| Ausstehende Aktien | 62,140,726 shares |
| Insider-Aktien | 3.672.974 shares |
| Insider-Besitz | 5,91 % |
| Insider gesamt | 32 |
Insider-Stimmungswert
Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.
Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.
Aktualisierungshäufigkeit: Täglich
Führungskräfte-Stimmungswert
Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.
Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.
Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.
Aktualisierungshäufigkeit: Täglich
Wichtige Insider-Kennzahlen
Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.
Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).
Prozent des Streubesitzes von Insidern gekauft (Rang)
659 out of 10752
Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.
Diagramm zum Insiderhandel
Capital Southwest Corporation Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.
Kennzahlen zu Insiderlisten und Rentabilität
Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.
See our leaderboard of most profitable insider traders.
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| William M Ashbaugh Sr. VP, Managing Director - [O] | 48.068 | 48.068 | |
| Joseph B Armes Director - [D] | 31.000 | 31.000 | |
| Christine Battist Director - [D] | 13.215 | 13.215 | |
| Marquez D Bela Vice President - [O] | 0 | 0 | |
| Donald W Burton Director - [D] | 106.190 | 106.190 | |
| David R Brooks Director - [D] | 40.944 | 40.944 | |
| Bowen S Diehl President and CEO, Director - [D] [O] | 303.943 | 303.943 | |
| Jack D Furst Director - [D] | 47.948 | 47.948 | |
| Henry James Gohlke Vice President - [O] | 2.500 | 2.500 | |
| Matthew Bailey Golden Vice President - [O] | 1.800 | 1.800 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Kelley Douglas M. Sr. VP, Managing Director - [O] | 84.767 | 84.767 | |
| Samuel B Ligon Director - [D] | 12.900 | 12.900 | |
| Gary L Martin Director - [D] | 445.292 | 445.292 | |
| Christopher J Mudd Sr. VP of Operations - [O] | 0 | 0 | |
|
Moab Capital Partners LLC
10% Owner -
|
1.573.594 | 1.474.742 | |
|
Moab GP LLC
10% Owner -
|
1.573.594 | 1.474.742 | |
|
Moab Partners LP
10% Owner -
|
1.474.742 | 1.474.742 | |
| Thomas Duane Morgan Director - [D] | 4.776 | 4.776 | |
| Morris Tracy L. CFO - [O] | 200 | 200 | |
| Neblett Glenn M. Vice President - [O] | 15.988 | 15.988 | |
| Jeffrey G Peterson Vice President - [O] | 0 | 0 |
| Insider | Durchschnittlicher Gewinn (%) | Aktien in Besitz |
Split Angepasst |
|---|---|---|---|
| Chris Rehberger Chief Financial Officer - [O] | 149.151 | 149.151 | |
| Ramona Lynn Rogers-Windsor Director - [D] | 22.880 | 22.880 | |
|
Michael Rothenberg
10% Owner -
|
1.573.594 | 1.474.742 | |
| Schwertner Ray D. Vice President - [O] | 5.400 | 5.400 | |
| Michael Scott Sarner President and CEO, Director - [D] [O] | 473.154 | 473.154 | |
| Christopher Scott Shedd Vice President - [O] | 750 | 750 | |
| Strup Richard F. Director - [D] | 500 | 500 | |
| Kelly Tacke SVP and CFO - [O] | 47.000 | 47.000 | |
| William R III Thomas Director - [D] | 18.344 | 18.344 | |
| John H Wilson Director - [D] | 20.000 | 20.000 | |
| Weinstein Joshua S. Senior Managing Director & CIO - [O] | 301.522 | 301.522 |
Report errors via our new Insider Auditing Tool
Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse
In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in CSWC / Capital Southwest Corporation getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse
In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in CSWC / Capital Southwest Corporation. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .
Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.
Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.
Transaktionshistorie
Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.
| Datei Datum |
Handel Datum |
Form | Insider | Ticker | Wertpapier-Titel | Code | Direkt | Ausführung Preis |
Einheit Preis |
Eimheiten Verändert |
Wert Geändert (1K) |
Verbleibende Optionen |
Verbleibende Aktien |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-01 | 2026-06-01 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 23,4200 | 213 | 5 | 22.880 | ||||
| 2026-03-02 | 2026-02-27 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 21,9000 | 2.695 | 59 | 473.154 | ||||
| 2026-02-09 | 2026-02-09 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 23,1587 | 600 | 14 | 13.215 | ||||
| 2025-10-01 | 2025-10-01 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 21,5524 | 463 | 10 | 21.612 | ||||
| 2025-08-21 | 2025-08-20 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 22,4470 | 667 | 15 | 12.615 | ||||
| 2025-08-14 | 2025-08-12 | 4 | FURST JACK D | CSWC | Common Stock | D | 2.193 | 47.948 | ||||||
| 2025-08-13 | 2025-08-12 | 4 | Brooks David R | CSWC | Common Stock | D | 2.193 | 40.944 | ||||||
| 2025-08-13 | 2025-08-12 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 2.193 | 20.828 | ||||||
| 2025-08-13 | 2025-08-12 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 2.193 | 11.948 | ||||||
| 2025-08-13 | 2025-08-12 | 4 | Thomas William R III | CSWC | Common Stock | D | 2.193 | 18.344 | ||||||
| 2025-06-23 | 2025-06-23 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 21,1900 | 471 | 10 | 18.092 | ||||
| 2025-06-11 | 2025-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 21,3500 | -12.041 | -257 | 301.522 | ||||
| 2025-06-11 | 2025-06-09 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 65.000 | 313.563 | ||||||
| 2025-06-11 | 2025-06-09 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 21,0600 | -3.127 | -66 | 248.563 | ||||
| 2025-06-10 | 2025-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 21,3500 | -15.319 | -327 | 470.460 | ||||
| 2025-06-10 | 2025-06-09 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 80.000 | 485.779 | ||||||
| 2025-06-10 | 2025-06-09 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 21,0600 | -3.648 | -77 | 405.779 | ||||
| 2025-06-10 | 2025-06-10 | 4 | Rehberger Chris | CSWC | Common Stock | D | 21,3500 | -3.041 | -65 | 149.151 | ||||
| 2025-06-10 | 2025-06-09 | 4 | Rehberger Chris | CSWC | Common Stock | D | 45.000 | 152.192 | ||||||
| 2025-06-10 | 2025-06-09 | 4 | Rehberger Chris | CSWC | Common Stock | D | 21,0600 | -1.126 | -24 | 107.192 | ||||
| 2025-05-28 | 2025-05-27 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 20,8714 | 476 | 10 | 9.755 | ||||
| 2025-03-26 | 2025-03-26 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 22,5193 | 450 | 10 | 17.238 | ||||
| 2025-02-27 | 3 | Rehberger Chris | CSWC | Common Stock | D | 108.318 | ||||||||
| 2024-12-12 | 2024-12-12 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 22,6699 | 250 | 6 | 16.407 | ||||
| 2024-11-08 | 2024-11-08 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 23,1279 | 256 | 6 | 9.279 | ||||
| 2024-11-07 | 2024-11-07 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 23,0667 | 500 | 12 | 16.157 | ||||
| 2024-09-16 | 2024-09-16 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 25,0300 | 250 | 6 | 15.363 | ||||
| 2024-08-13 | 2024-08-09 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 2.090 | 15.113 | ||||||
| 2024-08-13 | 2024-08-09 | 4 | Thomas William R III | CSWC | Common Stock | D | 2.090 | 16.151 | ||||||
| 2024-08-12 | 2024-08-09 | 4 | BATTIST CHRISTINE By Trust | CSWC | Common Stock | I | 2.090 | 7.281 | ||||||
| 2024-08-12 | 2024-08-09 | 4 | FURST JACK D | CSWC | Common Stock | D | 2.090 | 45.755 | ||||||
| 2024-08-12 | 2024-08-09 | 4 | Brooks David R | CSWC | Common Stock | D | 2.090 | 38.751 | ||||||
| 2024-08-09 | 2024-08-09 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 23,9419 | 406 | 10 | 9.023 | ||||
| 2024-06-28 | 2024-06-28 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 26,1300 | 200 | 5 | 12.798 | ||||
| 2024-06-24 | 2024-06-21 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 24,9562 | 197 | 5 | 8.617 | ||||
| 2024-06-11 | 2024-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 95.000 | 303.943 | ||||||
| 2024-06-11 | 2024-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 26,1300 | -17.282 | -452 | 208.943 | ||||
| 2024-06-11 | 2024-06-09 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 26,1300 | -8.422 | -220 | 226.225 | ||||
| 2024-06-11 | 2024-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 75.000 | 409.427 | ||||||
| 2024-06-11 | 2024-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 26,1300 | -13.607 | -356 | 334.427 | ||||
| 2024-06-11 | 2024-06-09 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 26,1300 | -4.723 | -123 | 348.034 | ||||
| 2024-06-11 | 2024-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 60.000 | 251.690 | ||||||
| 2024-06-11 | 2024-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 26,1300 | -10.117 | -264 | 191.690 | ||||
