 93.750 | |||||
| 2012-04-02 | 2012-03-30 | 4 | Kazam Joshua A | NLTX | Common Stock | D | 125.000 | 1.453.228 | ||||||
| 2012-04-02 | 2012-03-30 | 4 | Evans Daron | NLTX | Warrant (Right to Buy) | D | 0,50 | 9.375 | 9.375 | |||||
| 2012-04-02 | 2012-03-30 | 4 | Evans Daron | NLTX | Common Stock | D | 12.500 | 25.652 | ||||||
| 2012-04-02 | 2012-03-30 | 4 | Lieu Hsiao D | NLTX | Warrant (Right to Buy) | D | 0,50 | 9.375 | 9.375 | |||||
| 2012-04-02 | 2012-03-30 | 4 | Lieu Hsiao D | NLTX | Common Stock | D | 12.500 | 12.600 | ||||||
| 2012-02-14 | 2011-11-21 | 5 | Lieu Hsiao D | NLTX | Stock Option (Right to Buy) | D | 4,45 | 25.000 | 71.623 | |||||
| 2009-09-28 | 3 | Belldegrun Arie Arie S. Belldegrun, M.D. Inc. Profit Sharing Plan | NLTX | Common Stock | I | 243.200 | ||||||||
| 2009-09-28 | 3 | Belldegrun Arie Belldegrun Family Trust | NLTX | Common Stock | I | 64.800 | ||||||||
| 2009-09-28 | 3 | Belldegrun Arie Leumi Overseas Trust Corp. Ltd. as TTEE of the BTL Trust | NLTX | Common Stock | I | 76.935 | ||||||||
| 2009-09-28 | 3 | Belldegrun Arie Leumi Overseas Trust Corp. Ltd. as TTEE of the Tampere Trust | NLTX | Common Stock | I | 292.000 | ||||||||
| 2008-12-23 | 2008-12-23 | 4 | GRANADILLO PEDRO P | NLTX | Non-Qualified Stock Option (right to buy) | D | 0,93 | 35.000 | 35.000 | |||||
| 2008-12-23 | 2008-12-23 | 4 | SCHAFER GREGORY W | NLTX | Non-Qualified Stock Option (right to buy) | D | 0,93 | 35.000 | 35.000 | |||||
| 2008-12-12 | 2008-12-11 | 4 | Strumph Peter M | NLTX | Common Stock | D | 0,6028 | 3.580 | 2 | 4.580 | ||||
| 2008-12-12 | 2008-12-11 | 4 | TANEN DAVID M | NLTX | Common Stock | D | 0,6918 | 4.000 | 3 | 1.511.705 | ||||
| 2008-12-12 | 2008-12-11 | 4 | Evans Daron By Spouse | NLTX | Common Stock | I | 0,5400 | 814 | 0 | 1.014 | ||||
| 2008-12-12 | 2008-12-11 | 4 | Evans Daron | NLTX | Common Stock | D | 0,8100 | 3.000 | 2 | 3.200 | ||||
| 2008-12-12 | 2008-12-12 | 4 | Kazam Joshua A | NLTX | Common Stock | D | 1,4408 | 4.100 | 6 | 1.074.490 | ||||
| 2008-12-12 | 2008-12-11 | 4 | Kazam Joshua A | NLTX | Common Stock | D | 0,8236 | 4.100 | 3 | 1.070.390 | ||||
| 2008-12-12 | 2008-12-12 | 4 | KASH PETER M | NLTX | Common Stock | D | 1,4000 | 2.500 | 4 | 1.496.344 | ||||
| 2008-12-12 | 2008-12-12 | 4 | KASH PETER M | NLTX | Common Stock | D | 1,0500 | 1.500 | 2 | 1.493.844 | ||||
| 2008-12-12 | 2008-12-11 | 4 | KASH PETER M | NLTX | Common Stock | D | 0,6800 | 600 | 0 | 1.492.344 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
