Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionFirst Foundation Advisors
Latest Disclosed Ownership4,104 shares
Latest Disclosed Value $ 2,907,448
First Foundation Advisors reports 13.75% increase in ownership of CAT / Caterpillar Inc.

On May 4, 2026 - First Foundation Advisors filed a 13F-HR form disclosing ownership of 4,104 shares of Caterpillar Inc. (US:CAT) valued at $2,907,520 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 3,608 shares of Caterpillar Inc.. This represents a change in shares of 13.75% during the quarter. The current value of the position is $3,801,043 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F CATERPILLAR COM 149123101 4,104 496 13.75 2,907 40.64 0.1054
2026-02-04 2025-12-31 13F CATERPILLAR COM 149123101 3,608 113 3.23 2,067 24.00 0.0779
2025-11-17 2025-09-30 13F CATERPILLAR COM 149123101 3,495 22 0.63 1,668 23.66 0.0616
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 3,473 1,206 53.20 1,348 80.46 0.0500
2025-05-08 2025-03-31 13F CATERPILLAR COM 149123101 2,267 -232 -9.28 748 -17.55 0.0304
2025-02-13 2024-12-31 13F CATERPILLAR COM 149123101 2,499 -485 -16.25 907 -22.37 0.0341
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 2,984 -116 -3.74 1,167 13.08 0.0440
2024-08-06 2024-06-30 13F CATERPILLAR COM 149123101 3,100 -761 -19.71 1,033 -27.02 0.0395
2024-05-10 2024-03-31 13F CATERPILLAR COM 149123101 3,861 177 4.80 1,415 29.84 0.0566
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 3,684 -990 -21.18 1,089 -14.66 0.0496
2023-11-15 2023-09-30 13F CATERPILLAR COM 149123101 4,674 -427 -8.37 1,276 1.67 0.0596
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 5,101 281 5.83 1,255 13.88 0.0542
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 4,820 -365 -7.04 1,103 -11.27 0.0507
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 5,185 -46 -0.88 1,242 44.76 0.0595
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 5,231 102 1.99 858 -6.43 0.0420
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 5,129 -463 -8.28 917 -26.40 0.0405
2022-05-05 2022-03-31 13F CATERPILLAR COM 149123101 5,592 -601 -9.70 1,246 -2.66 0.0450
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 6,193 13 0.21 1,280 7.93 0.0440
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 6,180 874 16.47 1,186 2.68 0.0443
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 5,306 462 9.54 1,155 2.85 0.0445
2021-05-18 2021-03-31 13F CATERPILLAR COM 149123101 4,844 -1,162 -19.35 1,123 2.74 0.0482
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 6,006 184 3.16 1,093 25.92 0.0485
2020-11-12 2020-09-30 13F Caterpillar COM 149123101 5,822 3,693 173.46 868 222.68 0.0403
2020-08-14 2020-06-30 13F Caterpillar COM 149123101 2,129 -476 -18.27 269 -10.93 0.0139
2020-05-11 2020-03-31 13F Caterpillar COM 149123101 2,605 852 48.60 302 16.60 0.0185
2020-02-11 2019-12-31 13F Caterpillar COM 149123101 1,753 -1,391 -44.24 259 -34.76 0.0128
2019-11-12 2019-09-30 13F Caterpillar COM 149123101 3,144 -1,562 -33.19 397 -38.07 0.0212
2019-08-14 2019-06-30 13F Caterpillar COM 149123101 4,706 206 4.58 641 5.08 0.0359
2019-05-13 2019-03-31 13F Caterpillar COM 149123101 4,500 448 11.06 610 18.45 0.0362
2019-02-14 2018-12-31 13F Caterpillar COM 149123101 4,052 584 16.84 515 -2.65 0.0325
2018-11-13 2018-09-30 13F Caterpillar COM 149123101 3,468 432 14.23 529 28.40 0.0293
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 3,036 1,224 67.55 412 54.31 0.0242
2018-05-15 2018-03-31 13F Caterpillar COM 149123101 1,812 471 35.12 267 26.54 0.0149
2018-02-14 2017-12-31 13F Caterpillar COM 149123101 1,341 -372 -21.72 211 -1.40 0.0114
2017-11-14 2017-09-30 13F Caterpillar COM 149123101 1,713 1,713 27.74 214 1.42 0.0121
2017-05-05 2017-03-31 13F Caterpillar COM 149123101 0 -3,028 -100.00 0 -100.00
2017-02-14 2016-12-31 13F Caterpillar COM 149123101 3,028 281 10.23 281 15.16 0.0184
2016-11-14 2016-09-30 13F Caterpillar COM 149123101 2,747 2,747 -9.28 244 -13.17 0.0169
2015-08-13 2015-06-30 13F Caterpillar COM 149123101 0 -2,749 -100.00 0 -100.00
2015-05-14 2015-03-31 13F Caterpillar COM 149123101 2,749 2,749 0.00 220 0.0184
2014-11-14 2014-09-30 13F Caterpillar COM 149123101 0 -2,074 -100.00 0 -100.00
2014-08-15 2014-06-30 13F Caterpillar COM 149123101 2,074 0 0.00 225 9.22 0.0245
2014-05-15 2014-03-31 13F Caterpillar COM 149123101 2,074 -579 -21.82 206 -14.52 0.0255
2014-02-14 2013-12-31 13F Caterpillar COM 149123101 2,653 -81 -2.96 241 5.70 0.0324
2013-11-15 2013-09-30 13F Caterpillar COM 149123101 2,734 -777 -22.13 228 -21.38 0.0355
2013-08-09 2013-06-30 13F Caterpillar COM 149123101 3,511 3,511 290 0.0568
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.