| 2024-06-11 | 2024-06-09 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 26,1300 | -3.560 | -93 | 201.807 | ||||
| 2024-06-04 | 2024-06-03 | 4 | Thomas William R III | CSWC | Common Stock | D | 25,8659 | 9.400 | 243 | 14.061 | ||||
| 2024-06-04 | 2024-06-03 | 4 | Thomas William R III | CSWC | Common Stock | D | -8.217 | 4.661 | ||||||
| 2024-05-30 | 2024-05-29 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 25,2500 | 192 | 5 | 8.420 | ||||
| 2024-05-23 | 2024-05-23 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 25,6500 | 500 | 13 | 12.598 | ||||
| 2023-12-21 | 2023-12-21 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 23,2900 | 500 | 12 | 11.664 | ||||
| 2023-11-16 | 2023-11-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 22,1700 | -2.213 | -49 | 234.639 | ||||
| 2023-11-16 | 2023-11-15 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 22,1700 | -1.869 | -41 | 352.757 | ||||
| 2023-11-16 | 2023-11-15 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 22,1700 | -1.131 | -25 | 216.167 | ||||
| 2023-11-02 | 2023-11-02 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 21,6700 | 500 | 11 | 11.164 | ||||
| 2023-08-14 | 2023-08-10 | 4 | FURST JACK D | CSWC | Common Stock | D | 2.240 | 43.665 | ||||||
| 2023-08-14 | 2023-08-10 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 2.240 | 10.462 | ||||||
| 2023-08-11 | 2023-08-10 | 4 | Brooks David R | CSWC | Common Stock | D | 2.240 | 36.661 | ||||||
| 2023-08-11 | 2023-08-10 | 4 | Thomas William R III | CSWC | Common Stock | D | 2.240 | 12.878 | ||||||
| 2023-08-11 | 2023-08-10 | 4 | BATTIST CHRISTINE By Trust | CSWC | Common Stock | I | 2.240 | 5.171 | ||||||
| 2023-06-13 | 2023-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 19,8600 | -17.282 | -343 | 236.852 | ||||
| 2023-06-13 | 2023-06-09 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 85.612 | 254.134 | ||||||
| 2023-06-13 | 2023-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 19,8600 | -12.527 | -249 | 354.626 | ||||
| 2023-06-13 | 2023-06-09 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 59.928 | 367.153 | ||||||
| 2023-06-13 | 2023-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 19,8600 | -8.084 | -161 | 217.298 | ||||
| 2023-06-13 | 2023-06-09 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 51.367 | 225.382 | ||||||
| 2023-02-06 | 2023-02-06 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 19,6852 | 500 | 10 | 7.907 | ||||
| 2022-11-16 | 2022-11-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 19,0900 | -7.230 | -138 | 168.520 | ||||
| 2022-11-16 | 2022-11-15 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 19,0900 | -3.688 | -70 | 174.015 | ||||
| 2022-11-16 | 2022-11-15 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 19,0900 | -6.138 | -117 | 307.225 | ||||
| 2022-11-04 | 2022-11-04 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 18,9700 | 500 | 9 | 7.262 | ||||
| 2022-11-03 | 2022-11-03 | 4 | BATTIST CHRISTINE By Trust | CSWC | Common Stock | I | 18,9899 | 510 | 10 | 2.931 | ||||
| 2022-08-12 | 2022-08-10 | 4 | BATTIST CHRISTINE By Trust | CSWC | Common Stock | I | 2.421 | 2.421 | ||||||
| 2022-08-12 | 2022-08-10 | 4 | FURST JACK D | CSWC | Common Stock | D | 2.421 | 41.425 | ||||||
| 2022-08-12 | 2022-08-10 | 4 | Thomas William R III | CSWC | Common Stock | D | 2.421 | 10.638 | ||||||
| 2022-08-12 | 2022-08-10 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 2.421 | 6.636 | ||||||
| 2022-08-12 | 2022-08-10 | 4 | Brooks David R | CSWC | Common Stock | D | 2.421 | 34.421 | ||||||
| 2022-06-22 | 2022-06-22 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 18,5699 | 850 | 16 | 4.130 | ||||
| 2022-06-10 | 2022-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 21,6200 | -11.046 | -239 | 190.258 | ||||
| 2022-06-10 | 2022-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 63.397 | 201.304 | ||||||
| 2022-06-10 | 2022-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 21,6200 | -7.945 | -172 | 313.363 | ||||
| 2022-06-10 | 2022-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 43.990 | 321.308 | ||||||
| 2022-06-10 | 2022-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 21,6200 | -4.335 | -94 | 177.703 | ||||
| 2022-06-10 | 2022-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 37.473 | 182.038 | ||||||
| 2022-03-30 | 2022-03-30 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 23,8147 | 750 | 18 | 3.230 | ||||
| 2022-03-30 | 2022-03-29 | 4 | Brooks David R | CSWC | Common Stock | D | 23,9290 | 2.000 | 48 | 32.000 | ||||
| 2022-02-17 | 2022-02-17 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 24,9974 | 389 | 10 | 8.248 | ||||
| 2022-01-24 | 2021-12-29 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 25,0500 | 800 | 20 | 2.480 | ||||
| 2022-01-24 | 2021-09-30 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 25,5483 | 800 | 20 | 1.650 | ||||
| 2022-01-24 | 2021-08-16 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 26,4000 | 200 | 5 | 850 | ||||
| 2022-01-24 | 2021-06-30 | 4 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 23,5700 | 650 | 15 | 650 | ||||
| 2021-12-20 | 2021-12-20 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 24,3500 | 400 | 10 | 7.859 | ||||
| 2021-11-17 | 2021-11-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 27,3800 | -11.833 | -324 | 137.897 | ||||
| 2021-11-17 | 2021-11-15 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 27,3800 | -9.974 | -273 | 277.318 | ||||
| 2021-11-17 | 2021-11-15 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 27,3800 | -5.364 | -147 | 144.565 | ||||
| 2021-11-09 | 2021-11-09 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 26,8280 | 3.355 | 90 | 287.292 | ||||
| 2021-09-28 | 2021-09-28 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 25,4000 | 700 | 18 | 7.459 | ||||
| 2021-09-10 | 2021-09-09 | 4 | Thomas William R III Held by reporting person's son | CSWC | Common Stock | I | 27,7185 | 2.000 | 55 | 6.000 | ||||
| 2021-09-10 | 2021-09-09 | 4 | Thomas William R III Held by the reporting person's son | CSWC | Common Stock | I | 27,7209 | 2.000 | 55 | 6.000 | ||||
| 2021-09-10 | 2021-09-09 | 4 | Thomas William R III Held by the reporting person's daughter | CSWC | Common Stock | I | 27,6954 | -4.000 | -111 | 0 | ||||
| 2021-09-10 | 2021-09-09 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 27,7540 | 568 | 16 | 6.759 | ||||
| 2021-08-31 | 2021-08-31 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 26,3900 | 381 | 10 | 4.776 | ||||
| 2021-06-10 | 2021-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 27,6500 | -3.444 | -95 | 283.937 | ||||
| 2021-06-10 | 2021-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 38.818 | 287.381 | ||||||
| 2021-06-10 | 2021-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 27,6500 | -5.886 | -163 | 160.512 | ||||
| 2021-06-10 | 2021-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 45.668 | 166.398 | ||||||
| 2021-06-10 | 2021-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 27,6500 | -1.965 | -54 | 149.929 | ||||
| 2021-06-10 | 2021-06-10 | 4 | Weinstein Joshua S. | CSWC | Common Stock | D | 33.109 | 151.894 | ||||||
| 2021-05-03 | 3 | Weinstein Joshua S. | CSWC | Common Stock | D | 118.785 | ||||||||
| 2021-05-03 | 3 | Weinstein Joshua S. Held by reporting person's son | CSWC | Common Stock | I | 650 | ||||||||
| 2021-05-03 | 3 | Weinstein Joshua S. Held by the reporting person's son | CSWC | Common Stock | I | 500 | ||||||||
| 2021-05-03 | 3 | Weinstein Joshua S. Held by the reporting person's daughter | CSWC | Common Stock | I | 400 | ||||||||
| 2021-04-01 | 3 | Rogers-Windsor Ramona Lynn | CSWC | Common Stock | D | 0 | ||||||||
| 2021-03-19 | 2021-03-19 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 21,4500 | 1.000 | 21 | 6.191 | ||||
| 2021-02-11 | 2021-02-11 | 4 | Brooks David R | CSWC | Common Stock | D | 20,5673 | 1.500 | 31 | 30.000 | ||||
| 2020-06-11 | 2020-06-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 66.631 | 161.577 | ||||||
| 2020-06-11 | 2020-06-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 55.527 | 248.563 | ||||||
| 2020-03-23 | 2020-03-20 | 4 | DIEHL BOWEN S By PHC Investments, LLC | CSWC | Common Stock | I | 9,4600 | 20.000 | 189 | 308.353 | ||||
| 2020-03-20 | 2020-03-20 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 9,4000 | 21.500 | 202 | 193.036 | ||||
| 2020-03-19 | 2020-03-18 | 4 | FURST JACK D | CSWC | Common Stock | D | 8,8364 | 15.500 | 137 | 39.004 | ||||
| 2020-03-19 | 2020-03-18 | 4 | FURST JACK D FMAB Partners, LP | CSWC | Common Stock | I | 8,8364 | 39.000 | 345 | 39.000 | ||||
| 2020-03-18 | 2020-03-18 | 4 | Brooks David R | CSWC | Common Stock | D | 8,8990 | 4.000 | 36 | 28.500 | ||||
