OPY Insider Trading - Oppenheimer Holdings Inc.

Ausstehende Aktien	10,608,340 shares
Insider-Aktien	354.875 shares
Insider-Besitz	3,35 %
Insider gesamt	19

Insider-Stimmungswert

Der Insider-Stimmungswert ermittelt die Unternehmen, die von Unternehmensinsidern gekauft werden.

Es ist das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Insiderakkumulation identifiziert. Das Scoring-Modell verwendet eine Kombination aus der Nettozahl der Insiderkäufe der letzten 90 Tage, der Gesamtzahl der gekauften Aktien als Prozentsatz des Streubesitzes und der Gesamtzahl der von Insidern gehaltenen Aktien. Die Zahl reicht von 0 bis 100, wobei höhere Zahlen ein höheres Maß an Insiderkäufen anzeigen als bei anderen Unternehmen und 50 den Durchschnitt darstellt.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Top-Optionen der Insider an, die eine Liste der Unternehmen mit der höchsten Insiderakkumulation enthalten.

Siehe Aktien mit dem höchsten Ranking

Führungskräfte-Stimmungswert

Der Führungskräfte-Stimmungswert findet Unternehmen, die von Führungskräften des Unternehmens gekauft werden.

Per Definition sind Führungskräfte des Unternehmens Insider, aber im Gegensatz zu anderen Insidern (10%ige Aktionäre und Vorstandsmitglieder) arbeiten Führungskräfte täglich für das Unternehmen und verwenden beim Handel ihr eigenes Geld. (10%ige Aktionäre und Vorstandsmitglieder sind oft Fondsmanager, die das Geld anderer Leute verwalten.) Daher sind Insider-Geschäfte, die von Führungskräften getätigt werden, viel bedeutender und sollten entsprechend behandelt werden.

Wie der Insider-Stimmungswert ist auch der Führungskräfte-Stimmungswert das Ergebnis eines ausgeklügelten quantitativen Multifaktormodells, das die Unternehmen mit der höchsten Führungskräftekonzentration identifiziert.

Aktualisierungshäufigkeit: Täglich

Sehen Sie sich die Insiders Top-Auswahl an, die eine Liste der Unternehmen mit der höchsten Insider-Stimmung enthalten.

Siehe Aktien mit dem höchsten Ranking

Wichtige Insider-Kennzahlen

Diese Karte zeigt, wie das Unternehmen bei verschiedenen Insider-Kennzahlen abschneidet. Der Perzentil-Rang zeigt, wie dieses Unternehmen im Vergleich zu anderen Unternehmen auf den US-Märkten abschneidet. Höhere Ränge deuten auf eine bessere Situation hin.

Es ist beispielsweise allgemein anerkannt, dass Insiderkäufe ein positiver Indikator sind, so dass Unternehmen mit mehr Insiderkäufen besser abschneiden würden als Unternehmen mit weniger Insiderkäufen (oder sogar Insiderverkäufen).

Nettoanzahl der Insider, die kaufen (Rang)

0 ( )

4854 out of 10916

Die Nettoanzahl der Insiderkäufe ist die Gesamtzahl der Insiderkäufe abzüglich der Gesamtzahl der Insiderverkäufe in den letzten 90 Tagen. Der Perzentilrang wird hier angezeigt (Bereich von 0 bis 100%).

Prozent des Streubesitzes von Insidern gekauft (Rang)

0.000% ( )

5065 out of 10752

Prozent des von Insidern gekauften Streubesitzes ist die Gesamtzahl der von Insidern gekauften Aktien abzüglich der Gesamtzahl der von Insidern in den letzten 90 Tagen verkauften Aktien, geteilt durch den gesamten Streubesitz und multipliziert mit 100.

Diagramm zum Insiderhandel

Oppenheimer Holdings Inc. Insider-Trades sind in der folgenden Grafik dargestellt. Insider sind leitende Angestellte, Direktoren oder bedeutende Investoren in einem Unternehmen. Im Allgemeinen ist es für Insider illegal, auf der Grundlage von wesentlichen, nicht-öffentlichen Informationen mit Aktien ihrer Unternehmen zu handeln. Das bedeutet nicht, dass es für sie illegal ist, irgendwelche Geschäfte in ihren eigenen Unternehmen zu tätigen. Sie müssen jedoch alle Geschäfte der SEC über ein Formular 4 melden.

Kennzahlen zu Insiderlisten und Rentabilität

Diese Tabelle zeigt die Liste der bekannten Insider und wird automatisch aus den bei der SEC eingereichten Unterlagen erstellt. Zusätzlich zu den Namen, dem letzten Titel und der Bezeichnung als Direktor, leitender Angestellter oder 10%-iger Anteilseigner geben wir die zuletzt veröffentlichten Bestände an. Zusätzlich stellen wir, wenn möglich, die historische Handelsperformance für den Insider zur Verfügung. Die historische Handelsperformance ist ein gewichteter Durchschnitt der Performance tatsächlicher offener Kauftransaktionen, die von dem Insider getätigt wurden. Weitere Informationen zur Berechnung dieses Wertes finden Sie in diesem YouTube-Webinar.

See our leaderboard of most profitable insider traders.

Insider	Aktien in Besitz	Split Angepasst
Jeffrey J Alfano CFO - [O]	42.090	42.090
Evan Behrens Director - [D]	7.025	7.025
Richard Crystal Director - [D]	18.150	18.150
Timothy Martin Dwyer Director - [D]	28.400	28.400
William Ehrhardt Director - [D]	37.350	37.350
Paul M Friedman Director - [D]	18.400	18.400

Insider	Aktien in Besitz	Split Angepasst
Morris Goldfarb Director - [D]	500	500
Teresa Glasser Director - [D]	18.400	18.400
Michael Keehner Director - [D]	24.850	24.850
Kanter Stacy J. Director - [D]	5.900	5.900
Albert G Lowenthal Chairman, Director, 10% Owner - [D] [O] [10%]	16.680	16.680
Robert S Lowenthal CEO, Director - [D] [O]	4.273	4.273

Insider	Aktien in Besitz	Split Angepasst
Kenneth W Mcarthur Director - [D]	45.688	45.688
DENNIS P McNAMARA Secretary - [O]	20.177	20.177
A Winn Oughtred Director - [D]	23.150	23.150
Elaine K Roberts Director - [D]	19.542	19.542
R Lawrence Roth Director - [D]	18.400	18.400
Suzanne Spaulding Director - [D]	5.900	5.900
Burton Winberg	2.200

Report errors via our new Insider Auditing Tool

Erfolgsbilanz der Insiderkäufe - Kurzfristige Gewinnanalyse

In diesem Abschnitt analysieren wir die Rentabilität jedes ungeplanten Insiderkaufs, der auf dem freien Markt in OPY / Oppenheimer Holdings Inc. getätigt wurde. Diese Analyse hilft zu verstehen, ob der Insider beständig abnormale Renditen erzielt und es sich lohnt, ihm zu folgen. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Käufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum	Insider	Gemeldete Aktien	Gemeldeter Preis	Angepasste Aktien	Angepasster Preis	Kostenbasis	Tage bis Max	Preis bei Max	Max Gewinn ($)	Max Rendite (%)
2025-11-28	Lowenthal Robert S	11	67,9800	11	67,9800	767	145	115.9200	509	66,46
2025-11-28	LOWENTHAL ALBERT G	44	67,9800	44	67,9800	2.995
2025-08-29	Lowenthal Robert S	11	71,7200	11	71,7200	765
2025-08-29	LOWENTHAL ALBERT G	42	71,7200	42	71,7200	2.987
2025-05-09	Lowenthal Robert S	12	63,2200	12	63,2200	763
2025-05-09	LOWENTHAL ALBERT G	47	63,2200	47	63,2200	2.978
2025-02-28	Lowenthal Robert S	12	65,1900	12	65,1900	761
2025-02-28	LOWENTHAL ALBERT G	46	65,1900	46	65,1900	2.970
2024-11-22	LOWENTHAL ALBERT G	48	61,8500	48	61,8500	2.962