| 2020-03-17 | 2020-03-17 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 10,3314 | 950 | 10 | 5.191 | ||||
| 2020-03-02 | 2020-03-02 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 18,6100 | 537 | 10 | 4.241 | ||||
| 2020-02-28 | 2020-02-28 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 18,1490 | 4.150 | 75 | 171.536 | ||||
| 2020-02-24 | 2020-02-24 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 20,3514 | 1.000 | 20 | 3.704 | ||||
| 2019-11-18 | 2019-11-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 22.500 | 141.923 | ||||||
| 2019-11-18 | 2019-11-15 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 19.000 | 167.386 | ||||||
| 2019-09-03 | 2019-08-30 | 4 | Brooks David R | CSWC | Common Stock | D | 21,3690 | 2.500 | 53 | 24.500 | ||||
| 2019-08-30 | 2019-08-28 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 21,8549 | 910 | 20 | 2.704 | ||||
| 2019-04-02 | 2019-03-29 | 4 | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,00 | -3.123 | 0 | |||||
| 2019-04-02 | 2019-03-29 | 4 | DIEHL BOWEN S | CSWC | Incentive Stock Option | D | 11,00 | -2.852 | 0 | |||||
| 2019-04-02 | 2019-03-29 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 3.123 | 34 | 126.398 | ||||
| 2019-04-02 | 2019-03-29 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 2.852 | 31 | 123.275 | ||||
| 2018-12-27 | 2018-12-26 | 4 | FURST JACK D | CSWC | Common Stock | D | 18,7800 | 3.504 | 66 | 23.504 | ||||
| 2018-12-27 | 2018-12-24 | 4 | FURST JACK D | CSWC | Common Stock | D | 18,1600 | 2.900 | 53 | 20.000 | ||||
| 2018-11-16 | 2018-11-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 51.000 | 154.655 | ||||||
| 2018-11-16 | 2018-11-15 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 43.400 | 148.386 | ||||||
| 2018-11-14 | 2018-11-12 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 19,5271 | 1.000 | 20 | 1.794 | ||||
| 2018-08-22 | 2018-08-21 | 4 | BATTIST CHRISTINE | CSWC | Common Stock | D | 19,0100 | 794 | 15 | 794 | ||||
| 2018-08-17 | 2018-08-15 | 4 | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,53 | -50.000 | 0 | |||||
| 2018-08-17 | 2018-08-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,5300 | 50.000 | 576 | 169.257 | ||||
| 2018-08-06 | 3 | BATTIST CHRISTINE | CSWC | Common Stock | D | 0 | ||||||||
| 2018-07-16 | 2018-06-20 | 4/A | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,53 | 2.661 | 50.000 | |||||
| 2018-07-16 | 2018-06-20 | 4/A | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,00 | 6.247 | 3.123 | |||||
| 2018-07-16 | 2018-06-20 | 4/A | DIEHL BOWEN S | CSWC | Incentive Stock Option | D | 11,00 | 5.705 | 2.852 | |||||
| 2018-07-16 | 2018-06-20 | 4/A | DIEHL BOWEN S | CSWC | Common Stock | D | 11,5300 | 2.661 | 31 | 119.257 | ||||
| 2018-07-16 | 2018-06-20 | 4/A | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 6.247 | 69 | 116.596 | ||||
| 2018-07-16 | 2018-06-20 | 4/A | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 5.705 | 63 | 110.349 | ||||
| 2018-06-21 | 2018-06-20 | 4 | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,53 | 2.661 | 50.000 | |||||
| 2018-06-21 | 2018-06-20 | 4 | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,00 | 6.247 | 3.123 | |||||
| 2018-06-21 | 2018-06-20 | 4 | DIEHL BOWEN S | CSWC | Incentive Stock Option | D | 11,00 | 5.705 | 2.852 | |||||
| 2018-06-21 | 2018-06-20 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,5300 | 2.661 | 31 | 119.257 | ||||
| 2018-06-21 | 2018-06-20 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 6.247 | 69 | 116.596 | ||||
| 2018-06-21 | 2018-06-20 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 5.705 | 63 | 110.349 | ||||
| 2018-03-26 | 2018-03-23 | 4 | WILSON JOHN H | CSWC | Common Stock | D | 17,1000 | 3.000 | 51 | 20.000 | ||||
| 2018-02-09 | 2018-02-08 | 4 | Morgan Thomas Duane By Morgan Family Trust | CSWC | Common Stock | I | 16,3900 | 3.050 | 50 | 14.937 | ||||
| 2018-02-09 | 2018-02-09 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 16,2400 | 700 | 11 | 104.986 | ||||
| 2017-12-29 | 2017-12-28 | 4 | Brooks David R | CSWC | Common Stock | D | 16,6630 | 2.000 | 33 | 22.000 | ||||
| 2017-12-22 | 2017-11-15 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 16,9500 | -1.368 | -23 | 84.767 | ||||
| 2017-12-22 | 2017-11-10 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 16,9900 | -1.641 | -28 | 64.635 | ||||
| 2017-12-22 | 2017-11-15 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 16,9500 | -524 | -9 | 48.068 | ||||
| 2017-12-22 | 2017-11-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 16,9900 | -1.049 | -18 | 43.592 | ||||
| 2017-11-21 | 2017-11-21 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 16,8690 | 380 | 6 | 85.147 | ||||
| 2017-11-17 | 2017-11-15 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 39.000 | 104.286 | ||||||
| 2017-11-17 | 2017-11-15 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 20.000 | 84.767 | ||||||
| 2017-11-17 | 2017-11-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 46.800 | 141.807 | ||||||
| 2017-11-17 | 2017-11-15 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 5.000 | 48.068 | ||||||
| 2017-11-14 | 2017-11-13 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 16,9973 | 1.500 | 25 | 66.135 | ||||
| 2017-08-29 | 2017-08-28 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 17,4000 | -1.400 | -24 | 1.573.594 | ||||
| 2017-08-29 | 2017-08-25 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 17,3327 | -1.870 | -32 | 1.574.994 | ||||
| 2017-08-29 | 2017-08-25 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 17,3000 | -50.000 | -865 | 1.576.864 | ||||
| 2017-08-29 | 2017-08-28 | 4 | Moab Partners LP | CSWC | Common Stock | D | 17,4000 | -1.323 | -23 | 1.474.742 | ||||
| 2017-08-29 | 2017-08-25 | 4 | Moab Partners LP | CSWC | Common Stock | D | 17,3327 | -1.768 | -31 | 1.476.065 | ||||
| 2017-08-29 | 2017-08-25 | 4 | Moab Partners LP | CSWC | Common Stock | D | 17,3000 | -47.250 | -817 | 1.477.833 | ||||
| 2017-08-02 | 2017-07-31 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,3130 | -500 | -8 | 31.000 | ||||
| 2017-07-24 | 2017-07-24 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,2700 | -500 | -8 | 31.500 | ||||
| 2017-07-18 | 2017-07-17 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,1360 | -500 | -8 | 32.000 | ||||
| 2017-07-12 | 2017-07-10 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,1850 | -500 | -8 | 32.500 | ||||
| 2017-07-05 | 2017-07-03 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,1500 | -500 | -8 | 33.000 | ||||
| 2017-06-29 | 2017-06-28 | 4 | WILSON JOHN H | CSWC | Common Stock | D | 16,3000 | 5.000 | 82 | 17.000 | ||||
| 2017-06-27 | 2017-06-26 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,2170 | -500 | -8 | 33.500 | ||||
| 2017-06-21 | 2017-06-19 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,1380 | -500 | -8 | 34.000 | ||||
| 2017-06-14 | 2017-06-12 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,1000 | -500 | -8 | 34.500 | ||||
| 2017-06-09 | 2017-06-07 | 4 | Morgan Thomas Duane By Morgan Family Trust | CSWC | Common Stock | I | 16,2600 | 3.100 | 50 | 11.546 | ||||
| 2017-06-07 | 2017-06-05 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,0300 | -500 | -8 | 35.000 | ||||
| 2017-06-02 | 2017-06-01 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,0000 | -1.000 | -16 | 35.500 | ||||
| 2017-05-16 | 2017-05-15 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,0000 | -500 | -8 | 36.500 | ||||
| 2017-05-15 | 2016-06-17 | 5/A | Moab Partners LP | CSWC | Put Option (Right to Sell) | D | 12,50 | -939 | 0 | |||||
| 2017-05-15 | 2016-06-17 | 5/A | Moab Capital Partners LLC Performance Related Fees | CSWC | Put Option (Right to Sell) | I | 12,50 | -1.000 | 0 | |||||
| 2017-05-09 | 2017-05-08 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,0300 | -500 | -8 | 37.000 | ||||
| 2017-05-02 | 2017-05-01 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,1500 | -500 | -8 | 37.500 | ||||
| 2017-04-25 | 2017-04-24 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,0100 | -500 | -8 | 38.000 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 17,0200 | -100 | -2 | 1.626.864 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Moab Partners LP | CSWC | Common Stock | D | 17,0200 | -100 | -2 | 1.525.083 | ||||
| 2017-04-05 | 2017-04-05 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,9500 | -802 | -14 | 1.626.964 | ||||
| 2017-04-05 | 2017-04-05 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,9500 | -700 | -12 | 1.627.766 | ||||
| 2017-04-05 | 2017-04-04 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,9175 | -236 | -4 | 1.628.466 | ||||
| 2017-04-05 | 2017-04-03 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,8400 | -1.400 | -24 | 1.628.702 | ||||
| 2017-04-05 | 2017-04-03 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 17,3350 | -100 | -2 | 1.630.102 | ||||