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

OPY / Oppenheimer Holdings Inc. Insider Trades

Erfolgsbilanz von Insiderverkäufen - Kurzfristige Verlustanalyse

In diesem Abschnitt analysieren wir die kurzfristige Verlustvermeidung jedes ungeplanten Insider-Verkaufs auf dem freien Markt in OPY / Oppenheimer Holdings Inc.. Ein konsistentes Muster der Verlustvermeidung kann darauf hindeuten, dass zukünftige Verkaufstransaktionen Kursrückgänge vorhersagen können. Diese Analyse bezieht sich auf ein Jahr nach jedem Handel, und die Ergebnisse sind theoretisch .

Die folgende Tabelle zeigt die jüngsten Verkäufe am offenen Markt, die nicht Teil eines automatischen Handelsplans waren.

Handelsdatum	Insider	Gemeldete Aktien	Gemeldeter Preis	Angepasste Aktien	Angepasster Preis	Kostenbasis	Tage bis Min	Preis bei Min	Max Verlust Vermieden($)	Max Verlust Vermieden(%)
2026-03-02	McNAMARA DENNIS P	4.673	90,6700	4.673	90,6700	423.701	11	82.5200	-38.084	-8,99
2025-08-05	McNAMARA DENNIS P	2.000	73,8100	2.000	73,8100	147.620
2025-06-10	Friedman Paul M	3.500	63,3081	3.500	63,3081	221.578
2025-06-09	Friedman Paul M	3.500	63,3202	3.500	63,3202	221.621
2025-06-06	Friedman Paul M	3.000	63,1065	3.000	63,1065	189.320
2024-08-19	BEHRENS EVAN	750	50,7839	750	50,7839	38.088
2024-07-31	McNAMARA DENNIS P	6.000	51,2790	6.000	51,2790	307.674
2024-05-10	BEHRENS EVAN	4.125	43,6499	4.125	43,6499	180.056
2023-09-01	BEHRENS EVAN	5.000	38,4300	5.000	38,4300	192.150

Bereinigter Preis ist der splitbereinigte Preis. Bereinigte Aktien sind die um den Split bereinigten Aktien.

Transaktionshistorie

Klicken Sie auf das Link-Symbol, um den vollständigen Transaktionsverlauf anzuzeigen. Transaktionen, die im Rahmen eines automatischen Handelsplans 10b5-1 gemeldet werden, sind in der Spalte 10b-5 mit einem X gekennzeichnet.