| 2017-04-05 | 2017-04-03 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 17,1600 | -50 | -1 | 1.630.202 | ||||
| 2017-04-05 | 2017-04-05 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,9500 | -802 | -14 | 1.525.183 | ||||
| 2017-04-05 | 2017-04-05 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,9500 | -700 | -12 | 1.525.985 | ||||
| 2017-04-05 | 2017-04-04 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,9175 | -236 | -4 | 1.526.685 | ||||
| 2017-04-05 | 2017-04-03 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,8400 | -1.400 | -24 | 1.526.921 | ||||
| 2017-04-05 | 2017-04-03 | 4 | Moab Partners LP | CSWC | Common Stock | D | 17,3350 | -100 | -2 | 1.528.321 | ||||
| 2017-04-05 | 2017-04-03 | 4 | Moab Partners LP | CSWC | Common Stock | D | 17,1600 | -50 | -1 | 1.528.421 | ||||
| 2017-03-31 | 2017-03-31 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,8400 | -400 | -7 | 1.630.252 | ||||
| 2017-03-31 | 2017-03-29 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,8400 | -200 | -3 | 1.630.652 | ||||
| 2017-03-31 | 2017-03-31 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,8400 | -400 | -7 | 1.528.471 | ||||
| 2017-03-31 | 2017-03-29 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,8400 | -200 | -3 | 1.528.871 | ||||
| 2017-03-16 | 2017-03-14 | 4 | Brooks David R | CSWC | Common Stock | D | 15,9824 | 10.400 | 166 | 20.000 | ||||
| 2017-03-13 | 2017-03-10 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,5212 | -800 | -13 | 38.500 | ||||
| 2017-03-10 | 2017-03-08 | 4/A | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,53 | 33.321 | 52.661 | |||||
| 2017-03-10 | 2017-03-08 | 4/A | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,00 | 6.246 | 9.370 | |||||
| 2017-03-10 | 2017-03-08 | 4/A | DIEHL BOWEN S | CSWC | Incentive Stock Option | D | 11,00 | 5.704 | 8.557 | |||||
| 2017-03-10 | 2017-03-08 | 4/A | DIEHL BOWEN S | CSWC | Common Stock | D | 11,5300 | 33.321 | 384 | 141.233 | ||||
| 2017-03-10 | 2017-03-08 | 4/A | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 6.246 | 69 | 107.912 | ||||
| 2017-03-10 | 2017-03-08 | 4/A | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 5.704 | 63 | 101.666 | ||||
| 2017-03-10 | 2017-03-09 | 4 | Armes Joseph B | CSWC | Common Stock | D | 16,5007 | 5.200 | 86 | 39.300 | ||||
| 2017-03-09 | 2017-03-08 | 4 | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,53 | 33.321 | 52.661 | |||||
| 2017-03-09 | 2017-03-08 | 4 | DIEHL BOWEN S | CSWC | Non-qualified Stock Option | D | 11,00 | 6.246 | 9.370 | |||||
| 2017-03-09 | 2017-03-08 | 4 | DIEHL BOWEN S | CSWC | Incentive Stock Option | D | 11,00 | 5.704 | 8.557 | |||||
| 2017-03-09 | 2017-03-08 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,5300 | 33.321 | 384 | 192.983 | ||||
| 2017-03-09 | 2017-03-08 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 6.246 | 69 | 159.662 | ||||
| 2017-03-09 | 2017-03-08 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 11,0000 | 5.704 | 63 | 153.416 | ||||
| 2017-03-08 | 2016-12-08 | 4/A | Armes Joseph B | CSWC | Common Stock | D | -3.500 | 44.500 | ||||||
| 2017-03-06 | 2017-03-03 | 4 | Armes Joseph B JBA Family Partners, L.P. | CSWC | Common Stock | I | 16,5973 | -8.502 | -141 | 1.000 | ||||
| 2017-02-14 | 2016-06-17 | 5 | Moab Partners LP | CSWC | Put Option (Right to Sell) | D | 12,50 | -939 | 0 | |||||
| 2017-02-14 | 2016-06-17 | 5 | Moab Capital Partners LLC Performance Related Fees | CSWC | Put Option (Right to Sell) | I | 12,50 | -1.000 | 0 | |||||
| 2017-01-18 | 2017-01-13 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,7300 | -100 | -2 | 1.630.852 | ||||
| 2017-01-18 | 2017-01-13 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,7300 | -100 | -2 | 1.529.071 | ||||
| 2017-01-10 | 2017-01-06 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,8021 | -2.343 | -39 | 1.630.952 | ||||
| 2017-01-10 | 2017-01-06 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,8000 | -3.100 | -52 | 1.633.295 | ||||
| 2017-01-10 | 2017-01-06 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,8021 | -2.343 | -39 | 1.529.171 | ||||
| 2017-01-10 | 2017-01-06 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,8000 | -3.100 | -52 | 1.531.514 | ||||
| 2017-01-06 | 2017-01-04 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,7400 | -4.746 | -79 | 1.636.395 | ||||
| 2017-01-06 | 2017-01-04 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 16,7462 | -18.972 | -318 | 1.641.141 | ||||
| 2017-01-06 | 2017-01-04 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,7400 | -4.746 | -79 | 1.534.614 | ||||
| 2017-01-06 | 2017-01-04 | 4 | Moab Partners LP | CSWC | Common Stock | D | 16,7462 | -18.972 | -318 | 1.539.360 | ||||
| 2016-12-16 | 2016-12-14 | 4 | Brooks David R | CSWC | Common Stock | D | 15,8200 | 3.000 | 47 | 9.600 | ||||
| 2016-12-12 | 2016-12-08 | 4 | Armes Joseph B | CSWC | Common Stock | D | -3.500 | 43.500 | ||||||
| 2016-11-17 | 2016-11-15 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 43.125 | 147.712 | ||||||
| 2016-11-17 | 2016-11-15 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 34.500 | 65.286 | ||||||
| 2016-11-17 | 2016-11-15 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 20.000 | 64.919 | ||||||
| 2016-11-17 | 2016-11-15 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 5.000 | 44.513 | ||||||
| 2016-11-16 | 2016-11-10 | 4/A | Morgan Thomas Duane By Morgan Family Trust | CSWC | Common Stock | I | 14,3500 | 7.100 | 102 | 8.350 | ||||
| 2016-11-14 | 2016-11-10 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 14,3500 | 7.100 | 102 | 11.495 | ||||
| 2016-09-15 | 2016-09-15 | 4 | FURST JACK D | CSWC | Common Stock | D | 14,9000 | 5.400 | 80 | 17.100 | ||||
| 2016-09-15 | 2016-09-14 | 4 | FURST JACK D | CSWC | Common Stock | D | 14,9000 | 900 | 13 | 11.700 | ||||
| 2016-09-15 | 2016-09-13 | 4 | FURST JACK D | CSWC | Common Stock | D | 14,9000 | 2.700 | 40 | 10.800 | ||||
| 2016-09-09 | 2016-09-09 | 4 | FURST JACK D | CSWC | Common Stock | D | 14,8900 | 2.600 | 39 | 8.600 | ||||
| 2016-09-09 | 2016-09-08 | 4 | FURST JACK D | CSWC | Common Stock | D | 14,8400 | 1.500 | 22 | 5.500 | ||||
| 2016-09-09 | 2016-09-07 | 4 | FURST JACK D | CSWC | Common Stock | D | 14,7800 | 1.900 | 28 | 4.000 | ||||
| 2016-09-07 | 2016-09-07 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 14,8900 | 102 | 2 | 44.905 | ||||
| 2016-06-27 | 2016-06-24 | 4 | Brooks David R | CSWC | Common Stock | D | 14,0000 | 4.000 | 56 | 6.600 | ||||
| 2016-06-27 | 2016-06-23 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 14,1200 | 4.986 | 70 | 30.786 | ||||
| 2016-06-27 | 2016-06-24 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 13,9200 | 1.775 | 25 | 44.803 | ||||
| 2016-06-27 | 2016-06-24 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 14,0300 | 1.000 | 14 | 4.395 | ||||
| 2016-06-17 | 2016-06-17 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 13,8500 | 1.800 | 25 | 25.800 | ||||
| 2016-03-23 | 2016-03-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-qualified Stock Option | D | 7,36 | -1.991 | 0 | |||||
| 2016-03-23 | 2016-03-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 7,36 | -3.983 | 0 | |||||
| 2016-03-23 | 2016-03-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 7,3600 | 1.991 | 15 | 39.513 | ||||
| 2016-03-23 | 2016-03-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 7,3600 | 3.983 | 29 | 37.522 | ||||
| 2016-03-21 | 2016-03-18 | 4 | WILSON JOHN H | CSWC | Common Stock | D | 14,0700 | 2.000 | 28 | 12.000 | ||||
| 2016-02-22 | 2016-02-18 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 14,0360 | 5.000 | 70 | 43.014 | ||||
| 2016-02-12 | 2016-02-12 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 13,3400 | 950 | 13 | 3.395 | ||||
| 2016-01-20 | 2016-01-15 | 4 | Moab Partners LP | CSWC | Put Option (right to sell) | D | 12,50 | 1,0000 | 939 | 1 | 939 | |||
| 2016-01-20 | 2016-01-15 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Put Option (Right to Sell) | I | 12,50 | 1,0000 | 1.000 | 1 | 1.000 | |||
| 2016-01-20 | 2016-01-15 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 13,7200 | 1.100 | 15 | 1.660.113 | ||||
| 2016-01-19 | 2016-01-14 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 13,9100 | 5.700 | 79 | 1.659.013 | ||||