Datei Datum	Handel Datum	Form	Insider	Ticker	Wertpapier-Titel	Code	Direkt	Ausführung Preis	Einheit Preis	Eimheiten Verändert	Wert Geändert (1K)	Verbleibende Optionen	Verbleibende Aktien
2026-03-03	2026-02-26	4	Glasser Teresa	OPY	Class A non-voting common stock	J - Other	D			1.400			18.400
2026-03-03	2026-03-02	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		90,6700	-4.673	-424		20.177
2026-03-03	2026-02-26	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	J - Other	D			1.400			18.400
2026-02-27	2026-02-26	4	Spaulding Suzanne	OPY	Class A non-voting common stock	J - Other	D			1.400			5.900
2026-02-27	2026-02-26	4	BEHRENS EVAN	OPY	Class A non-voting common stock	J - Other	D			1.400			7.025
2026-02-27	2026-02-26	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	J - Other	D			1.400			28.400
2026-02-27	2026-02-26	4	Kanter Stacy J.	OPY	Class A non-voting common stock	J - Other	D			1.400			5.900
2026-02-27	2026-02-26	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	J - Other	I			1.400			18.400
2026-02-09	2025-11-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		67,9800	44	3		16.680
2026-02-09	2025-08-29	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		71,7200	42	3		16.636
2026-02-09	2025-05-09	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		63,2200	47	3		16.594
2026-02-09	2025-02-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		65,1900	46	3		16.547
2026-02-09	2025-11-28	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		67,9800	11	1		4.273
2026-02-09	2025-08-29	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		71,7200	11	1		4.262
2026-02-09	2025-05-09	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		63,2200	12	1		4.251
2026-02-09	2025-02-28	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		65,1900	12	1		4.239
2026-01-29	2026-01-28	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			35.505			129.608
2026-01-29	2026-01-28	4	LOWENTHAL ALBERT G	OPY	Class A non-voting common stock	J - Other	D			55.725			254.876
2026-01-29	2026-01-28	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			3.084			24.850
2026-01-29	2025-09-22	4	Spaulding Suzanne	OPY	Class A non-voting common stock	J - Other	D			3.000			4.500
2025-08-06	2025-08-05	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		73,8100	-2.000	-148		21.766
2025-06-10	2025-06-10	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	S - Sale	I		63,3081	-3.500	-222		17.000
2025-06-10	2025-06-09	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	S - Sale	I		63,3202	-3.500	-222		20.500
2025-06-09	2025-06-06	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	S - Sale	I		63,1065	-3.000	-189		24.000
2025-02-07	2024-11-22	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		61,8500	12	1		4.228
2025-02-07	2024-08-23	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		52,2600	14	1		4.216
2025-02-07	2024-05-24	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		44,7900	14	1		4.201
2025-02-07	2024-02-23	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		40,0800	16	1		4.187
2025-02-07	2024-11-22	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		61,8500	48	3		16.501
2025-02-07	2024-08-23	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		52,2600	56	3		16.453
2025-02-07	2024-05-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		44,7900	55	2		16.397
2025-02-07	2024-02-23	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		40,0800	61	2		16.343
2025-01-31	2025-01-30	4	Spaulding Suzanne	OPY	Class A non-voting common stock	J - Other	D			1.500			1.500
2025-01-31	2025-01-30	4	Kanter Stacy J.	OPY	Class A non-voting common stock	J - Other	D			1.500			4.500
2025-01-31	2025-01-30	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	J - Other	D			1.500			17.000
2025-01-31	2025-01-30	4	Glasser Teresa	OPY	Class A non-voting common stock	J - Other	D			1.500			17.000
2025-01-31	2025-01-30	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	J - Other	D			1.500			27.000
2025-01-31	2025-01-30	4	BEHRENS EVAN	OPY	Class A non-voting common stock	J - Other	D			1.500			5.625
2025-01-31	2025-01-30	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	J - Other	I			1.500			27.000
2025-01-30	2025-01-28	4	LOWENTHAL ALBERT G	OPY	Class A non-voting common stock	J - Other	D			39.689			199.151
2025-01-30	2025-01-28	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			19.308			94.103
2025-01-30	2025-01-28	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			3.085			23.766
2024-08-19	2024-08-19	4	BEHRENS EVAN	OPY	Class A non-voting common stock	S - Sale	D		50,7839	-750	-38		4.125
2024-08-01	2024-07-31	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		51,2790	-6.000	-308		20.681
2024-05-10	2024-05-10	4	BEHRENS EVAN	OPY	Class A non-voting common stock	S - Sale	D		43,6499	-4.125	-180		4.875
2024-02-13	2023-11-24	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		40,6800	15	1		4.171
2024-02-13	2023-08-25	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		38,5300	16	1		4.156
2024-02-13	2023-05-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		37,4300	17	1		4.140
2024-02-13	2023-02-24	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		44,0500	14	1		4.123
2024-02-13	2023-11-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		40,6800	60	2		16.282
2024-02-13	2023-08-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		38,5300	63	2		16.222
2024-02-13	2023-05-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		37,4300	64	2		16.159
2024-02-13	2023-02-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		44,0500	55	2		16.095
2024-02-01	2024-01-30	4	LOWENTHAL ALBERT G	OPY	Class A non-voting common stock	J - Other	D			40.683			159.462
2024-02-01	2024-01-30	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			11.257			74.795
2024-02-01	2024-01-30	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			2.357			26.681
2024-02-01	2024-01-25	4/A	OUGHTRED A WINN	OPY	Class A non-voting common stock	J - Other	D			-3.000			23.150
2024-02-01	2024-01-25	4/A	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	J - Other	D			-3.000			37.350
2024-01-29	2024-01-25	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	A - Award	D			3.000			15.500
2024-01-29	2024-01-25	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			3.000			26.150
2024-01-29	2024-01-25	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			3.000			40.350
2024-01-29	2024-01-25	4	Glasser Teresa	OPY	Class A non-voting common stock	A - Award	D			3.000			15.500
2024-01-29	2024-01-25	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			3.000			25.500
2024-01-29	2024-01-25	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			3.000			9.000
2024-01-29	2024-01-25	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	A - Award	I			3.000			25.500
2024-01-29	2024-01-25	4	Kanter Stacy J.	OPY	Class A non-voting common stock	A - Award	D			3.000			3.000
2023-09-05	2023-09-01	4	BEHRENS EVAN	OPY	Class A non-voting common stock	S - Sale	D		38,4300	-5.000	-192		6.000
2023-09-05	2023-08-31	4	BEHRENS EVAN	OPY	Class A non-voting common stock	S - Sale	D		38,2800	-5.000	-191		11.000
2023-09-05	2023-08-31	4	BEHRENS EVAN	OPY	Class A non-voting common stock	S - Sale	D		38,4900	-2.500	-96		16.000
2023-03-06	2023-03-03	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		44,5100	-2.120	-94		24.324
2023-03-06	2023-03-03	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		44,5400	-10.000	-445		26.444
2023-02-08	2022-11-25	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		41,1800	15	1		4.109
2023-02-08	2022-08-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		36,7600	17	1		4.094
2023-02-08	2022-05-27	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		35,4600	17	1		4.077
2023-02-08	2022-02-25	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		43,1400	14	1		4.060
2023-02-08	2022-11-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		41,1800	58	2		16.040
2023-02-08	2022-08-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		36,7600	65	2		15.982
2023-02-08	2022-05-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		35,4600	67	2		15.917
2023-02-08	2022-02-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		43,1400	55	2		15.850
2023-01-31	2023-01-30	4	LOWENTHAL ALBERT G	OPY	Class A non-voting common stock	J - Other	D			4.454			118.779
2023-01-31	2023-01-29	4	LOWENTHAL ALBERT G	OPY	Class A non-voting common stock	J - Other	D			25.771			114.325
2023-01-31	2023-01-29	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			2.978			63.538
2023-01-31	2023-01-29	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			2.081			36.444
2023-01-30	2023-01-26	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	A - Award	D			2.500			12.500
2023-01-30	2023-01-26	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	A - Award	I			2.500			22.500
2023-01-30	2023-01-26	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			2.500			37.350
2023-01-30	2023-01-26	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			2.500			18.500
2023-01-30	2023-01-26	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			2.500			22.500
2023-01-30	2023-01-26	4	Glasser Teresa	OPY	Class A non-voting common stock	A - Award	D			2.500			12.500
2023-01-30	2023-01-26	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			2.500			23.150
2022-02-10	2021-12-31	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		46,6900	85	4		4.046
2022-02-10	2021-11-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		51,5700	11	1		3.961
2022-02-10	2021-08-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		46,6600	13	1		3.950
2022-02-10	2021-05-28	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		49,0100	10	0		3.937
2022-02-10	2021-02-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		38,0600	12	0		3.928
2022-02-10	2021-12-31	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		46,6900	331	15		15.795
2022-02-10	2021-11-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		51,5700	45	2		15.464
2022-02-10	2021-08-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		46,6600	49	2		15.419
2022-02-10	2021-05-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		49,0100	38	2		15.369
2022-02-10	2021-02-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		38,0600	48	2		15.332
2022-01-28	2022-01-26	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			125.000		443.001
2022-01-28	2022-01-26	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			2.500		20.000
2022-01-28	2022-01-26	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			50.000		187.368
2022-01-28	2022-01-26	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			2.500		25.500
2022-01-27	2022-01-27	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			2.500			20.650
2022-01-27	2022-01-27	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			2.500			16.000
2022-01-27	2022-01-27	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			2.500			34.850
2022-01-27	2022-01-27	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	A - Award	I			2.500			20.000
2022-01-27	2022-01-27	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			2.500			20.000
2022-01-27	2022-01-27	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	A - Award	D			2.500			10.000
2022-01-27	2022-01-27	4	Glasser Teresa	OPY	Class A non-voting common stock	A - Award	D			2.500			10.000
2021-11-03	2021-11-03	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	S - Sale	D		52,2267	-5.000	-261		18.150
2021-05-06	2021-05-05	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	S - Sale	D		49,4786	-6.831	-338		42.090
2021-05-06	2021-05-04	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	S - Sale	D		49,6362	-26.913	-1.336		48.921
2021-05-06	2021-05-05	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		49,3896	-3.453	-171		34.363
2021-05-06	2021-05-04	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		49,6930	-3.151	-157		37.816
2021-05-06	2021-05-04	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		49,6930	-6.303	-313		40.967
2021-05-06	2021-05-04	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		49,6930	-6.303	-313		47.270
2021-05-06	2021-05-04	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	S - Sale	D		49,0043	-2.441	-120		53.573
2021-02-24	2021-02-23	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-7.000		18.500
2021-02-24	2021-02-23	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			3.677			56.014
2021-02-24	2021-02-23	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		137.368
2021-02-24	2021-02-23	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			4.678			60.560
2021-02-24	2021-02-23	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		23.000
2021-02-24	2021-02-23	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	A - Award	D			4.678			75.834
2021-02-09	2020-12-30	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		31,4300	471	15		15.284
2021-02-09	2020-12-04	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		29,4600	60	2		14.812
2021-02-09	2020-08-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		25,2200	70	2		14.752
2021-02-09	2020-05-29	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		21,1000	83	2		14.682
2021-02-09	2020-02-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		24,0300	73	2		14.599
2021-02-09	2020-12-30	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		31,4300	121	4		3.915
2021-02-09	2020-12-04	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		29,4600	15	0		3.795
2021-02-09	2020-08-27	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		25,2300	18	0		3.779
2021-02-09	2020-05-29	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		21,1000	21	0		3.761
2021-02-09	2020-02-28	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		24,0300	19	0		3.740
2021-01-29	2021-01-28	4	Glasser Teresa	OPY	Class A non-voting common stock	A - Award	D			2.500			7.500
2021-01-29	2021-01-28	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			2.500			23.150
2021-01-29	2021-01-28	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	A - Award	D			2.500			7.500
2021-01-29	2021-01-28	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			2.500			17.500
2021-01-29	2021-01-28	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			2.500			32.350
2021-01-29	2021-01-28	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			2.500			13.500
2021-01-29	2021-01-28	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	A - Award	I			2.500			17.500
2021-01-29	2021-01-28	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			110.000		318.001
2021-01-29	2021-01-28	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			75.000		147.368
2021-01-29	2021-01-28	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			6.000		33.000
2021-01-29	2021-01-28	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		24.500
2020-02-28	2020-02-28	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			2.500			11.000
2020-02-28	2020-02-28	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			2.500			15.000
2020-02-28	2020-02-28	4	Glasser Teresa	OPY	Class A non-voting common stock	A - Award	D			2.500			5.000
2020-02-28	2020-02-28	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	A - Award	D			2.500			5.000
2020-02-28	2020-02-28	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			2.500			29.850
2020-02-28	2020-02-28	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			2.500			20.650
2020-02-28	2020-02-28	4	Friedman Paul M Paul M. Friedman Living Trust dated 3/5/19	OPY	Class A non-voting common stock	A - Award	I			2.500			15.000
2020-02-27	2020-02-25	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-5.000		72.368
2020-02-27	2020-02-25	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			2.339			55.882
2020-02-27	2020-02-25	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-5.000		19.500
2020-02-27	2020-02-25	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			2.983			52.337
2020-02-27	2020-02-25	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-5.000		27.000
2020-02-27	2020-02-25	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			2.339			71.156
2020-02-07	2019-11-22	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,8300	16	0		3.721
2020-02-07	2019-08-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,1600	16	0		3.705
2020-02-07	2019-05-24	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		25,9300	16	0		3.689
2020-02-07	2019-02-28	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		28,2200	14	0		3.673
2020-02-07	2019-11-22	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,8300	62	2		14.527
2020-02-07	2019-08-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,1600	64	2		14.465
2020-02-07	2019-05-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		25,9300	61	2		14.400
2020-02-07	2019-02-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		28,2200	55	2		14.339
2020-01-31	2020-01-29	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			77.000		208.001
2020-01-31	2020-01-29	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		24.500
2020-01-31	2020-01-29	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		32.000
2020-01-31	2020-01-29	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			38.500		77.368
2020-01-29	2020-01-28	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-2.381		27.000
2020-01-29	2020-01-28	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			1.470			68.817
2020-01-29	2020-01-28	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-2.381		19.500
2020-01-29	2020-01-28	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			1.588			49.354