| 2016-01-19 | 2016-01-14 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 13,8900 | 1.000 | 14 | 1.653.313 | ||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.116.664 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.116.664 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.116.664 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.116.664 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.116.664 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Managed Account | CSWC | Common Stock | I | 1.565.344 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.120.170 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Managed Account | CSWC | Common Stock | I | 1.565.344 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.120.170 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Managed Account | CSWC | Common Stock | I | 1.565.344 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.120.170 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Managed Account | CSWC | Common Stock | I | 1.565.344 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.120.170 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Managed Account | CSWC | Common Stock | I | 1.565.344 | ||||||||
| 2016-01-13 | 3 | Rothenberg Michael By Moab Partners, L.P. | CSWC | Common Stock | I | 3.120.170 | ||||||||
| 2016-01-13 | 2016-01-13 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 13,9600 | 1.000 | 14 | 1.652.313 | ||||
| 2016-01-13 | 2016-01-13 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,0300 | 14.453 | 203 | 1.651.313 | ||||
| 2016-01-13 | 2016-01-13 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,1000 | 43.733 | 617 | 1.636.860 | ||||
| 2016-01-13 | 2016-01-12 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,1600 | 22.416 | 317 | 1.593.127 | ||||
| 2016-01-13 | 2016-01-12 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,1900 | 2.573 | 37 | 1.570.711 | ||||
| 2016-01-13 | 2016-01-11 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,1200 | 500 | 7 | 1.568.138 | ||||
| 2016-01-13 | 2016-01-08 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,2400 | 1.000 | 14 | 1.567.638 | ||||
| 2016-01-13 | 2016-01-08 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,2400 | 700 | 10 | 1.566.638 | ||||
| 2016-01-13 | 2016-01-07 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,1700 | 3.000 | 43 | 1.565.938 | ||||
| 2016-01-13 | 2016-01-07 | 4 | Moab Capital Partners LLC Performance related fees | CSWC | Common Stock | I | 14,1300 | 1.100 | 16 | 1.562.938 | ||||
| 2015-12-18 | 2015-12-17 | 4 | WILSON JOHN H | CSWC | Common Stock | D | 14,1200 | 800 | 11 | 10.000 | ||||
| 2015-12-16 | 2015-12-15 | 4 | Brooks David R | CSWC | Common Stock | D | 14,1400 | 1.100 | 16 | 2.600 | ||||
| 2015-12-14 | 2015-12-11 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 587 | 104.587 | ||||||
| 2015-11-23 | 2015-11-20 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 14,2800 | 7.000 | 100 | 38.014 | ||||
| 2015-11-12 | 2015-11-10 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 24.000 | 31.014 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 47.000 | 104.000 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | Sarner Michael Scott | CSWC | Common Stock | D | 24.000 | 24.000 | ||||||
| 2015-11-12 | 2015-11-12 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 14,6100 | 870 | 13 | 2.445 | ||||
| 2015-11-12 | 2015-11-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 10.000 | 21.000 | ||||||
| 2015-10-16 | 2015-10-14 | 4/A | DIEHL BOWEN S | CSWC | Stock Options | D | 11,53 | -352 | 85.982 | |||||
| 2015-10-16 | 2015-10-14 | 4 | Armes Joseph B | CSWC | Stock Option | D | 11,53 | -352 | 85.981 | |||||
| 2015-10-16 | 2015-10-14 | 4 | Armes Joseph B | CSWC | Stock Option | D | 11,66 | -55 | 13.445 | |||||
| 2015-10-16 | 2015-10-14 | 4 | Armes Joseph B | CSWC | Stock Option | D | 11,66 | -68 | 16.432 | |||||
| 2015-10-16 | 2015-10-14 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 7,36 | -17 | 3.983 | |||||
| 2015-10-16 | 2015-10-14 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-qualified Stock Option | D | 7,36 | -9 | 1.991 | |||||
| 2015-10-16 | 2015-10-14 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 7,55 | -82 | 19.918 | |||||
| 2015-10-16 | 2015-10-14 | 4 | DIEHL BOWEN S | CSWC | Stock Options | D | 11,53 | -352 | 85.982 | |||||
| 2015-10-16 | 2015-10-14 | 4 | DIEHL BOWEN S | CSWC | Stock Options | D | 11,00 | -123 | 29.877 | |||||
| 2015-08-24 | 2015-08-24 | 4 | WILSON JOHN H | CSWC | Common Stock | D | 45,0600 | 550 | 25 | 9.200 | ||||
| 2015-08-12 | 2015-08-11 | 4 | Armes Joseph B JBA Family Partners, L.P. | CSWC | Common Stock | I | 48,5076 | 1.000 | 49 | 9.502 | ||||
| 2015-08-11 | 2015-08-11 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 48,1100 | 300 | 14 | 1.575 | ||||
| 2015-07-21 | 3 | Sarner Michael Scott | CSWC | No securities are beneficially owned | D | 0 | ||||||||
| 2015-06-09 | 2015-06-05 | 4 | Golden Matthew Bailey By Trust | CSWC | Common Stock | I | 49,7500 | -1.100 | -55 | 1.800 | ||||
| 2015-06-02 | 2015-05-29 | 4 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 50,3460 | 14 | 1 | 7.014 | ||||
| 2015-06-02 | 2015-05-29 | 4 | Thomas William R III | CSWC | Common Stock | D | -2.000 | 3.529 | ||||||
| 2015-06-02 | 2015-05-29 | 4 | Thomas William R III | CSWC | Common Stock | D | -4.000 | 5.529 | ||||||
| 2015-06-02 | 2015-05-29 | 4 | Thomas William R III | CSWC | Common Stock | D | -14.000 | 9.529 | ||||||
| 2015-06-01 | 2015-05-28 | 4 | Golden Matthew Bailey By Trust | CSWC | Common Stock | I | 50,5000 | -100 | -5 | 2.900 | ||||
| 2015-05-27 | 2015-05-21 | 4/A | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Options | D | 19,18 | -3.917 | 4.083 | |||||
| 2015-05-27 | 2015-05-21 | 4/A | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 23,37 | -5.892 | 4.000 | |||||
| 2015-05-27 | 2015-05-21 | 4/A | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 51,1086 | -9.809 | -501 | 11.000 | ||||
| 2015-05-27 | 2015-05-21 | 4/A | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 19,1800 | 3.917 | 75 | 20.809 | ||||
| 2015-05-27 | 2015-05-21 | 4/A | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 23,3700 | 5.892 | 138 | 18.892 | ||||
| 2015-05-27 | 2015-05-20 | 4/A | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 23,37 | -2.108 | 9.892 | |||||
| 2015-05-27 | 2015-05-20 | 4/A | ASHBAUGH WILLIAM M | CSWC | Non-qualified Stock Option | D | 23,37 | -2.000 | 2.000 | |||||
| 2015-05-27 | 2015-05-20 | 4/A | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 51,5288 | -4.108 | -212 | 11.000 | ||||
| 2015-05-27 | 2015-05-20 | 4/A | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 23,3700 | 2.108 | 49 | 15.108 | ||||
| 2015-05-27 | 2015-05-20 | 4/A | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 23,3700 | 2.000 | 47 | 13.000 | ||||
| 2015-05-27 | 2015-05-26 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Options | D | 19,18 | -3.433 | 0 | |||||
| 2015-05-27 | 2015-05-26 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 51,0262 | -3.433 | -175 | 11.000 | ||||
| 2015-05-27 | 2015-05-26 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 19,1800 | 3.433 | 66 | 14.433 | ||||
| 2015-05-27 | 2015-05-22 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Options | D | 19,18 | -650 | 3.433 | |||||
| 2015-05-27 | 2015-05-22 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 51,0533 | -650 | -33 | 11.000 | ||||
| 2015-05-27 | 2015-05-22 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 19,1800 | 650 | 12 | 11.650 | ||||
| 2015-05-22 | 2015-05-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Options | D | 19,18 | -1.917 | 6.083 | |||||
| 2015-05-22 | 2015-05-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 23,37 | -7.892 | 4.000 | |||||
| 2015-05-22 | 2015-05-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 51,1086 | -9.809 | -501 | 11.000 | ||||
| 2015-05-22 | 2015-05-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 19,1800 | 1.917 | 37 | 20.809 | ||||
| 2015-05-22 | 2015-05-21 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 23,3700 | 7.892 | 184 | 18.892 | ||||
| 2015-05-22 | 2015-05-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 23,37 | -108 | 11.892 | |||||
| 2015-05-22 | 2015-05-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-qualified Stock Option | D | 23,37 | -4.000 | 0 | |||||
| 2015-05-22 | 2015-05-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 51,5288 | -4.108 | -212 | 11.000 | ||||
| 2015-05-22 | 2015-05-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 23,3700 | 108 | 3 | 15.108 | ||||
| 2015-05-22 | 2015-05-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 23,3700 | 4.000 | 93 | 15.000 | ||||
| 2015-05-18 | 2015-05-15 | 4 | FURST JACK D | CSWC | Common Stock | D | 51,4330 | 2.100 | 108 | 2.100 | ||||
| 2015-05-06 | 2015-05-06 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 47,8000 | 275 | 13 | 1.275 | ||||
| 2015-03-23 | 2015-03-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-qualified Stock Option | D | 23,37 | -2.000 | 4.000 | |||||
| 2015-03-23 | 2015-03-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-qualified Stock Option | D | 29,68 | -1.700 | 0 | |||||