2020-01-29	2020-01-28	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-9.524		38.868
2020-01-29	2020-01-28	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			5.883			53.543
2020-01-27	2020-01-25	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-67.000		131.001
2020-01-27	2020-01-25	4	LOWENTHAL ALBERT G	OPY	Class A non-voting common stock	J - Other	D			39.635			88.554
2020-01-27	2020-01-25	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-8.500		29.381
2020-01-27	2020-01-25	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			5.012			67.347
2020-01-27	2020-01-25	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-5.000		21.881
2020-01-27	2020-01-25	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			3.042			47.766
2020-01-27	2020-01-25	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			15.000		48.392
2020-01-27	2020-01-25	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			9.030			47.660
2019-09-19	2019-09-18	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	S - Sale	D		31,0200	-10.000	-310		18.150
2019-03-01	2019-02-28	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			2.500			28.150
2019-03-01	2019-02-28	4	ROTH R LAWRENCE	OPY	Class A non-voting common stock	A - Award	D			2.500			2.500
2019-03-01	2019-02-28	4	Friedman Paul M	OPY	Class A non-voting common stock	A - Award	D			2.500			12.500
2019-03-01	2019-02-28	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			2.500			27.350
2019-03-01	2019-02-28	4	Glasser Teresa	OPY	Class A non-voting common stock	A - Award	D			2.500			2.500
2019-03-01	2019-02-28	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			2.500			8.500
2019-03-01	2019-02-28	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			2.500			12.500
2019-02-27	2019-02-26	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-2.000		26.881
2019-02-27	2019-02-26	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			1.320			44.724
2019-02-27	2019-02-26	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-2.000		37.881
2019-02-27	2019-02-26	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			1.235			62.335
2019-02-11	2019-02-08	4	LOWENTHAL ALBERT G Phase II Financial Inc.	OPY	Class B voting common stock	P - Purchase	I		26,3300	1.007	27		97.128
2019-02-01	2018-11-23	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		28,2400	14	0		3.659
2019-02-01	2018-08-24	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		33,2500	12	0		3.645
2019-02-01	2018-05-25	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		29,0500	14	0		3.633
2019-02-01	2018-02-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		26,9500	15	0		3.620
2019-02-01	2018-12-11	5	LOWENTHAL ALBERT G Phase II Financial Inc.	OPY	Class B voting common stock	P - Purchase	I		28,5100	32	1		96.121
2019-02-01	2018-11-23	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		28,2400	56	2		14.284
2019-02-01	2018-08-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		33,2500	46	2		14.228
2019-02-01	2018-05-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		29,0500	53	2		14.183
2019-02-01	2018-02-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		26,9500	58	2		14.129
2019-02-01	2019-01-31	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			75.472		198.001
2019-02-01	2019-01-31	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			18.868		63.392
2019-02-01	2019-01-28	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-4.400		44.524
2019-02-01	2019-01-28	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			2.482			38.630
2019-02-01	2019-01-31	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		39.881
2019-02-01	2019-01-28	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-2.200		34.881
2019-02-01	2019-01-28	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			1.239			61.100
2019-02-01	2019-01-31	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			4.000		28.881
2019-02-01	2019-01-28	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-2.200		24.881
2019-02-01	2019-01-28	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			1.333			43.404
2018-05-15	2018-05-14	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting stock	J - Other	D			-7.625		0
2018-05-15	2018-05-14	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			7.625			19.542
2018-03-02	2018-03-01	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			2.500			25.650
2018-03-02	2018-03-01	4	Friedman Paul M	OPY	Class A non-voting common stock	A - Award	D			2.500			10.000
2018-03-02	2018-03-01	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			2.500			6.000
2018-03-02	2018-03-01	4	KEEHNER MICHAEL	OPY	Class A non-voting common stock	A - Award	D			2.500			24.850
2018-03-02	2018-03-01	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			2.500			24.850
2018-03-02	2018-03-01	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			2.500		7.625
2018-03-02	2018-03-01	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			2.500			10.000
2018-02-26	2018-02-26	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.900		5.025
2018-02-26	2018-02-26	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			1.900			11.917
2018-02-02	2018-01-31	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			9.100		122.529
2018-02-01	2017-11-24	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,4000	15	0		3.605
2018-02-01	2017-08-25	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		16,4500	24	0		3.590
2018-02-01	2017-05-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		15,7500	24	0		3.566
2018-02-01	2017-02-24	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		16,7500	23	0		3.542
2018-02-01	2017-02-22	5	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-3.500		43.924
2018-02-01	2017-02-22	5	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			1.546			36.148
2018-02-01	2017-11-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,4000	57	2		14.071
2018-02-01	2017-08-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		16,4500	94	2		14.014
2018-02-01	2017-05-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		15,7500	96	2		13.921
2018-02-01	2017-02-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		16,7500	89	1		13.825
2018-02-01	2018-01-30	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			3.500		27.081
2018-02-01	2018-01-30	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			7.000		37.081
2018-02-01	2018-01-30	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		48.924
2018-02-01	2018-01-30	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			46.429		113.429
2017-12-29	2017-12-28	4/A	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-8.000		23.581
2017-12-29	2017-12-28	4/A	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			5.042			42.071
2017-12-29	2017-12-28	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-8.500		47.424
2017-12-29	2017-12-28	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			3.755			34.602
2017-12-29	2017-12-28	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-13.795		67.000
2017-12-29	2017-12-28	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-31.690		80.795
2017-12-29	2017-12-28	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			6.781			3.163.321
2017-12-29	2017-12-28	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			15.347			3.156.540
2017-12-29	2017-12-28	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-8.000		30.081
2017-12-29	2017-12-28	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			5.042			59.861
2017-12-29	2017-12-28	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			8.000		23.581
2017-12-29	2017-12-28	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			5.042			42.071
2017-08-22	2017-08-22	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			875		7.840
2017-08-22	2017-08-22	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			875			10.017
2017-07-28	2017-07-27	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.000		8.715
2017-07-28	2017-07-27	4	ROBERTS ELAINE K E.K.Roberts Holdco Inc.	OPY	Class A non-voting common stock	J - Other	I			1.000			9.142
2017-07-05	2017-07-01	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.000		9.715
2017-07-05	2017-07-01	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			1.000			8.142
2017-02-27	2017-02-24	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-2.032		10.715
2017-02-27	2017-02-24	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			2.032			11.279
2017-02-24	2017-02-22	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-5.000		38.081
2017-02-24	2017-02-22	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			3.151			54.819
2017-02-24	2017-02-22	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-5.000		31.581