| 2015-03-23 | 2015-03-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 48,3367 | -2.000 | -97 | 11.000 | ||||
| 2015-03-23 | 2015-03-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 23,3700 | 2.000 | 47 | 13.000 | ||||
| 2015-03-23 | 2015-03-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 48,3367 | -1.700 | -82 | 11.000 | ||||
| 2015-03-23 | 2015-03-20 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 29,6800 | 1.700 | 50 | 12.700 | ||||
| 2015-03-23 | 2015-03-19 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-qualified Stock Option | D | 29,68 | -18.300 | 1.700 | |||||
| 2015-03-23 | 2015-03-19 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 48,6640 | -1.000 | -49 | 11.000 | ||||
| 2015-03-23 | 2015-03-19 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 48,1881 | -17.300 | -834 | 12.000 | ||||
| 2015-03-23 | 2015-03-19 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 29,6800 | 18.300 | 543 | 29.300 | ||||
| 2015-03-03 | 2015-03-02 | 4 | LIGON SAMUEL B | CSWC | Common Stock | D | 48,9790 | 220 | 11 | 12.900 | ||||
| 2015-01-29 | 2015-01-27 | 4 | Thomas William R III | CSWC | Common Stock | I | 43,0380 | -120.000 | -5.165 | 571.939 | ||||
| 2015-01-28 | 2015-01-27 | 4 | LIGON SAMUEL B | CSWC | Common Stock | D | 42,7500 | 300 | 13 | 12.680 | ||||
| 2015-01-27 | 3 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 14.000 | ||||||||
| 2015-01-27 | 3 | KELLEY DOUGLAS M. | CSWC | Common Stock | D | 14.000 | ||||||||
| 2015-01-13 | 3 | MUDD CHRISTOPHER J | CSWC | Common Stock | D | 0 | ||||||||
| 2014-12-19 | 2014-12-16 | 4 | Thomas William R III | CSWC | Common Stock | D | -6.414 | 23.529 | ||||||
| 2014-12-18 | 2014-12-16 | 4 | WILSON JOHN H | (CSWC) | Common Stock | D | 39,5000 | 650 | 26 | 8.650 | ||||
| 2014-12-17 | 2014-12-15 | 4 | Morgan Thomas Duane By Morgan Family Trust | CSWC | Common Stock | I | 39,7060 | 1.250 | 50 | 1.250 | ||||
| 2014-12-10 | 2014-12-08 | 4 | Armes Joseph B JBA Family Partners, L.P. | CSWC | Common Stock | I | 38,7820 | 2.500 | 97 | 8.502 | ||||
| 2014-12-09 | 2014-12-05 | 4 | LIGON SAMUEL B | CSWC | Common Stock | D | 38,9990 | 380 | 15 | 12.380 | ||||
| 2014-09-22 | 2014-09-18 | 4 | SCHWERTNER RAY D. | CSWC | Stock options | D | 23,95 | -3.200 | 6.600 | |||||
| 2014-09-22 | 2014-09-18 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 23,9500 | 3.200 | 77 | 8.600 | ||||
| 2014-09-22 | 2014-08-06 | 4 | SCHWERTNER RAY D. | CSWC | Stock options | D | 23,95 | -1.000 | 9.800 | |||||
| 2014-09-22 | 2014-08-06 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 23,9500 | 1.000 | 24 | 5.400 | ||||
| 2014-08-29 | 2014-08-28 | 4 | TACKE KELLY | CSWC | Stock Options | D | 36,60 | 86.333 | 111.333 | |||||
| 2014-08-29 | 2014-08-28 | 4 | TACKE KELLY | CSWC | Common Stock | D | 43.000 | 47.000 | ||||||
| 2014-08-29 | 2014-08-28 | 4 | DIEHL BOWEN S | CSWC | Stock Options | D | 36,60 | 86.334 | 116.334 | |||||
| 2014-08-29 | 2014-08-28 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 42.000 | 57.000 | ||||||
| 2014-08-29 | 2014-08-28 | 4 | Armes Joseph B | CSWC | Stock Options | D | 36,60 | 86.333 | 116.333 | |||||
| 2014-08-29 | 2014-08-28 | 4 | Armes Joseph B | CSWC | Common Stock | D | 42.000 | 47.000 | ||||||
| 2014-07-29 | 3 | FURST JACK D | CSWC | Common Stock | D | 0 | ||||||||
| 2014-06-24 | 2014-06-23 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 35,3100 | -2.000 | -71 | 4.400 | ||||
| 2014-06-24 | 2014-06-23 | 4 | Golden Matthew Bailey Trust | CSWC | Common Stock | I | 35,3600 | 1.500 | 53 | 1.500 | ||||
| 2014-06-06 | 2014-06-05 | 4 | Armes Joseph B JBA Family Partners, LP | CSWC | Common Stock | I | 35,0000 | 353 | 12 | 6.002 | ||||
| 2014-06-06 | 2014-06-05 | 4 | Armes Joseph B JBA Family Partners, LP | CSWC | Common Stock | I | 35,4900 | 847 | 30 | 5.649 | ||||
| 2014-06-06 | 2014-06-04 | 4 | Armes Joseph B JBA Family Partners, LP | CSWC | Common Stock | I | 35,2500 | 1.802 | 64 | 4.802 | ||||
| 2014-05-22 | 2014-05-20 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 35,0900 | 5.000 | 175 | 15.000 | ||||
| 2014-03-26 | 2014-03-24 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 35,4100 | 1.427 | 51 | 10.000 | ||||
| 2014-03-25 | 2014-03-21 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 35,0600 | 1.473 | 52 | 8.573 | ||||
| 2014-03-21 | 2014-03-19 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 34,8000 | 100 | 3 | 7.100 | ||||
| 2014-03-21 | 2014-03-19 | 4 | DIEHL BOWEN S | CSWC | Common Stock | D | 34,9000 | 1.000 | 35 | 7.000 | ||||
| 2014-03-19 | 3 | DIEHL BOWEN S | CSWC | Common Stock | D | 12.000 | ||||||||
| 2014-03-19 | 3 | DIEHL BOWEN S | CSWC | Common Stock | D | 12.000 | ||||||||
| 2014-03-17 | 2014-03-14 | 4 | SCHWERTNER RAY D. | CSWC | Stock options | D | 23,95 | 2.000 | 10.800 | |||||
| 2014-03-17 | 2014-03-14 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 23,9500 | 2.000 | 48 | 6.400 | ||||
| 2014-03-05 | 2014-03-03 | 4 | NEBLETT GLENN M. | CSWC | Stock options | D | 22,05 | 14.388 | 0 | |||||
| 2014-03-05 | 2014-03-03 | 4 | NEBLETT GLENN M. | CSWC | Common Stock | D | 22,0500 | 14.388 | 317 | 15.988 | ||||
| 2014-02-20 | 2014-02-19 | 4 | MARTIN GARY L | CSWC | Stock options | D | 23,95 | 24.000 | 100.000 | |||||
| 2014-02-20 | 2014-02-19 | 4 | MARTIN GARY L | CSWC | Stock options | D | 19,19 | 15.000 | 124.000 | |||||
| 2014-02-20 | 2014-02-19 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 23,9500 | 24.000 | 575 | 445.292 | ||||
| 2014-02-20 | 2014-02-19 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 19,1900 | 15.000 | 288 | 421.292 | ||||
| 2014-02-19 | 2014-02-18 | 4 | MARTIN GARY L | CSWC | Stock options | D | 32,37 | 23.519 | 139.000 | |||||
| 2014-02-19 | 2014-02-18 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 34,2000 | -23.519 | -804 | 406.292 | ||||
| 2014-02-19 | 2014-02-18 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 23.519 | 761 | 429.811 | ||||
| 2014-02-18 | 2014-02-14 | 4 | MARTIN GARY L | CSWC | Stock options | D | 32,37 | 1.149 | 162.519 | |||||
| 2014-02-18 | 2014-02-14 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 33,8600 | -1.149 | -39 | 406.292 | ||||
| 2014-02-18 | 2014-02-14 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 1.149 | 37 | 407.411 | ||||
| 2014-02-14 | 2014-02-12 | 4 | MARTIN GARY L | CSWC | Stock options | D | 32,37 | 34.942 | 167.278 | |||||
| 2014-02-14 | 2014-02-12 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 33,7600 | -34.942 | -1.180 | 406.292 | ||||
| 2014-02-14 | 2014-02-12 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 34.942 | 1.131 | 441.234 | ||||
| 2014-02-14 | 2014-02-13 | 4 | MARTIN GARY L | CSWC | Stock options | D | 32,37 | 3.610 | 163.668 | |||||
| 2014-02-14 | 2014-02-13 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 33,8900 | -3.610 | -122 | 406.292 | ||||
| 2014-02-14 | 2014-02-13 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 3.610 | 117 | 409.902 | ||||
| 2014-02-13 | 2014-02-11 | 4 | MARTIN GARY L | CSWC | Stock options | D | 32,37 | 5.106 | 202.220 | |||||
| 2014-02-13 | 2014-02-11 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 34,0000 | -106 | -4 | 406.292 | ||||
| 2014-02-13 | 2014-02-11 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 106 | 3 | 406.398 | ||||
| 2014-02-13 | 2014-02-11 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 33,9000 | -5.000 | -170 | 406.292 | ||||
| 2014-02-13 | 2014-02-11 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 5.000 | 162 | 411.292 | ||||
| 2014-02-13 | 2014-02-11 | 4 | Thomas William R III | CSWC | Common Stock | D | -1.470 | 29.943 | ||||||
| 2014-02-10 | 2014-02-06 | 4 | MARTIN GARY L | CSWC | Stock options | D | 32,37 | 1.174 | 208.500 | |||||
| 2014-02-10 | 2014-02-06 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 34,0200 | -1.174 | -40 | 406.292 | ||||
| 2014-02-10 | 2014-02-06 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 1.174 | 38 | 407.466 | ||||
| 2014-02-07 | 2014-02-05 | 4 | MARTIN GARY L | CSWC | Stock options | D | 32,37 | 500 | 239.500 | |||||
| 2014-02-07 | 2014-02-05 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 34,0400 | -500 | -17 | 406.292 | ||||
| 2014-02-07 | 2014-02-05 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 32,3700 | 500 | 16 | 406.792 | ||||
| 2014-02-04 | 2014-02-03 | 4 | Armes Joseph B JBA Family Partners, LP | CSWC | Common Stock | I | 34,3700 | 3.000 | 103 | 3.000 | ||||
| 2014-01-31 | 2014-01-31 | 4 | Brooks David R | CSWC | Common Stock | D | 35,1100 | 1.500 | 53 | 1.500 | ||||
| 2014-01-29 | 2013-07-15 | 4/A | Armes Joseph B | CSWC | Stock options | D | 37,02 | 30.000 | 30.000 | |||||
| 2014-01-29 | 2013-07-15 | 4/A | Armes Joseph B | CSWC | Common Stock | D | 5.000 | 5.000 | ||||||
| 2014-01-28 | 3 | Thomas William R III | CSWC | Common Stock | D | 31.413 | ||||||||