2017-02-24	2017-02-22	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			3.151			37.029
2017-02-24	2017-02-23	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			3.500			23.150
2017-02-24	2017-02-23	4	Friedman Paul M	OPY	Class A non-voting common stock	A - Award	D			3.500			7.500
2017-02-24	2017-02-23	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			3.500			22.350
2017-02-24	2017-02-23	4	KEEHNER MICHAEL	OPY	Class A non-voting common stock	A - Award	D			3.500			22.350
2017-02-24	2017-02-23	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	A - Award	D			3.500			7.500
2017-02-24	2017-02-23	4	BEHRENS EVAN	OPY	Class A non-voting common stock	A - Award	D			3.500			3.500
2017-02-23	2017-02-23	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			3.500		12.747
2017-02-23	2017-02-22	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-3.500		9.247
2017-02-23	2017-02-22	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			3.500			5.110
2017-02-14	2016-11-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		17,1500	86	1		13.736
2017-02-14	2016-08-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		16,2000	92	1		13.649
2017-02-14	2016-05-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		15,7400	94	1		13.557
2017-02-14	2016-02-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		14,4000	102	1		13.463
2017-02-14	2016-02-04	5	LOWENTHAL ALBERT G Phase II Financial Inc.	OPY	Class B voting common stock	P - Purchase	I		14,7900	4	0		96.077
2017-02-13	2016-11-25	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		17,1500	22	0		3.519
2017-02-13	2016-08-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		16,2000	24	0		3.497
2017-02-13	2016-05-27	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		15,7400	24	0		3.473
2017-02-13	2016-02-26	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401K Plan	OPY	Class A non-voting common stock	P - Purchase	I		14,4000	26	0		3.449
2017-02-13	2017-02-10	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-52.500		112.485
2017-02-13	2017-02-10	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			25.425			3.141.193
2017-02-13	2017-02-10	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.610		12.747
2017-02-13	2017-02-10	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			1.610			1.610
2017-01-31	2016-07-27	5	ROBERTS ELAINE K	OPY	Restricted Claa A non-voting common stock	J - Other	D			-1.000		14.357
2017-01-31	2016-07-27	5	ROBERTS ELAINE K E.K.Roberts Holdco Inc.	OPY	Class A non-voting common stock	J - Other	I			1.000			207.465
2017-01-31	2017-01-28	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-124.000		164.985
2017-01-31	2017-01-28	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			68.384			3.115.768
2017-01-27	2017-01-26	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		36.581
2017-01-27	2017-01-26	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			8.500		43.081
2017-01-27	2017-01-26	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			67.000		288.985
2017-01-27	2017-01-26	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			15.000		55.924
2016-07-05	2016-07-01	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.000		15.357
2016-07-05	2016-07-01	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			1.000			205.965
2016-07-05	2016-07-01	4	OUGHTRED A WINN	OPY	Restricted Class A non-voting common stock	J - Other	D			-662		0
2016-07-05	2016-07-01	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	J - Other	D			662			19.650
2016-07-05	2016-07-01	4	EHRHARDT WILLIAM	OPY	Restricted Class A non-voting common stock	J - Other	D			-663		0
2016-07-05	2016-07-01	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	J - Other	D			663			18.850
2016-07-05	2016-07-01	4	KEEHNER MICHAEL	OPY	Restricted Class A non-voting common stock	J - Other	D			-663		0
2016-07-05	2016-07-01	4	KEEHNER MICHAEL	OPY	Class A non-voting common stock	J - Other	D			663			18.850
2016-05-19	2016-05-19	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	P - Purchase	D		13,7400	1.000	14		4.000
2016-05-13	2016-05-13	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	P - Purchase	D		13,7400	1.000	14		3.000
2016-05-13	2016-05-11	4	Dwyer Timothy Martin	OPY	Class A non-voting common stock	P - Purchase	D		13,9100	2.000	28		2.000
2016-05-11	2016-05-09	4	CRYSTAL RICHARD	OPY	Restricted Class A non-voting common stock	J - Other	D			663		0
2016-05-11	2016-05-09	4	CRYSTAL RICHARD	OPY	Class A non-voting common stock	J - Other	D			663			18.150
2016-05-11	2016-05-09	4	MCARTHUR KENNETH W	OPY	Restricted Class A non-voting common stock	J - Other	D			-662		0
2016-05-11	2016-05-09	4	MCARTHUR KENNETH W	OPY	Class A non-voting common stock	J - Other	D			-6.500			45.688
2016-02-26	2016-02-24	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			7.000		31.581
2016-02-26	2016-02-24	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			10.000		34.581
2016-02-26	2016-02-24	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			10.000		40.924
2016-02-16	2015-11-27	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		18,1600	21	0		3.423
2016-02-16	2015-08-28	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		19,8700	18	0		3.402
2016-02-16	2015-05-29	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		25,9400	14	0		3.384
2016-02-16	2015-02-27	5	Lowenthal Robert S Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		21,1000	17	0		3.369
2016-02-16	2015-11-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		18,1600	82	1		13.362
2016-02-16	2015-08-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		19,8700	71	1		13.280
2016-02-16	2015-05-29	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		25,9400	56	1		13.209
2016-02-16	2015-02-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		21,1000	68	1		13.153
2016-02-12	2016-02-10	4/A	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-40.000		221.985
2016-02-12	2016-02-10	4/A	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			24.690			3.047.384
2016-02-12	2016-02-10	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-40.000		221.985
2016-02-12	2016-02-10	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			19.372			3.042.066
2016-02-12	2016-02-10	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		24.851
2016-02-12	2016-02-10	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			6.303			33.878
2016-02-12	2016-02-10	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		24.581
2016-02-12	2016-02-10	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			6.303			51.668
2016-02-12	2016-02-10	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-7.500		30.924
2016-02-12	2016-02-10	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			3.313			30.847
2016-02-11	2016-02-10	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-8.390		16.357
2016-02-11	2016-02-10	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			8.390			204.965
2016-02-02	2016-01-28	4/A	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			4.000			18.988
2016-01-29	2016-01-28	4	Friedman Paul M	OPY	Class A non-voting common stock	A - Award	D			4.000			4.000
2016-01-29	2016-01-28	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			4.000		24.747
2016-01-29	2016-01-28	4	KEEHNER MICHAEL	OPY	Class A non-voting common stock	A - Award	D			4.000			18.187
2016-01-29	2016-01-28	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			4.000			18.187
2016-01-29	2016-01-28	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			4.000			18.988
2016-01-29	2016-01-28	4	MCARTHUR KENNETH W	OPY	Class A non-voting common stock	A - Award	D			4.000			52.188
2016-01-29	2016-01-28	4	CRYSTAL RICHARD	OPY	Class A non-voting common stock	A - Award	D			4.000			17.487
2016-01-25	2016-01-22	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	A - Award	D			-105.470		261.985
2016-01-25	2016-01-22	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			105.470			3.022.694
2015-07-27	2015-07-27	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-500		20.747
2015-07-27	2015-07-27	4	ROBERTS ELAINE K	OPY	Class A non-voting cmmon stock	J - Other	D			500			196.575
2015-07-02	2015-07-01	4	CRYSTAL RICHARD	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.212		663
2015-07-02	2015-07-01	4	CRYSTAL RICHARD	OPY	Class A non-voting common stock	J - Other	D			1.212			13.487
2015-07-02	2015-07-01	4	MCARTHUR KENNETH W	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.213		662
2015-07-02	2015-07-01	4	MCARTHUR KENNETH W	OPY	Class A non-voting common stock	J - Other	D			1.213			48.188
2015-07-02	2015-07-01	4	OUGHTRED A WINN	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.213		662
2015-07-02	2015-07-01	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	J - Other	D			1.213			14.988
2015-07-02	2015-07-01	4	EHRHARDT WILLIAM	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.212		663
2015-07-02	2015-07-01	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	J - Other	D			1.212			14.187
2015-07-02	2015-07-01	4	KEEHNER MICHAEL	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.213		663
2015-07-02	2015-07-01	4	KEEHNER MICHAEL	OPY	Class A non-voting common stock	J - Other	D			1.213			14.187
2015-07-01	2015-07-01	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-500		21.247
2015-07-01	2015-07-01	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			500			196.075
2015-06-30	2015-05-11	4	GOLDFARB MORRIS	OPY	Class A non-voting common stock	D - Sale to Issuer	D			-3.500			500
2015-05-07	2015-01-29	4/A	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			31.690		353.660
2015-05-07	2015-02-26	4/A	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			13.795		367.455
2015-03-03	2015-02-26	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			13.795		378.722
2015-03-03	2015-02-26	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		34.581
2015-03-03	2015-02-26	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		34.581
2015-03-03	2015-02-26	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		38.424
2015-02-25	2015-02-25	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-635		21.747
2015-02-25	2015-02-25	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			635			195.575
2015-02-13	2014-12-02	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		22,7800	62	1		13.085
2015-02-13	2014-08-29	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		24,1600	59	1		13.023
2015-02-13	2014-05-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		23,9500	59	1		12.963
2015-02-13	2014-02-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,3100	52	1		12.904
2015-02-13	2014-12-02	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		22,7800	16	0		3.352
2015-02-13	2014-08-29	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		24,1600	15	0		3.336
2015-02-13	2014-05-27	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		23,9500	15	0		3.321
2015-02-13	2014-02-28	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,3100	0	0		3.306
2015-02-13	2014-02-05	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		22,8200	74	2		3.305
2015-02-13	2014-02-03	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		22,9900	35	1		3.231
2015-02-13	2014-01-16	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		24,1600	40	1		3.196
2015-02-13	2014-01-06	5	Lowenthal Robert S Participant Oppenheimer 401 K Plan	OPY	Class A non-voting common stock	P - Purchase	I		24,0400	6	0		3.156
2015-02-13	2015-01-29	4/A	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			9.524		33.424
2015-02-02	2015-01-27	4/A	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		27.200
2015-02-02	2015-01-27	4/A	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			6.303			27.575
2015-02-02	2015-01-29	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			9.524		33.424
2015-02-02	2015-01-29	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			2.381		29.581
2015-02-02	2015-01-29	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			42.957		364.927
2015-02-02	2015-01-29	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			2.381		29.581
2015-01-29	2015-01-28	4/A	GOLDFARB MORRIS	OPY	Class A non-voting common stock	A - Award	D			2.000			4.000
2015-01-29	2015-01-27	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		27.200
2015-01-29	2015-01-27	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			6.303			45.365
2015-01-29	2015-01-28	4	EHRHARDT WILLIAM	OPY	Class A non-voting stock	A - Award	D			2.000			12.975
2015-01-29	2015-01-28	4	OUGHTRED A WINN	OPY	Class A non-voting stock	A - Award	D			2.000			13.775
2015-01-29	2015-01-28	4	CRYSTAL RICHARD	OPY	Class A non-voting stock	A - Award	D			2.000			12.275
2015-01-29	2015-01-28	4	MCARTHUR KENNETH W	OPY	Class A non-voting stock	A - Award	D			2.000			46.975
2015-01-29	2015-01-27	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		25.200
2015-01-29	2015-01-27	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			6.303			27.575
2015-01-29	2015-01-28	4	KEEHNER MICHAEL	OPY	Class A non-voting stock	A - Award	D			2.000			12.974
2015-01-29	2015-01-28	4	ROBERTS ELAINE K	OPY	Restricted Class A non voting common stock	J - Other	D			2.000		22.882
2015-01-29	2015-01-27	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-100.000		321.970
2015-01-29	2015-01-27	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			50.485			2.917.224
2015-01-29	2015-01-27	4	GOLDFARB MORRIS	OPY	Class A non-voting common stock	A - Award	D			2.000			4.000
2015-01-29	2015-01-27	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-5.000		20.882
2015-01-29	2015-01-27	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			5.000			194.940
2015-01-28	2014-07-01	4/A	OUGHTRED A WINN	OPY	Restricted Class A non-voting stock	J - Other	D			-1.212		1.875
2015-01-28	2014-07-01	4/A	OUGHTRED A WINN	OPY	Class A non-voting common stock	J - Other	D			1.212			11.775
2014-07-03	2014-07-01	4/A	MCARTHUR KENNETH W	OPY	Restricted Class A non-voting stock	J - Other	D			-1.212		1.875
2014-07-03	2014-07-01	4/A	MCARTHUR KENNETH W	OPY	Class A non-voting common stock	J - Other	D			1.212			44.975
2014-07-03	2014-07-01	4	CRYSTAL RICHARD	OPY	Restricted Class A non-voting stock	J - Other	D			-1.213		1.875
2014-07-03	2014-07-01	4	CRYSTAL RICHARD	OPY	Class A non-voting common stock	J - Other	D			1.213			10.275
2014-07-03	2014-07-01	4	MCARTHUR KENNETH W	OPY	Restricted Class A non-voting stock	J - Other	D			-1.212		1.875
2014-07-03	2014-07-01	4	MCARTHUR KENNETH W	OPY	Class A non-voting common stock	J - Other	D			1.212			29.975
2014-07-03	2014-07-01	4	OUGHTRED A WINN	OPY	Restricted Class A non-voting stock	J - Other	D			-1.212		1.875
2014-07-03	2014-07-01	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	J - Other	D			1.212			10.274
2014-07-03	2014-07-01	4	EHRHARDT WILLIAM	OPY	Restricted Class A non-voting stock	J - Other	D			-1.213		1.875
2014-07-03	2014-07-01	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	J - Other	D			1.213			10.975
2014-07-03	2014-07-01	4	KEEHNER MICHAEL	OPY	Restricted Class A non-voting stock	J - Other	D			-1.212		1.876
2014-07-03	2014-07-01	4	KEEHNER MICHAEL	OPY	Class A non-voting common stock	J - Other	D			1.212			10.974
2014-07-02	2014-07-01	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-500		25.582
2014-07-02	2014-07-01	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			500			190.440
2014-03-14	2010-11-26	5	LOWENTHAL ALBERT G Held in Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		23,8800	55	1		11.979
2014-03-14	2010-08-27	5	LOWENTHAL ALBERT G Held in Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		24,0600	55	1		11.924
2014-03-14	2010-05-28	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		27,9300	47	1		11.869
2014-03-14	2010-03-02	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		26,8200	49	1		11.882
2014-03-14	2011-11-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		12,7100	91	1		12.217
2014-03-14	2011-08-26	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		19,0900	71	1		12.127
2014-03-14	2011-05-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		28,1100	34	1		12.056
2014-03-14	2011-02-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		32,4000	43	1		12.022
2014-03-14	2012-11-23	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		16,4300	86	1		12.565
2014-03-14	2012-08-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		15,1500	90	1		12.479
2014-03-14	2012-05-25	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voing common stock	P - Purchase	I		14,2100	95	1		12.389
2014-03-14	2012-02-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		17,3900	77	1		12.294
2014-03-14	2013-11-27	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		23,0000	64	1		12.852
2014-03-14	2013-08-23	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		18,3500	77	1		12.788
2014-03-14	2013-05-24	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		19,5700	72	1		12.711
2014-03-14	2013-02-22	5	LOWENTHAL ALBERT G Held in the Oppenheimer & Co. Inc. 401k Plan	OPY	Class A non-voting common stock	P - Purchase	I		18,2400	74	1		12.640
2014-03-14	2014-03-12	4	MCARTHUR KENNETH W	OPY	Options on Class A non-voting common stock	M - Exercise	D	12,33	12,3300	-15.000	-185	0
2014-03-14	2014-03-12	4	MCARTHUR KENNETH W	OPY	Class A non-voting common stock	M - Exercise	D		12,3300	15.000	185		43.763
2014-02-28	2014-02-26	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			2.000		37.200
2014-02-28	2014-02-26	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			2.000		37.200
2014-02-26	2014-02-24	4	ROBERTS ELAINE K	OPY	Restricted Class A non-voting common stock	J - Other	D			-4.618		25.882