| 2014-01-28 | 3 | Thomas William R III Note 1 | CSWC | Common Stock | I | 703.939 | ||||||||
| 2014-01-28 | 3 | Brooks David R | CSWC | Common Stock | D | 0 | ||||||||
| 2014-01-27 | 2014-01-20 | 4 | TACKE KELLY | CSWC | Stock Option | D | 33,52 | 25.000 | 25.000 | |||||
| 2014-01-27 | 2014-01-20 | 4 | TACKE KELLY | CSWC | Common Stock | D | 4.000 | 4.000 | ||||||
| 2013-12-19 | 2013-12-19 | 4 | SCHWERTNER RAY D. | CSWC | Incentive Stock Option | D | 95,79 | 95,7900 | 1.000 | 96 | 3.600 | |||
| 2013-12-19 | 2013-12-19 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 95,7900 | 1.000 | 96 | 3.600 | ||||
| 2013-12-19 | 2013-12-19 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 34,8400 | -400 | -14 | 2.600 | ||||
| 2013-12-19 | 2013-12-19 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 34,8000 | -600 | -21 | 3.000 | ||||
| 2013-12-19 | 2013-12-19 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 34,7800 | -500 | -17 | 3.600 | ||||
| 2013-12-19 | 2013-12-19 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 34,7500 | -560 | -19 | 4.100 | ||||
| 2013-11-22 | 3 | TACKE KELLY | CSWC | Common Stock | D | 0 | ||||||||
| 2013-07-17 | 2013-07-15 | 4 | Armes Joseph B | CSWC | Non-Qulified Stock Options | D | 148,08 | 148,0800 | 1.250 | 185 | 8.750 | |||
| 2013-07-17 | 2013-07-15 | 4 | Armes Joseph B | CSWC | Non-Qualified Stock Options | D | 148,08 | 148,0800 | 4.125 | 611 | 7.500 | |||
| 2013-07-17 | 2013-07-15 | 4 | Armes Joseph B | CSWC | Incentive Stock Options | D | 148,08 | 148,0800 | 3.375 | 500 | 3.375 | |||
| 2013-07-17 | 2013-07-15 | 4 | Armes Joseph B | CSWC | Common Stock | D | 148,0800 | 1.250 | 185 | 8.750 | ||||
| 2013-07-17 | 2013-07-15 | 4 | Armes Joseph B | CSWC | Common Stock | D | 148,0800 | 4.125 | 611 | 7.500 | ||||
| 2013-07-17 | 2013-07-15 | 4 | Armes Joseph B | CSWC | Common Stock | D | 148,0800 | 3.375 | 500 | 3.375 | ||||
| 2013-06-20 | 2013-06-20 | 4 | SCHWERTNER RAY D. | CSWC | Incentive Stock Option | D | 95,79 | 95,7900 | 400 | 38 | 500 | |||
| 2013-06-20 | 2013-06-20 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 95,7900 | 400 | 38 | 500 | ||||
| 2013-06-17 | 3 | Armes Joseph B | CSWC | Common Stock | D | 0 | ||||||||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-Qualifying Stock Option | D | 93,49 | 93,4900 | 1.000 | 93 | 2.750 | |||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 93,49 | 93,4900 | 200 | 19 | 1.950 | |||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-Qualifying Stock Option | D | 93,49 | 93,4900 | 22 | 2 | 1.772 | |||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 138,2400 | -1.000 | -138 | 1.750 | ||||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 1.000 | 93 | 2.750 | ||||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 138,2400 | -200 | -28 | 1.750 | ||||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 200 | 19 | 1.950 | ||||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 139,2000 | -22 | -3 | 1.750 | ||||
| 2013-06-12 | 2013-06-10 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 22 | 2 | 1.772 | ||||
| 2013-06-12 | 2013-06-12 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-Qualifying Stock Option | D | 93,49 | 93,4900 | 384 | 36 | 2.134 | |||
| 2013-06-12 | 2013-06-12 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 139,6500 | -384 | -54 | 1.750 | ||||
| 2013-06-12 | 2013-06-12 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 384 | 36 | 2.134 | ||||
| 2013-06-12 | 2013-06-11 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-Qualifying Stock Option | D | 93,49 | 93,4900 | 1.094 | 102 | 2.844 | |||
| 2013-06-12 | 2013-06-11 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 138,4700 | -1.094 | -151 | 1.750 | ||||
| 2013-06-12 | 2013-06-11 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 1.094 | 102 | 2.844 | ||||
| 2013-06-10 | 2013-06-06 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 142,5000 | -125 | -18 | 100 | ||||
| 2013-06-10 | 2013-06-07 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 93,49 | 93,4900 | 400 | 37 | 2.150 | |||
| 2013-06-10 | 2013-06-07 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 140,2300 | -400 | -56 | 1.750 | ||||
| 2013-06-10 | 2013-06-07 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 400 | 37 | 2.150 | ||||
| 2013-06-10 | 2013-06-06 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 93,49 | 93,4900 | 1.400 | 131 | 3.150 | |||
| 2013-06-10 | 2013-06-06 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 140,9300 | -1.400 | -197 | 1.750 | ||||
| 2013-06-10 | 2013-06-06 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 1.400 | 131 | 3.150 | ||||
| 2013-06-06 | 2013-06-04 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 142,5000 | -75 | -11 | 225 | ||||
| 2013-05-22 | 2013-05-20 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 137,1000 | -200 | -27 | 300 | ||||
| 2013-05-08 | 2013-05-07 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 123,9400 | -259 | -32 | 500 | ||||
| 2013-05-08 | 2013-05-06 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 123,4000 | -16 | -2 | 759 | ||||
| 2013-05-08 | 2013-05-06 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 122,0000 | -158 | -19 | 775 | ||||
| 2013-05-08 | 2013-05-06 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 122,8000 | -225 | -28 | 933 | ||||
| 2013-05-06 | 2013-05-02 | 4 | Morgan Thomas Duane | CSWC | Common Stock | D | 115,4500 | 250 | 29 | 250 | ||||
| 2013-03-25 | 2013-03-21 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 119,2000 | -200 | -24 | 1.158 | ||||
| 2013-03-21 | 2013-03-19 | 4 | SCHWERTNER RAY D. | CSWC | Incentive Stock Option | D | 95,79 | 95,7900 | 250 | 24 | 1.358 | |||
| 2013-03-21 | 2013-03-19 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 95,7900 | 250 | 24 | 1.358 | ||||
| 2013-03-12 | 2013-03-08 | 4 | MARTIN GARY L | CSWC | Non-Qualified Stock Option | D | 76,74 | 76,7400 | 3.750 | 288 | 101.573 | |||
| 2013-03-12 | 2013-03-08 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 76,7400 | 3.750 | 288 | 101.573 | ||||
| 2013-03-12 | 2013-03-11 | 4 | NEBLETT GLENN M. | CSWC | Incentive Stock Option | D | 88,20 | 88,2000 | 403 | 36 | 603 | |||
| 2013-03-12 | 2013-03-11 | 4 | NEBLETT GLENN M. | CSWC | Common Stock | D | 123,2100 | -103 | -13 | 200 | ||||
| 2013-03-12 | 2013-03-11 | 4 | NEBLETT GLENN M. | CSWC | Common Stock | D | 123,9000 | -300 | -37 | 303 | ||||
| 2013-03-12 | 2013-03-11 | 4 | NEBLETT GLENN M. | CSWC | Common Stock | D | 88,2000 | 403 | 36 | 603 | ||||
| 2013-03-07 | 2013-03-05 | 4 | ASHBAUGH WILLIAM M | CSWC | Non-Qualifying Stock Option | D | 93,49 | 93,4900 | 2.000 | 187 | 3.750 | |||
| 2013-03-07 | 2013-03-05 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 123,7900 | -2.000 | -248 | 1.750 | ||||
| 2013-03-07 | 2013-03-05 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 2.000 | 187 | 3.750 | ||||
| 2013-03-07 | 2013-03-06 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 124,0000 | -200 | -25 | 1.108 | ||||
| 2013-03-06 | 2013-03-05 | 4 | Morris Tracy L. | CSWC | Incentive Stock Option | D | 96,92 | 96,9200 | 220 | 21 | 1.420 | |||
| 2013-03-06 | 2013-03-05 | 4 | Morris Tracy L. | CSWC | Incentive Stock Option | D | 76,74 | 76,7400 | 1.000 | 77 | 1.200 | |||
| 2013-03-06 | 2013-03-05 | 4 | Morris Tracy L. | CSWC | Common Stock | D | 124,0600 | -1.220 | -151 | 200 | ||||
| 2013-03-06 | 2013-03-05 | 4 | Morris Tracy L. | CSWC | Common Stock | D | 96,9200 | 220 | 21 | 1.420 | ||||
| 2013-03-06 | 2013-03-05 | 4 | Morris Tracy L. | CSWC | Common Stock | D | 76,7400 | 1.000 | 77 | 1.200 | ||||
| 2013-03-06 | 2013-03-04 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 76,74 | 76,7400 | 1.000 | 77 | 2.750 | |||
| 2013-03-06 | 2013-03-04 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 124,0800 | -1.000 | -124 | 1.750 | ||||
| 2013-03-06 | 2013-03-04 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 76,7400 | 1.000 | 77 | 2.750 | ||||
| 2013-03-04 | 2013-03-01 | 4 | SCHWERTNER RAY D. | CSWC | Incentive Stock Option | D | 95,79 | 95,7900 | 300 | 29 | 300 | |||
| 2013-03-04 | 2013-03-01 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 95,7900 | 300 | 29 | 1.308 | ||||
| 2013-03-01 | 2013-02-28 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 116,0000 | -300 | -35 | 1.008 | ||||
| 2013-01-23 | 2013-01-22 | 4 | Golden Matthew Bailey | CSWC | Common Stock | D | 750 | 750 | ||||||
| 2013-01-23 | 2013-01-22 | 4 | Gohlke Henry James | CSWC | Common Stock | D | 500 | 2.500 | ||||||
| 2013-01-23 | 2013-01-22 | 4 | Shedd Christopher Scott | CSWC | Common Stock | D | 750 | 750 | ||||||
| 2012-12-19 | 2012-12-18 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 107,5700 | -718 | -77 | 1.500 | ||||