2014-02-26	2014-02-24	4	ROBERTS ELAINE K	OPY	Class A non-voting common stock	J - Other	D			4.618			189.940
2014-02-25	2014-02-24	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			-75.000		421.970
2014-02-25	2014-02-24	4	LOWENTHAL ALBERT G Phase II Financial LP	OPY	Class A non-voting common stock	J - Other	I			36.322			2.866.490
2014-02-25	2014-02-24	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-10.000		35.200
2014-02-25	2014-02-24	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			6.303			21.272
2014-02-25	2014-02-24	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			10.000		35.200
2014-02-25	2014-02-24	4	ALFANO JEFFREY J	OPY	Class A non-voting common stock	J - Other	D			6.303			39.062
2014-02-25	2014-02-24	4	Lowenthal Robert S	OPY	Restricted Class A non-voting common stock	J - Other	D			-7.500		23.900
2014-02-25	2014-02-24	4	Lowenthal Robert S	OPY	Class A non-voting common stock	J - Other	D			3.313			27.534
2014-01-31	2014-01-29	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non voting common stock	J - Other	D			124.000		496.970
2014-01-31	2014-01-29	4	McNAMARA DENNIS P	OPY	Restricted Class A non voting common stock	J - Other	D			2.200		45.200
2014-01-31	2014-01-29	4	ALFANO JEFFREY J	OPY	Resticted Class A non voting common stock	J - Other	D			2.200		45.200
2014-01-31	2014-01-29	4	Lowenthal Robert S	OPY	Restricted Class A non voting common stock	J - Other	D			4.400		31.400
2014-01-07	2014-01-02	4	GOLDFARB MORRIS	OPY	Class A non-voting common stock	A - Award	D			2.000			2.000
2014-01-06	2014-01-02	4	CRYSTAL RICHARD	OPY	Class A non-voting common stock	A - Award	D			2.000			9.062
2014-01-06	2014-01-02	4	MCARTHUR KENNETH W	OPY	Class A non-voting common stock	A - Award	D			2.000			28.763
2014-01-06	2014-01-02	4	OUGHTRED A WINN	OPY	Class A non-voting common stock	A - Award	D			2.000			10.563
2014-01-06	2014-01-02	4	EHRHARDT WILLIAM	OPY	Class A non-voting common stock	A - Award	D			2.000			9.762
2014-01-06	2014-01-02	4	KEEHNER MICHAEL	OPY	Class A non-voting common stock	A - Award	D			2.000			9.762
2014-01-03	2014-01-02	4	ROBERTS ELAINE K	OPY	Restricted Class A non voting common stock	J - Other	D			2.000		27.000
2013-12-27		3/A	Lowenthal Robert S Beneficiary Phase II Financial LP	OPY	Class A non-voting common stock		I						303.357
2013-12-19		3	Lowenthal Robert S	OPY	Class B voting common stock		D						140
2013-12-19		3	Lowenthal Robert S Beneficiary A.R. Lowenthal Trust	OPY	Class A non-voting common stock		I						150.000
2013-12-19		3	Lowenthal Robert S Participant Oppenheimer 401K Plan	OPY	Class A non-voting common stock		I						3.150
2013-12-19		3	Lowenthal Robert S Beneficiary R.S. Lowenthal Trust	OPY	Class A non-voting common stock		I						174.000
2013-12-19		3	Lowenthal Robert S	OPY	Class A non-voting common stock		D						24.221
2013-12-11	2013-12-09	4	KEEHNER MICHAEL	OPY	Options on Class A non voting common stock	J - Other	D	12,88	12,8800	-5.000	-64	10.000
2013-12-11	2013-12-09	4	KEEHNER MICHAEL	OPY	Calss A non voting common stock	J - Other	D		12,8800	5.000	64		7.762
2013-08-02	2013-08-01	4	EHRHARDT WILLIAM	OPY	Options on Class A non-voting common stock	M - Exercise	D	12,88	12,8800	-5.000	-64	0
2013-08-02	2013-08-01	4	EHRHARDT WILLIAM	OPY	Class A non voting common stock	M - Exercise	D		12,8800	5.000	64		7.762
2013-07-02	2013-07-01	4	CRYSTAL RICHARD	OPY	Restricted Class A non voting stock	J - Other	D			-1.212		3.088
2013-07-02	2013-07-01	4	CRYSTAL RICHARD	OPY	Class A non voting common stock	J - Other	D			1.212			7.062
2013-07-02	2013-07-01	4	MCARTHUR KENNETH W	OPY	Restricted Class A non voting common stock	J - Other	D			-1.213		3.087
2013-07-02	2013-07-01	4	MCARTHUR KENNETH W	OPY	Class A non voting common stock	J - Other	D			1.213			26.763
2013-07-02	2013-07-01	4	OUGHTRED A WINN	OPY	Restricted Class A non voting common stock	J - Other	D			-1.213		3.087
2013-07-02	2013-07-01	4	OUGHTRED A WINN	OPY	Class A non voting common stock	J - Other	D			1.213			8.563
2013-07-02	2013-07-01	4	EHRHARDT WILLIAM	OPY	Restricted Class A non voting common stock	J - Other	D			-1.212		3.088
2013-07-02	2013-07-01	4	EHRHARDT WILLIAM	OPY	Class A non voting common stock	J - Other	D			1.212			2.762
2013-07-02	2013-07-01	4	KEEHNER MICHAEL	OPY	Restricted Class A non voting common stock	J - Other	D			-1.212		3.088
2013-07-02	2013-07-01	4	KEEHNER MICHAEL	OPY	Class A non voting common stock	J - Other	D			1.212			2.762
2013-03-04	2013-02-25	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			8.000		43.000
2013-03-04	2012-02-23	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		35.000
2013-03-04	2013-02-25	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			8.000		43.000
2013-03-04	2012-02-23	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			5.000		35.000
2013-02-12	2013-01-23	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			105.470		372.970
2013-01-02	2013-01-02	4	CRYSTAL RICHARD	OPY	Restricted Class A non voting stock	J - Other	D			2.650		4.300
2013-01-02	2013-01-02	4	MCARTHUR KENNETH W	OPY	Restricted Class A non voting common stock	J - Other	D			2.650		4.300
2013-01-02	2013-01-02	4	OUGHTRED A WINN	OPY	Restricted Class A non voting common stock	J - Other	D			2.650		4.300
2013-01-02	2013-01-02	4	EHRHARDT WILLIAM	OPY	Restricted Class A non voting stock	J - Other	D			2.650		4.300
2013-01-02	2013-01-02	4	KEEHNER MICHAEL	OPY	Restricted Class A non voting common stock	J - Other	D			2.650		4.300
2012-07-02	2012-07-01	4	CRYSTAL RICHARD	OPY	Restricted Class A non voting common stock	J - Other	D			-550		1.650
2012-07-02	2012-07-01	4	CRYSTAL RICHARD	OPY	Class A non voting common stock	J - Other	D			550			5.850
2012-07-02	2012-07-01	4	MCARTHUR KENNETH W	OPY	Restricted Class A non voting common stock	J - Other	D			-550		1.650
2012-07-02	2012-07-01	4	MCARTHUR KENNETH W	OPY	Class A non voting common stock	J - Other	D			550			25.550
2012-07-02	2012-07-01	4	OUGHTRED A WINN	OPY	Restricted Class A non voting common stock	J - Other	D			-550		1.650
2012-07-02	2012-07-01	4	OUGHTRED A WINN	OPY	Class A non voting common stock	J - Other	D			550			7.350
2012-07-02	2012-07-01	4	EHRHARDT WILLIAM	OPY	Restricted Class A non voting common stock	J - Other	D			-550		1.650
2012-07-02	2012-07-01	4	EHRHARDT WILLIAM	OPY	Class A non voting common stock	J - Other	D			550			1.550
2012-07-02	2012-07-01	4	KEEHNER MICHAEL	OPY	Restricted Class A non voting common stock	J - Other	D			-550		1.650
2012-07-02	2012-07-01	4	KEEHNER MICHAEL	OPY	Class A non voting common stock	J - Other	D			550			1.550
2012-02-10	2011-09-19	5	OUGHTRED A WINN	OPY	Class A non-voting common stock	J - Other	D			1.300			6.800
2012-02-06	2012-01-25	4	LOWENTHAL ALBERT G	OPY	Restricted Class A non-voting common stock	J - Other	D			52.500		267.500
2012-01-18	2012-01-17	4	McNAMARA DENNIS P	OPY	Restricted Class A non-voting common stock	J - Other	D			-562		30.000
2012-01-18	2012-01-17	4	McNAMARA DENNIS P	OPY	Class A non-voting common stock	J - Other	D			562			14.969
2012-01-18	2012-01-17	4	ALFANO JEFFREY J	OPY	Restricted Class A non-voting common stock	J - Other	D			-1.124		30.000
2012-01-18	2012-01-17	4	ALFANO JEFFREY J	OPY	Class A non-votinf common stock	J - Other	D			1.124			32.759
2012-01-05	2012-01-03	4	OUGHTRED A WINN	OPY	Restricted Class A non-voting common stock	J - Other	D			2.200		2.200
2012-01-04	2012-01-03	4	CRYSTAL RICHARD	OPY	Restricted Class A non-voting common stock	J - Other	D			2.200		2.200
2012-01-04	2012-01-03	4	MCARTHUR KENNETH W	OPY	Restricted Class A non-voting common stock	J - Other	D			2.200		2.200
2012-01-04	2012-01-03	4	WINBERG BURTON	OPY	Restricted Class A non-voting common stock	J - Other	D			2.200		2.200
2012-01-04	2012-01-03	4	KEEHNER MICHAEL	OPY	Restricted Class A non-voting stock	J - Other	D			2.200		2.200
2012-01-04	2012-01-03	4	EHRHARDT WILLIAM	OPY	Restricted Class A non-voting stock	J - Other	D			2.200		2.200

Offener Markt oder privater Kauf von nicht-derivativen oder derivativen Wertpapieren

Freiverkauf oder privater Verkauf von nicht-derivativen oder derivativen Wertpapieren

Gewährung, Vergabe oder sonstiger Erwerb von Wertpapieren des Unternehmens (z. B. eine Option)

Umwandlung von Derivaten

Verkauf oder Rückübertragung von Wertpapieren an das Unternehmen

Zahlung des Ausübungspreises oder der Steuerschuld mit einem Teil der vom Unternehmen erhaltenen Wertpapiere

Schenkung von Wertpapieren durch oder an den Insider

Aktien-Swaps und ähnliche Absicherungstransaktionen

Ausübung oder Umwandlung eines vom Unternehmen erhaltenen derivativen Wertpapiers (z. B. einer Option)

Eine freiwillig auf Formular 4 gemeldete Transaktion

Sonstige (mit einer Fußnote zur Beschreibung der Transaktion)

OPY / Oppenheimer Holdings Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5