| 2012-12-19 | 2012-12-17 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 105,9900 | -2.500 | -265 | 2.218 | ||||
| 2012-12-17 | 2012-12-14 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 105,7700 | -1.000 | -106 | 4.718 | ||||
| 2012-11-07 | 2012-11-05 | 4/A | Gohlke Henry James | CSWC | Common Stock | D | 108,0000 | 174 | 19 | 1.889 | ||||
| 2012-11-07 | 2012-11-06 | 4 | Gohlke Henry James | CSWC | Common Stock | D | 108,0000 | 49 | 5 | 2.000 | ||||
| 2012-11-07 | 2012-11-06 | 4 | Gohlke Henry James | CSWC | Common Stock | D | 107,9700 | 62 | 7 | 1.951 | ||||
| 2012-11-06 | 2012-11-05 | 4 | Gohlke Henry James | CSWC | Common Stock | D | 108,0000 | 174 | 19 | 174 | ||||
| 2012-11-01 | 2012-10-31 | 4 | Strup Richard F. | CSWC | Common Stock | D | 109,3600 | 200 | 22 | 500 | ||||
| 2012-11-01 | 2012-10-31 | 4 | Strup Richard F. | CSWC | Common Stock | D | 109,3600 | 100 | 11 | 300 | ||||
| 2012-11-01 | 2012-10-31 | 4 | Strup Richard F. | CSWC | Common Stock | D | 109,6500 | 76 | 8 | 200 | ||||
| 2012-11-01 | 2012-10-31 | 4 | Strup Richard F. | CSWC | Common Stock | D | 109,3400 | 24 | 3 | 124 | ||||
| 2012-10-30 | 3 | Shedd Christopher Scott | CSWC | Common Stock | D | 0 | ||||||||
| 2012-10-29 | 2012-10-26 | 4 | SCHWERTNER RAY D. | CSWC | Incentive Stock Option | D | 95,79 | 95,7900 | 300 | 29 | 300 | |||
| 2012-10-29 | 2012-10-26 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 95,7900 | 300 | 29 | 1.046 | ||||
| 2012-09-04 | 3 | Gohlke Henry James | CSWC | Common Stock | D | 1.715 | ||||||||
| 2012-08-29 | 3 | Golden Matthew Bailey | CSWC | Common Stock | D | 0 | ||||||||
| 2012-07-20 | 3 | Strup Richard F. | CSWC | Common Stock | D | 100 | ||||||||
| 2012-07-20 | 3 | Morgan Thomas Duane | CSWC | Common Stock | D | 0 | ||||||||
| 2012-06-25 | 2012-06-22 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 102,4100 | -1.602 | -164 | 0 | ||||
| 2012-06-25 | 2012-06-22 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 104,5500 | -406 | -42 | 1.602 | ||||
| 2012-06-25 | 2012-06-22 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 104,0000 | -300 | -31 | 2.008 | ||||
| 2012-06-25 | 2012-06-22 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 105,0800 | -1.842 | -194 | 2.308 | ||||
| 2012-06-25 | 2012-06-22 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 105,8900 | -350 | -37 | 4.150 | ||||
| 2012-06-20 | 2012-06-19 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 101,0000 | -3.808 | -385 | 5.718 | ||||
| 2012-06-20 | 2012-06-18 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 101,3000 | -1.692 | -171 | 9.526 | ||||
| 2012-06-19 | 2012-06-15 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 102,7400 | -500 | -51 | 11.218 | ||||
| 2012-06-15 | 2012-06-13 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 99,2100 | -2.250 | -223 | 4.500 | ||||
| 2012-06-01 | 2012-05-30 | 4 | Thomas William R III | CSWC | Common Stock | D | 86,5000 | -8.090 | -700 | 6.768 | ||||
| 2012-05-24 | 2012-05-23 | 4 | Thomas William R III | CSWC | Incentive Stock Option | D | 98,44 | 98,4400 | 6.090 | 599 | 6.090 | |||
| 2012-05-24 | 2012-05-23 | 4 | Thomas William R III | CSWC | Common Stock | D | 98,4400 | 6.090 | 599 | 14.858 | ||||
| 2012-05-22 | 2012-05-18 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 76,74 | 76,7400 | 2.000 | 153 | 6.000 | |||
| 2012-05-22 | 2012-05-18 | 4 | ASHBAUGH WILLIAM M | CSWC | Incentive Stock Option | D | 93,49 | 93,4900 | 4.000 | 374 | 4.000 | |||
| 2012-05-22 | 2012-05-18 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 76,7400 | 2.000 | 153 | 11.718 | ||||
| 2012-05-22 | 2012-05-18 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 93,4900 | 4.000 | 374 | 9.718 | ||||
| 2012-05-22 | 2012-05-21 | 4 | NEBLETT GLENN M. | CSWC | Incentive Stock Option | D | 88,20 | 88,2000 | 2.000 | 176 | 2.000 | |||
| 2012-05-22 | 2012-05-21 | 4 | NEBLETT GLENN M. | CSWC | Common Stock | D | 102,0000 | -2.000 | -204 | 0 | ||||
| 2012-05-22 | 2012-05-21 | 4 | NEBLETT GLENN M. | CSWC | Common Stock | D | 88,2000 | 2.000 | 176 | 2.000 | ||||
| 2012-05-22 | 2012-05-18 | 4 | MARTIN GARY L | CSWC | Non-Qualified Stock Option | D | 76,74 | 76,7400 | 7.500 | 576 | 7.500 | |||
| 2012-05-22 | 2012-05-18 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 76,7400 | 7.500 | 576 | 97.423 | ||||
| 2012-05-22 | 2012-05-21 | 4 | BELA MARQUEZ D | CSWC | Incentive Stock Option | D | 88,20 | 88,2000 | 1.000 | 88 | 1.000 | |||
| 2012-05-22 | 2012-05-21 | 4 | BELA MARQUEZ D | CSWC | Common Stock | D | 103,0200 | -1.000 | -103 | 0 | ||||
| 2012-05-22 | 2012-05-21 | 4 | BELA MARQUEZ D | CSWC | Common Stock | D | 88,2000 | 1.000 | 88 | 1.000 | ||||
| 2012-05-22 | 2012-05-18 | 4 | Morris Tracy L. | CSWC | Incentive Stock Option | D | 76,74 | 76,7400 | 2.000 | 153 | 2.000 | |||
| 2012-05-22 | 2012-05-18 | 4 | Morris Tracy L. | CSWC | Common Stock | D | 101,5800 | -2.000 | -203 | 0 | ||||
| 2012-05-22 | 2012-05-18 | 4 | Morris Tracy L. | CSWC | Common Stock | D | 76,7400 | 2.000 | 153 | 2.000 | ||||
| 2012-05-22 | 2012-05-21 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 102,0000 | -1.500 | -153 | 6.750 | ||||
| 2012-05-22 | 2012-05-18 | 4 | PETERSON JEFFREY G | CSWC | Incentive Stock Option | D | 93,49 | 93,4900 | 4.500 | 421 | 8.000 | |||
| 2012-05-22 | 2012-05-18 | 4 | PETERSON JEFFREY G | CSWC | Incentive Stock Option | D | 93,49 | 93,4900 | 1.500 | 140 | 3.500 | |||
| 2012-05-22 | 2012-05-18 | 4 | PETERSON JEFFREY G | CSWC | Incentive Stock Option | D | 76,74 | 76,7400 | 2.000 | 153 | 2.000 | |||
| 2012-05-22 | 2012-05-18 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 101,3800 | -3.000 | -304 | 8.250 | ||||
| 2012-05-22 | 2012-05-18 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 93,4900 | 4.500 | 421 | 11.250 | ||||
| 2012-05-22 | 2012-05-18 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 93,4900 | 1.500 | 140 | 6.750 | ||||
| 2012-05-22 | 2012-05-18 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 76,7400 | 2.000 | 153 | 5.250 | ||||
| 2012-05-22 | 2012-05-21 | 4 | SCHWERTNER RAY D. | CSWC | Incentive Stock Option | D | 95,79 | 95,7900 | 300 | 29 | 300 | |||
| 2012-05-22 | 2012-05-21 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 95,7900 | 300 | 29 | 746 | ||||
| 2012-05-21 | 2012-05-17 | 4 | Thomas William R III | CSWC | Non-Qualified Stock Option | D | 76,74 | 76,7400 | 2.000 | 153 | 2.000 | |||
| 2012-05-21 | 2012-05-17 | 4 | Thomas William R III | CSWC | Common Stock | D | 76,7400 | 2.000 | 153 | 8.768 | ||||
| 2012-02-16 | 2012-02-15 | 4 | Thomas William R III | CSWC | Common Stock | I | 90,7100 | -2.224 | -202 | 33.603 | ||||
| 2012-02-16 | 2012-02-14 | 4 | Thomas William R III | CSWC | Common Stock | I | 91,0400 | -7.776 | -708 | 35.827 | ||||
| 2012-02-10 | 2012-02-09 | 4 | Thomas William R III | CSWC | Common Stock | D | 91,6000 | -1.084 | -99 | 7.768 | ||||
| 2012-01-18 | 2012-01-16 | 4 | ASHBAUGH WILLIAM M | CSWC | Common Stock | D | 1.250 | 6.968 | ||||||
| 2012-01-18 | 2012-01-16 | 4 | Morris Tracy L. | CSWC | Common Stock | D | 1.000 | 1.000 | ||||||
| 2012-01-18 | 2012-01-16 | 4 | MARTIN GARY L | CSWC | Common Stock | D | 2.000 | 91.923 | ||||||
| 2012-01-18 | 2012-01-16 | 4 | BELA MARQUEZ D | CSWC | Common Stock | D | 1.000 | 1.000 | ||||||
| 2012-01-18 | 2012-01-16 | 4 | NEBLETT GLENN M. | CSWC | Common Stock | D | 1.000 | 1.000 | ||||||
| 2012-01-18 | 2012-01-16 | 4 | PETERSON JEFFREY G | CSWC | Common Stock | D | 1.000 | 4.250 | ||||||
| 2012-01-18 | 2012-01-16 | 4 | SCHWERTNER RAY D. | CSWC | Common Stock | D | 1.000 | 1.446 | ||||||
| 2012-01-18 | 2012-01-16 | 4 | Thomas William R III | CSWC | Common Stock | D | 1.000 | 8.852 | ||||||
| 2012-01-09 | 2011-11-30 | 4 | BURTON DONALD W | CSWC | Common Stock | I | 84,7000 | 462 | 39 | 106.190 | ||||
| 2012-01-09 | 2011-11-30 | 4 | BURTON DONALD W | CSWC | Common Stock | I | 84,7000 | 156 | 13 | 35.751 | ||||
| 2012-01-03 | 2011-12-30 | 4 | BURTON DONALD W | CSWC | Common Stock | I | 81,5500 | 487 | 40 | 105.728 | ||||
| 2012-01-03 | 2011-12-30 | 4 | BURTON DONALD W | CSWC | Common Stock | I | 81,5500 | 163 | 13 | 35.595 | ||||
| 2012-01-03 | 2011-12-30 | 4 | BURTON DONALD W | CSWC | Common Stock | I | 81,5500 | -650 | -53 | 0 |
P
Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren
S
Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren
A
Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)
C
Umwandlung von Derivaten
D
Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen
F
Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere
G
Schenkung von Wertpapieren durch oder an den Insider
K
Aktien-Swaps und ähnliche Absicherungstransaktionen
M
Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)
V
Eine freiwillig auf Formular 4 gemeldete Transaktion
J
Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)
